Nauticus Robotics Files 8-K on Shareholder Vote Matters
Ticker: KITTW · Form: 8-K · Filed: Jan 15, 2025 · CIK: 1849820
| Field | Detail |
|---|---|
| Company | Nauticus Robotics, INC. (KITTW) |
| Form Type | 8-K |
| Filed Date | Jan 15, 2025 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 4 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote, filing-update
TL;DR
Nauticus Robotics filed an 8-K on Jan 15, 2025, regarding shareholder votes. Formerly Cleantech Acquisition Corp.
AI Summary
Nauticus Robotics, Inc. filed an 8-K on January 15, 2025, to report on matters submitted to a vote of its security holders. The filing indicates that the company, formerly known as Cleantech Acquisition Corp. until March 8, 2021, is incorporated in Delaware and headquartered in Webster, Texas.
Why It Matters
This filing is important for investors to understand any significant decisions or changes approved by Nauticus Robotics' shareholders, which could impact the company's future direction and stock value.
Risk Assessment
Risk Level: low — This is a routine filing reporting on shareholder votes, not indicating immediate financial distress or significant new risks.
Key Numbers
- 001-40611 — SEC File Number (Identifies the company's filing with the SEC.)
- 87-1699753 — IRS Employer Identification No. (Company's tax identification number.)
Key Players & Entities
- Nauticus Robotics, Inc. (company) — Registrant
- Cleantech Acquisition Corp. (company) — Former company name
- January 15, 2025 (date) — Date of report
- Delaware (jurisdiction) — State of incorporation
- Webster, TX (location) — Principal executive offices
FAQ
What specific matters were submitted to a vote of Nauticus Robotics' security holders?
The filing states it is a 'Submission of Matters to a Vote of Security Holders' but does not detail the specific proposals in the provided text.
When was Nauticus Robotics, Inc. formerly known as Cleantech Acquisition Corp.?
The company's name was changed from Cleantech Acquisition Corp. on March 8, 2021.
Where are Nauticus Robotics, Inc.'s principal executive offices located?
The principal executive offices are located at 17146 Feathercraft Lane, Suite 450, Webster, TX 77598.
What is the SEC file number for Nauticus Robotics, Inc.?
The SEC file number for Nauticus Robotics, Inc. is 001-40611.
What is the date of the earliest event reported in this 8-K filing?
The date of the earliest event reported is January 15, 2025.
Filing Stats: 903 words · 4 min read · ~3 pages · Grade level 18 · Accepted 2025-01-15 16:43:13
Filing Documents
- kitt-20250115.htm (8-K) — 38KB
- 0001849820-25-000025.txt ( ) — 205KB
- kitt-20250115.xsd (EX-101.SCH) — 2KB
- kitt-20250115_def.xml (EX-101.DEF) — 16KB
- kitt-20250115_lab.xml (EX-101.LAB) — 28KB
- kitt-20250115_pre.xml (EX-101.PRE) — 17KB
- kitt-20250115_htm.xml (XML) — 4KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders On January 15, 2025, Nauticus Robotics, Inc. (the "Company") held a special meeting of stockholders (the "Meeting"). At the Meeting, the Company's stockholders (1) approved, pursuant to Nasdaq Rule 5635, the issuance of shares of the Company's common stock upon the conversion of shares of the Series A Convertible Preferred Stock, issued pursuant to the Second Amendment and Exchange Agreement dated November 4, 2024 between the Company, ATW Special Situations I, LLC, Material Impact Fund II, L.P. and SLS Family Irrevocable Trust (the "Exchange Agreement") and the corresponding Certificate of Designations of Rights and Preferences of Series A Convertible Preferred Stock (the "Nasdaq Stock Issuance Proposal (Preferred Stock)"); (2) approved, pursuant to Nasdaq Rule 5635, the issuance of shares of the Company's common stock upon the conversion of debt under the Company's Original Issue Discount Senior Secured Convertible Debentures Due September 9, 2026, issued pursuant to that certain Securities Purchase Agreement, dated as of November 4, 2024, by and among the Company, and ATW Special Situations I LLC (the "Securities Purchase Agreement") (the "Nasdaq Stock Issuance Proposal (Debenture)"); and (3) approved a proposal to adjourn the Meeting to a later date or date to permit further solicitation and vote of proxies, if necessary or appropriate. While a majority of votes cast were in favor of a proposal to increase the authorized shares of the Company's common stock from 625,000,000 to 5,000,000,000 (the "Authorized Share Amendment"), the proposal did not reach the required threshold of a majority of all issued and outstanding common stock, and was therefore not approved. A total of 3,676,638 shares of common stock of the Company attended the Meeting by proxy or in person, representing 57.39% of the Company's outstanding common stock entitled to vote as of November 4, 2024, the record date of the Meeting. T