Nauticus Robotics Secures $5M Via Convertible Notes

Ticker: KITTW · Form: 8-K · Filed: Jun 13, 2024 · CIK: 1849820

Sentiment: neutral

Topics: financing, convertible-notes, funding

TL;DR

Nauticus Robotics raising $5M in convertible notes, closing around June 17th.

AI Summary

Nauticus Robotics, Inc. announced on June 12, 2024, that it has entered into a definitive agreement for a private placement of convertible notes. The company expects to raise approximately $5.0 million in gross proceeds from this offering, which is anticipated to close on or about June 17, 2024. These funds will be used for general corporate purposes.

Why It Matters

This capital raise provides Nauticus Robotics with additional funding for its operations, potentially supporting its growth and development in the robotics sector.

Risk Assessment

Risk Level: medium — Convertible notes can dilute existing shareholders if converted, and the company's financial health and ability to repay or convert the notes are key considerations.

Key Numbers

Key Players & Entities

FAQ

What is the primary purpose of the $5.0 million raised through convertible notes?

The funds raised are intended for general corporate purposes.

When is the anticipated closing date for the convertible notes offering?

The offering is expected to close on or about June 17, 2024.

What type of financial instrument is Nauticus Robotics issuing?

Nauticus Robotics is issuing convertible notes.

What was Nauticus Robotics, Inc. formerly known as?

Nauticus Robotics, Inc. was formerly known as cleantech Acquisition Corp.

What is the principal executive office address for Nauticus Robotics, Inc.?

The principal executive office is located at 17146 Feathercraft Lane, Suite 450, Webster, TX 77598.

Filing Stats: 447 words · 2 min read · ~1 pages · Grade level 10.5 · Accepted 2024-06-13 08:39:49

Filing Documents

01 Other Events

Item 8.01 Other Events. A copy of the opinion of Norton Rose Fulbright US LLP relating to the at-the-market offering previously reported in the Current Report on Form 8-K filed on May 20, 2024 is filed as Exhibit 5.1 to this Current Report on Form 8-K.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Description 5.1 Opinion of Norton Rose Fulbright US LLP 23.1 Consent of Norton Rose Fulbright US LLP (contained in Exhibit 5.1 above) 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: June 13, 2024 Nauticus Robotics, Inc. By: /s/ Nicholas J. Bigney Name: Nicholas J. Bigney Title: General Counsel

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