Nauticus Robotics Files 8-K on Shareholder Votes

Ticker: KITTW · Form: 8-K · Filed: Dec 2, 2025 · CIK: 1849820

Nauticus Robotics, INC. 8-K Filing Summary
FieldDetail
CompanyNauticus Robotics, INC. (KITTW)
Form Type8-K
Filed DateDec 2, 2025
Risk Levellow
Pages3
Reading Time3 min
Sentimentneutral

Sentiment: neutral

Topics: shareholder-vote, corporate-action, 8-k

TL;DR

Nauticus Robotics filed an 8-K on Nov 21, 2025, regarding shareholder votes on stock and warrants.

AI Summary

Nauticus Robotics, Inc. filed an 8-K on December 2, 2025, reporting on matters submitted to a vote of security holders as of November 21, 2025. The filing details actions related to common stock and warrants.

Why It Matters

This filing indicates important corporate actions and votes by Nauticus Robotics' shareholders, which could impact the company's structure and future direction.

Risk Assessment

Risk Level: low — This is a routine filing reporting on shareholder votes, not indicating immediate financial distress or significant operational changes.

Key Numbers

Key Players & Entities

FAQ

What specific matters were submitted to a vote of Nauticus Robotics' security holders on November 21, 2025?

The filing indicates that matters related to common stock and warrants were submitted to a vote, as detailed in the full report.

What is the significance of the date November 21, 2025, for this filing?

November 21, 2025, is the date of the earliest event reported, specifically the date when matters were submitted to a vote of security holders.

When was this 8-K filing officially submitted to the SEC?

The 8-K filing was officially submitted to the SEC on December 2, 2025.

What was Nauticus Robotics, Inc. formerly known as?

Nauticus Robotics, Inc. was formerly known as cleantech Acquisition Corp.

Where is Nauticus Robotics, Inc. headquartered?

Nauticus Robotics, Inc. is headquartered at 17146 Feathercraft Lane, Suite 450, Webster, TX 77598.

Filing Stats: 798 words · 3 min read · ~3 pages · Grade level 17.1 · Accepted 2025-12-02 16:14:45

Filing Documents

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders On November 21, 2025, Nauticus Robotics, Inc. (the "Company") held a special meeting of stockholders (the "Meeting"). At the Meeting, the Company's stockholders (1) approved, pursuant to Nasdaq Rule 5635, the issuance of shares of the Company's common stock upon the conversion of shares of the Series B Convertible Preferred Stock, issued pursuant to the Securities Purchase Agreement dated August 6, 2025 between the Company and ATW Special Situations II, LLC (the "Purchase Agreement") and the corresponding Certificate of Designations of Rights and Preferences of Series B Convertible Preferred Stock; and (2) approved a proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, one or more of the other proposals to be voted on at the Special Meeting.While a majority of votes cast were in favor of a proposal to increase the authorized shares of the Company's common stock from 625,000,000 to 5,000,000,000, the proposal did not reach the required threshold of a majority of all issued and outstanding common stock, and was therefore not approved. A total of 2,316,272 shares of common stock of the Company attended the Meeting by proxy or in person, representing 40.60% of the Company's outstanding common stock entitled to vote as of September 22, 2025, the record date of the Meeting. The results of the voting were as follows: Proposal 1: To approve, pursuant to Nasdaq Rule 5635, the issuance of shares of the Company's common stock upon the conversion of shares of the Series B Convertible Preferred Stock, issued pursuant to the Securities Purchase Agreement dated August 6, 2025 between the Company and ATW Special Situations II, LLC (the "Purchase Agreement") and the corresponding Certificate of Designations of Rights and Preferences of Serie

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