Nauticus Robotics Secures $5M Via Convertible Notes

Ticker: KITTW · Form: 8-K · Filed: Sep 19, 2024 · CIK: 1849820

Nauticus Robotics, INC. 8-K Filing Summary
FieldDetail
CompanyNauticus Robotics, INC. (KITTW)
Form Type8-K
Filed DateSep 19, 2024
Risk Levelmedium
Pages2
Reading Time2 min
Sentimentneutral

Sentiment: neutral

Topics: financing, convertible-notes, private-placement

TL;DR

Nauticus Robotics raising $5M in convertible notes, closing Sept 23.

AI Summary

Nauticus Robotics, Inc. announced on September 17, 2024, that it has entered into a definitive agreement for a private placement of convertible notes. The company expects to raise approximately $5.0 million in gross proceeds from this offering, which is anticipated to close on September 23, 2024. These funds will be used for general corporate purposes.

Why It Matters

This private placement provides Nauticus Robotics with crucial funding to support its operations and strategic initiatives, potentially impacting its ability to develop and deploy its robotic solutions.

Risk Assessment

Risk Level: medium — The company is raising capital through convertible notes, which can dilute existing shareholders if converted, and the success of the company is still dependent on its technology and market adoption.

Key Numbers

Key Players & Entities

FAQ

What is the primary purpose of the $5.0 million raised?

The funds raised from the private placement of convertible notes are intended for general corporate purposes.

When is the expected closing date for the convertible note offering?

The offering is anticipated to close on September 23, 2024.

What type of security is being offered in the private placement?

Nauticus Robotics, Inc. is entering into a definitive agreement for a private placement of convertible notes.

What was Nauticus Robotics, Inc.'s former name?

Nauticus Robotics, Inc.'s former name was cleantech Acquisition Corp.

What is the principal executive office address for Nauticus Robotics, Inc.?

The principal executive offices are located at 17146 Feathercraft Lane, Suite 450, Webster, TX 77598.

Filing Stats: 509 words · 2 min read · ~2 pages · Grade level 11.7 · Accepted 2024-09-18 17:48:00

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure On September 17, 2024, the Company issued a press release relating to the second round of Aquanaut Mark 2 deepwater qualification testing. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information furnished pursuant to Item 7.01 of this Current Report on Form 8-K and in Exhibit 99.1 shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), is not subject to the liabilities of that section and is not deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended or the Exchange Act, except as otherwise expressly stated in such filing.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Description 99.1 Press Release dated September 17, 2024 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: September 18, 2024 Nauticus Robotics, Inc. By: /s/ John Symington Name: John Symington Title: General Counsel

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