IRIDEX Corp. Files 2023 10-K

Ticker: IRIX · Form: 10-K · Filed: Mar 29, 2024 · CIK: 1006045

Iridex Corp 10-K Filing Summary
FieldDetail
CompanyIridex Corp (IRIX)
Form Type10-K
Filed DateMar 29, 2024
Risk Levelmedium
Pages15
Reading Time17 min
Key Dollar Amounts$0.01, $51.9 million, $57.0 m, $9.6 million, $7.5 million
Sentimentneutral

Sentiment: neutral

Topics: 10-K, annual-report, financials

TL;DR

IRIDEX 2023 10-K is in. Financials for R&D, shipping, admin detailed. Check it out.

AI Summary

IRIDEX Corp. filed its 2023 10-K on March 29, 2024, detailing its financial performance for the fiscal year ending December 30, 2023. The company, headquartered at 1212 Terra Bella Ave, Mountain View, CA, operates in the electromedical and electrotherapeutic apparatus industry. The filing covers various financial aspects, including research and development expenses, shipping and handling costs, and general administrative expenses for the fiscal years 2022 and 2023.

Why It Matters

This filing provides investors and stakeholders with a comprehensive overview of IRIDEX Corp.'s financial health and operational activities for the past fiscal year, crucial for investment decisions.

Risk Assessment

Risk Level: medium — The filing is a standard annual report and does not inherently indicate new or elevated risks.

Key Numbers

  • 1212 TERRA BELLA AVE — Business Address (Headquarters location)
  • 20231230 — Fiscal Year End (Reporting period)
  • 20240329 — Filing Date (Date of submission)

Key Players & Entities

  • IRIDEX CORP (company) — Filer of the 10-K
  • 1212 TERRA BELLA AVE, MOUNTAIN VIEW, CA 94043 (location) — Business and mailing address
  • 20231230 (date) — Fiscal year end
  • 20240329 (date) — Filing date

FAQ

What were IRIDEX Corp.'s total revenues for the fiscal year ending December 30, 2023?

The provided text does not contain specific revenue figures for the fiscal year ending December 30, 2023.

What is the primary industry in which IRIDEX Corp. operates?

IRIDEX Corp. operates in the ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS industry, SIC code 3845.

When was the 10-K filing submitted to the SEC?

The 10-K filing was submitted on March 29, 2024.

What is IRIDEX Corp.'s fiscal year end date?

IRIDEX Corp.'s fiscal year ends on December 31st.

What are some of the expense categories detailed in the filing for the fiscal years 2022 and 2023?

The filing details Research and Development Expense, Shipping and Handling, and General and Administrative Expense for the fiscal years 2022 and 2023.

Filing Stats: 4,365 words · 17 min read · ~15 pages · Grade level 15.7 · Accepted 2024-03-29 16:13:20

Key Financial Figures

  • $0.01 — ch Registered Common Stock, par value $0.01 per share IRIX Nasdaq Global Market
  • $51.9 million — s. Total revenues in 2023 and 2022 were $51.9 million and $57.0 million, respectively. We gen
  • $57.0 m — in 2023 and 2022 were $51.9 million and $57.0 million, respectively. We generated net l
  • $9.6 million — espectively. We generated net losses of $9.6 million and $7.5 million in 2023 and 2022, resp
  • $7.5 million — enerated net losses of $9.6 million and $7.5 million in 2023 and 2022, respectively. 5 I

Filing Documents

Business

Item 1. Business 5

Risk Factors

Item 1A. Risk Factors 18

Unresolved Staff Comments

Item 1B. Unresolved Staff Comments 37

Cybersecurity

Item 1C. Cybersecurity 37

Properties

Item 2. Properties 38

Legal Proceedings

Item 3. Legal Proceedings 38

Mine Safety Disclosures

Item 4. Mine Safety Disclosures 38 Part II 39

Market for Registrant's Common Equity and Related Stockholder Matters, and Issuer Purchases of Equity Securities

Item 5. Market for Registrant's Common Equity and Related Stockholder Matters, and Issuer Purchases of Equity Securities 39

[Reserved]

Item 6. [Reserved] 39

Management's Discussion and Analysis of Financial Condition and Results of Operations

Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations 40

Quantitative and Qualitative Disclosures About Market Risk

Item 7A. Quantitative and Qualitative Disclosures About Market Risk 47

Financial Statements and Supplementary Data

Item 8. Financial Statements and Supplementary Data 47

Changes in and Disagreements with Accountants on Accounting and Financial Disclosure

Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure 74

Controls and Procedures

Item 9A. Controls and Procedures 74

Other Information

Item 9B. Other Information 75

Disclosure Regarding Foreign Jurisdictions that Prevent Inspections

Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections 75 Part III 76

Directors, Executive Officers and Corporate Governance

Item 10. Directors, Executive Officers and Corporate Governance 76

Executive Compensation

Item 11. Executive Compensation 76

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 76

Certain Relationships and Related Transactions, and Director Independence

Item 13. Certain Relationships and Related Transactions, and Director Independence 76

Principal Accountant Fees and Services

Item 14. Principal Accountant Fees and Services 76 Part IV 77

Exhibits and Financial Statement Schedules

Item 15. Exhibits and Financial Statement Schedules 77

Signatures

Signatures 82 4 P ART I I tem 1. Business Overview IRIDEX Corporation ("Iridex") is an ophthalmic medical technology company focused on the development and commercialization of breakthrough products and procedures used to treat sight-threatening eye conditions, including glaucoma and retinal diseases. Our propriety MicroPulse Technology and Endpoint Management Technology are used for the treatment of glaucoma and retina disorders. Both technologies are offered as optional treatment modes in select laser consoles in addition to the standard continuous-wave ("CW") treatment mode. They allow low-energy, subvisible, tissue-sparing laser therapy by different means: MicroPulse technology uses short, microsecond-long laser pulses that allow tissue to cool between pulses giving physicians finer control of thermal elevation to minimize tissue damage. Endpoint Management technology uses a delivery algorithm to titrate the laser energy. CW laser photocoagulation can stabilize vision over the long term but can also result in varying degrees of vision loss. Both MicroPulse and Endpoint Management technologies have demonstrated clinical efficacy with a safer profile compared to standard high-energy CW laser for the treatment of both retinal diseases and glaucoma. Our products consist of laser consoles, delivery devices and consumable probes. Our laser consoles consist of the following product lines: Glaucoma – Our primary glaucoma console line is the Cyclo G6 laser system with MicroPulse technology. In addition, our medical retina consoles have features supporting glaucoma laser treatments. Medical Retina – Our medical-retina product line includes our portable IQ 532 and IQ 577 laser systems with MicroPulse technology; and the Pattern Scanning Laser ("PASCAL") System, an integrated workstation with Endpoint Management technology and MicroPulse technology. These systems are ideal for multispecialty practices because these lasers also can be used to treat glau

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