Nuveen Mortgage & Income Fund Updates Advisory Agreement
Ticker: JLS · Form: 8-K · Filed: Mar 6, 2024 · CIK: 1472215
| Field | Detail |
|---|---|
| Company | Nuveen Mortgage & Income Fund/Ma/ (JLS) |
| Form Type | 8-K |
| Filed Date | Mar 6, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: advisory-agreement, fund-management
Related Tickers: NMI
TL;DR
NMI just changed its investment advisor agreement, effective Feb 28. Details on fees TBD.
AI Summary
Nuveen Mortgage & Income Fund (NMI) announced on March 6, 2024, that its Board of Trustees approved a new investment advisory agreement with Nuveen Investments, LLC, effective February 28, 2024. This agreement replaces the previous one and outlines the terms under which Nuveen Investments will manage the fund's assets. The specific fees and expenses under the new agreement were not detailed in this filing.
Why It Matters
This filing indicates a change in the management structure or terms for Nuveen Mortgage & Income Fund, which could impact the fund's operational costs and investment strategy.
Risk Assessment
Risk Level: low — The filing is a routine update to an investment advisory agreement and does not contain information suggesting immediate financial distress or significant operational changes.
Key Players & Entities
- Nuveen Mortgage & Income Fund (company) — Registrant
- Nuveen Investments, LLC (company) — Investment Advisor
- March 6, 2024 (date) — Date of Report
- February 28, 2024 (date) — Effective Date of Agreement
FAQ
What is the primary purpose of this Form 8-K filing?
The primary purpose is to disclose the approval of a new investment advisory agreement between Nuveen Mortgage & Income Fund and Nuveen Investments, LLC.
When did the new investment advisory agreement become effective?
The new investment advisory agreement became effective on February 28, 2024.
Who is the investment advisor for Nuveen Mortgage & Income Fund under the new agreement?
Nuveen Investments, LLC is the investment advisor under the new agreement.
Does this filing provide details on the fees associated with the new advisory agreement?
No, this filing does not provide specific details on the fees or expenses under the new investment advisory agreement.
What is the principal executive office address for Nuveen Mortgage & Income Fund?
The principal executive office address is 333 West Wacker Drive, Chicago, Illinois 60606.
Filing Stats: 460 words · 2 min read · ~2 pages · Grade level 12 · Accepted 2024-03-06 15:24:25
Filing Documents
- d809539d8k.htm (8-K) — 15KB
- d809539dex31.htm (EX-31) — 182KB
- 0001193125-24-060651.txt ( ) — 199KB
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits 3.1 Amended and Restated By-Laws SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Nuveen Mortgage and Income Fund Date: March 6, 2024 By: /s/ Mark L. Winget Name: Mark L. Winget Title: Vice President and Secretary