Heritage Distilling Holding Company, INC. 8-K Filing

Ticker: IPST · Form: 8-K · Filed: Nov 20, 2025 · CIK: 1788230

Heritage Distilling Holding Company, INC. 8-K Filing Summary
FieldDetail
CompanyHeritage Distilling Holding Company, INC. (IPST)
Form Type8-K
Filed DateNov 20, 2025
Pages2
Reading Time3 min
Key Dollar Amounts$0.0001, $1.00
Sentimentneutral

Sentiment: neutral

FAQ

What type of filing is this?

This is a 8-K filing submitted by Heritage Distilling Holding Company, INC. (ticker: IPST) to the SEC on Nov 20, 2025.

What are the key financial figures in this filing?

Key dollar amounts include: $0.0001 (ich registered Common Stock, par value $0.0001 per share IPST The Nasdaq Stock Market); $1.00 (id price for the Common Stock was below $1.00 per share for 30 consecutive business d).

How long is this filing?

Heritage Distilling Holding Company, INC.'s 8-K filing is 2 pages with approximately 669 words. Estimated reading time is 3 minutes.

Where can I view the full 8-K filing?

The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.

Filing Stats: 669 words · 3 min read · ~2 pages · Grade level 10.9 · Accepted 2025-11-20 16:40:05

Key Financial Figures

Filing Documents

01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously disclosed in Current Reports on Form 8-K filed with the Securities and Exchange Commission on April 18, 2025 and October 17, 2025, on April 14, 2025, Heritage Distilling Holding Company, Inc. (the "Company") received a notice from the Nasdaq Stock Market LLC ("Nasdaq"), indicating that the Company's common stock, par value $0.0001 per share (the "Common Stock"), did not meet the minimum bid price required set forth in Nasdaq Listing Rule 5550(a)(2), as the closing bid price for the Common Stock was below $1.00 per share for 30 consecutive business days. On November 19, 2025, the Company received a letter from Nasdaq stating that, as the closing bid price of the Common Stock has been at $1.00 per share or greater for the ten consecutive business days from November 5, 2025 to November 18, 2025, the Staff has determined that the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2) and has closed the matter.

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. On November 20, 2025, the Company issued a press release announcing that the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2). A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1 and is hereby furnished pursuant to this Item 7.01. The information disclosed under this Item 7.01, including Exhibit 99.1 attached hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Press release dated November 20, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: November 20, 2025 HERITAGE DISTILLING HOLDING COMPANY INC. By: /s/ Justin Stiefel Justin Stiefel Chief Executive Officer 3

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