Heritage Distilling Files 8-K: Agreements, Personnel Changes

Ticker: IPST · Form: 8-K · Filed: Oct 3, 2025 · CIK: 1788230

Sentiment: neutral

Topics: material-agreement, executive-changes, filing

TL;DR

Heritage Distilling 8-K: New deals, exec changes, financial updates filed Oct 3.

AI Summary

Heritage Distilling Holding Company, Inc. filed an 8-K on October 3, 2025, reporting on material definitive agreements, director/officer changes, and financial statements. The filing date indicates events occurred around October 1, 2025. The company is incorporated in Delaware and headquartered in Gig Harbor, Washington.

Why It Matters

This 8-K filing signals significant corporate actions, including new agreements and potential shifts in leadership or compensation, which could impact the company's strategic direction and financial performance.

Risk Assessment

Risk Level: medium — 8-K filings often contain material information that can lead to stock price volatility, especially those related to definitive agreements or executive changes.

Key Numbers

Key Players & Entities

FAQ

What specific material definitive agreements were entered into by Heritage Distilling Holding Company, Inc. as reported in this 8-K?

The filing indicates the entry into a Material Definitive Agreement, but the specific details of the agreement are not provided in the excerpt.

What changes occurred regarding directors or officers on or around October 1, 2025?

The filing notes 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers,' but specific names and roles are not detailed in the excerpt.

What is the significance of the filing date of October 3, 2025, and the earliest event date of October 1, 2025?

The filing date is when the report was submitted to the SEC, and the earliest event date signifies the date the reported events, such as material agreements or personnel changes, occurred.

Where are Heritage Distilling Holding Company, Inc.'s principal executive offices located?

The principal executive offices are located at 9668 Bujacich Road, Gig Harbor, Washington 98332.

What is the SIC code for Heritage Distilling Holding Company, Inc. and what industry does it represent?

The Standard Industrial Classification (SIC) code is 2080, which represents the Beverages industry.

Filing Stats: 1,204 words · 5 min read · ~4 pages · Grade level 12.8 · Accepted 2025-10-03 17:24:25

Key Financial Figures

Filing Documents

01 Entry into a Material Definitive Agreement

Item 1.01 Entry into a Material Definitive Agreement Information regarding employment arrangements for Justin Stiefel, Chief Executive Officer ("CEO"), Jennifer Stiefel, President, and Michael Carrosino, Chief Financial Officer ("CFO"), are included in Item 5.02 of this Current Report on Form 8-K is incorporated by reference into this Item 1.01. Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On October 1, 2025, Heritage Distilling Holding Company, Inc. (the "Company," "we" or "our") entered into 18-month employment agreements with Justin Stiefel, our Chief Executive Officer, Jennifer Stiefel, our President, and Michael Carrosino, our Executive Vice President and Chief Financial Officer. The following is a summary of the compensation arrangements set forth in each of such employment agreements. Executive Title Annual Base Salary Initial Restricted Stock Unit Grant in Shares Justin Stiefel Chairman and Chief Executive Officer $ 195,000 3,500,000 Jennifer Stiefel President 175,000 500,000 Michael Carrosino Executive Vice President and Chief Financial Officer 260,000 250,000 In recognition of the effort put into identifying, negotiating, and completing our recent private placement of our Pre-Funded Warrants and the fundamental change in our liquidity such offering provided, and as an incentive to continue employment with us, pursuant to his employment agreement, we granted to Mr. Stiefel a restricted stock unit award of 3,500,000 shares of common stock. As an incentive to continue employment with us pursuant to her employment agreement, we granted to Ms. Stiefel a restricted stock unit award of 500,000 shares of common stock. Under those agreements, such restricted stock unit awards will vest monthly over an 18-month period. Pursuant to his employment agreement, we granted to Mr. Carrosino a restricted stock unit award of 250,000 sha

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 10.1 Employment Agreement dated October 1, 2025 by and among the Company and Justin Stiefel 10.2 Employment Agreement dated October 1, 2025 by and among the Company and Jennifer Stiefel 10.3 Employment Agreement dated October 1, 2025 by and among the Company and Michael Carrosino 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 3

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: October 3, 2025 HERITAGE DISTILLING HOLDING COMPANY INC. By: /s/ Justin Stiefel Justin Stiefel Chief Executive Officer 4

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