Johnson Controls Files 8-K on Debt Instruments

TL;DR

JCI filed an 8-K detailing various debt notes, including sustainability-linked ones, all effective April 16th.

AI Summary

Johnson Controls International plc filed an 8-K on April 19, 2024, reporting on other events and financial statements. The filing lists various debt instruments, including "SustainabilityLinkedNotes2000Due2031Member" and "M1.000SeniorNotesDue20322Member", all with an effective date of April 16, 2024. The company's principal executive offices are located in Cork, Ireland, with a business phone number of 414-524-1200.

Why It Matters

This filing provides insight into Johnson Controls' current debt structure and financial obligations, which can impact investor confidence and the company's financial flexibility.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of debt instruments and does not indicate any immediate financial distress or significant operational changes.

Key Players & Entities

• Johnson Controls International plc (company) — Filer
• SustainabilityLinkedNotes2000Due2031Member (dollar_amount) — Debt Instrument
• M1.000SeniorNotesDue20322Member (dollar_amount) — Debt Instrument
• 414-524-1200 (phone_number) — Business Phone

FAQ

Key Financial Figures

• $0.01 — Registered Ordinary Shares, Par Value $0.01 JCI New York Stock Exchange 3.625
• $700 million — uers agreed to sell to the Underwriters $700 million aggregate principal amount of their 5.5

Filing Documents

• d830386d8k.htm (8-K) — 69KB
• d830386dex11.htm (EX-1.1) — 173KB
• d830386dex42.htm (EX-4.2) — 137KB
• d830386dex51.htm (EX-5.1) — 18KB
• d830386dex52.htm (EX-5.2) — 68KB
• d830386dex53.htm (EX-5.3) — 74KB
• g830386g0418083240233.jpg (GRAPHIC) — 5KB
• g830386g0419005923029.jpg (GRAPHIC) — 2KB
• 0001193125-24-102867.txt ( ) — 920KB
• jci-20240416.xsd (EX-101.SCH) — 8KB
• jci-20240416_def.xml (EX-101.DEF) — 19KB
• jci-20240416_lab.xml (EX-101.LAB) — 34KB
• jci-20240416_pre.xml (EX-101.PRE) — 21KB
• d830386d8k_htm.xml (XML) — 25KB

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Exhibit Description 1.1 Underwriting Agreement, dated April 16, 2024, among Johnson Controls International plc, Tyco Fire & Security Finance S.C.A. and Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and TD Securities (USA) LLC, as representatives of the several other underwriters named therein. 4.1 Indenture, dated as of December 28, 2016, between Johnson Controls International plc and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (incorporated herein by reference to Exhibit 4.1 to Johnson Controls International plc's Current Report on Form 8-K filed with the SEC on December 28, 2016). 4.2 Eleventh Supplemental Indenture, dated as of April 19, 2024, among Johnson Controls International plc, Tyco Fire & Security Finance S.C.A. and U.S. Bank Trust Company, National Association, as trustee (attaching form of the Notes). 2 4.3 Form of the Notes (included in Exhibit 4.2). 5.1 Opinion of Simpson Thacher & Bartlett LLP. 5.2 Opinion of Arthur Cox LLP. 5.3 Opinion of Allen & Overy, Socit en Commandite Simple . 23.1 Consent of Simpson Thacher & Bartlett LLP (included in Exhibit 5.1). 23.2 Consent of Arthur Cox LLP (included in Exhibit 5.2). 23.3 Consent of Allen & Overy, Socit en Commandite Simple (included in Exhibit 5.3). 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. JOHNSON CONTROLS INTERNATIONAL PLC Date: April 19, 2024 By: /s/ Richard J. Dancy Name: Richard J. Dancy Title: Vice President and Corporate Secretary 4

View Full Filing

View this 8-K filing on SEC EDGAR