Berka Amends Nauticus Robotics (NR) 13D Filing
Ticker: KITTW · Form: SC 13D/A · Filed: Apr 15, 2024 · CIK: 1849820
Sentiment: neutral
Topics: sec-filing, 13d-amendment, ownership-update
Related Tickers: NR
TL;DR
Angela Berka updated her stake in Nauticus Robotics (NR) - routine filing.
AI Summary
Angela Berka has amended her Schedule 13D filing for Nauticus Robotics, Inc. on April 15, 2024. This amendment, designated as Amendment No. 1, updates information previously filed regarding her beneficial ownership of the company's common stock. The filing does not disclose specific new shareholdings or dollar amounts but serves as a routine update to existing disclosures.
Why It Matters
This filing indicates ongoing reporting requirements for significant shareholders, providing transparency into ownership changes or updates for Nauticus Robotics, Inc.
Risk Assessment
Risk Level: low — This is a routine amendment to a Schedule 13D filing, typically indicating updates to previously disclosed information rather than a new, significant event.
Key Numbers
- 20240415 — Filing Date (Date of the Schedule 13D/A amendment)
- 20210308 — Name Change Date (Date Nauticus Robotics, Inc. changed its name from cleantech Acquisition Corp.)
Key Players & Entities
- Angela Berka (person) — Filing person
- Nauticus Robotics, Inc. (company) — Subject company
- cleantech Acquisition Corp. (company) — Former company name
FAQ
Who is filing this amendment?
Angela Berka is filing this amendment.
What company is this filing about?
This filing is about Nauticus Robotics, Inc.
What form is being filed?
A Schedule 13D/A (Amendment No. 1) is being filed.
When was the event requiring this filing?
The date of the event which requires filing of this statement is April 12, 2024.
What was the former name of the subject company?
The former name of the subject company was cleantech Acquisition Corp.
Filing Stats: 909 words · 4 min read · ~3 pages · Grade level 12.1 · Accepted 2024-04-15 20:10:39
Key Financial Figures
- $0.0001 — me of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securiti
Filing Documents
- ea0203940-13da1berka_nautic.htm (SC 13D/A) — 30KB
- 0001213900-24-033104.txt ( ) — 32KB
Interest in Securities of the Issuer
Item 5. Interest in Securities of the Issuer
of the Schedule 13D is hereby amended by adding the following
Item 5 of the Schedule 13D is hereby amended by adding the following: (a) The Reporting Person beneficially owns an aggregate of 1,330,846 shares of Common Stock, or 1.4% of the Issuer’s outstanding shares of Common Stock. This number includes 963,998 earn out shares. The beneficial ownership percentages set forth herein are based on 57,317,025 shares of Common Stock issued and outstanding as of March 25, 2024 and assumes exercise of warrants to purchase up to 37,472,526 shares of Common Stock outstanding as of March 25, 2024, for a total of 94,789,551 shares as disclosed in Nauticus Robotics’ preliminary Schedule 14A as filed with the Securities and Exchange Commission on April 12, 2024. (b) 1. Sole power to vote or to direct vote: 1,330,846 2. Shared power to vote or to direct vote: 0 3. Sole power to dispose or to direct the disposition: 1,330,846 4. Shared power to dispose or to direct disposition: 0 (d) N/A. (e) The Reporting Person ceased to be the beneficial owner of more than five percent of the Issuer’s Common Stock. 3 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 15, 2024 /s/ Angela Berka Angela Berka 4