SEALSQ Corp Announces Second Securities Purchase Agreement

Ticker: LAES · Form: 6-K · Filed: Dec 17, 2024 · CIK: 1951222

Sealsq Corp 6-K Filing Summary
FieldDetail
CompanySealsq Corp (LAES)
Form Type6-K
Filed DateDec 17, 2024
Risk Levelmedium
Pages3
Reading Time4 min
Key Dollar Amounts$1.90, $25,000,000, $10.0 million, $2.00, $40,000
Sentimentneutral

Sentiment: neutral

Topics: capital-raise, direct-offering, securities

Related Tickers: SEAL

TL;DR

SEALSQ Corp just signed another deal to sell more stock.

AI Summary

On December 16, 2024, SEALSQ Corp entered into a second Securities Purchase Agreement with several investors for a registered direct offering. The filing does not specify the number of securities or the aggregate purchase price, but it indicates a material event for the company.

Why It Matters

This filing indicates SEALSQ Corp is raising capital through a direct offering, which could impact its financial structure and future operations.

Risk Assessment

Risk Level: medium — The filing indicates a capital raise, which can be positive but also dilutive to existing shareholders.

Key Players & Entities

  • SEALSQ Corp (company) — Registrant
  • December 16, 2024 (date) — Date of Securities Purchase Agreement
  • Securities Purchase Agreement (legal_document) — Agreement for direct offering

FAQ

What is the purpose of the second Securities Purchase Agreement?

The filing states that SEALSQ Corp entered into a second Securities Purchase Agreement with several investors, indicating a registered direct offering, but does not specify the exact purpose beyond capital raising.

When was the second Securities Purchase Agreement entered into?

The agreement was entered into on December 16, 2024.

Who are the investors in the second Securities Purchase Agreement?

The filing mentions 'several investors' but does not name them specifically.

What is the aggregate purchase price or number of securities involved in this offering?

The provided text does not specify the aggregate purchase price or the number of securities to be sold under the second Securities Purchase Agreement.

Is this a new type of offering for SEALSQ Corp?

The filing refers to it as a 'second' Securities Purchase Agreement, implying previous similar agreements or offerings.

Filing Stats: 1,039 words · 4 min read · ~3 pages · Grade level 15 · Accepted 2024-12-17 11:57:21

Key Financial Figures

  • $1.90 — the Investors at a purchase price of US$1.90 per Ordinary Share, in a registered dir
  • $25,000,000 — fering are expected to be approximately $25,000,000.00, before deducting the placement agen
  • $10.0 million — che in an aggregate principle amount of $10.0 million pursuant to that certain securities pur
  • $2.00 — estors prior to the date hereof below US$2.00 per share. Placement Agency Agreement
  • $40,000 — reimburse the Placement Agent for up to $40,000 in accountable expenses, including the
  • $30.0 million — ain investors in an aggregate amount of $30.0 million pursuant to that certain securities pur

Filing Documents

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: December 17, 2024 SEALSQ CORP By: /s/ Carlos Moreira Name: Carlos Moreira Title: Chief Executive Officer By: /s/ John O'Hara Name: John O'Hara Title: Chief Financial Officer Exhibit No. Description 5.1 Opinion of Harneys regarding the validity of the securities being registered 10.1 Form of Second Securities Purchase Agreement 10.2 Second Placement Agency Agreement 23.1 Consent of Harneys (included in Exhibit 5.1) 99.1 Press Release, dated December 16, 2024

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