SEALSQ Corp Enters Third Securities Purchase Agreement

Ticker: LAES · Form: 6-K · Filed: Dec 19, 2024 · CIK: 1951222

Sealsq Corp 6-K Filing Summary
FieldDetail
CompanySealsq Corp (LAES)
Form Type6-K
Filed DateDec 19, 2024
Risk Levelmedium
Pages3
Reading Time4 min
Key Dollar Amounts$1.90, $25,000,000, $10.0 million, $2.00, $40,000
Sentimentneutral

Sentiment: neutral

Topics: capital-raise, securities-offering, agreement

Related Tickers: SEAL

TL;DR

SEALSQ Corp signs another securities deal, likely raising cash.

AI Summary

On December 17, 2024, SEALSQ Corp entered into a third Securities Purchase Agreement with an unnamed party. This agreement is part of a registered direct offering, indicating the company is raising capital through the sale of its securities. Further details on the specific terms, dollar amounts, and the counterparty are not provided in this filing excerpt.

Why It Matters

This filing indicates SEALSQ Corp is actively engaging in capital raising activities through a registered direct offering, which could impact its financial structure and future operations.

Risk Assessment

Risk Level: medium — The filing indicates a capital raise, which can be positive but also signals potential dilution or financial needs.

Key Players & Entities

  • SEALSQ Corp (company) — Registrant
  • December 17, 2024 (date) — Date of Third Securities Purchase Agreement
  • Third Securities Purchase Agreement (agreement) — Agreement entered into by SEALSQ Corp

FAQ

What is the purpose of the Third Securities Purchase Agreement?

The filing states the agreement is part of a registered direct offering, suggesting it is for raising capital.

Who is the counterparty to the Third Securities Purchase Agreement?

The filing excerpt does not specify the name of the other party to the Third Securities Purchase Agreement.

What are the specific terms and dollar amounts involved in the Third Securities Purchase Agreement?

The provided excerpt does not contain details on the specific terms or dollar amounts of the agreement.

When was the Third Securities Purchase Agreement entered into?

The Third Securities Purchase Agreement was entered into on December 17, 2024.

Is this the first securities purchase agreement SEALSQ Corp has entered into recently?

No, the filing explicitly refers to it as the 'third Securities Purchase Agreement'.

Filing Stats: 925 words · 4 min read · ~3 pages · Grade level 14.9 · Accepted 2024-12-18 20:59:35

Key Financial Figures

  • $1.90 — the Investors at a purchase price of US$1.90 per Ordinary Share, in a registered dir
  • $25,000,000 — fering are expected to be approximately $25,000,000.00, before deducting the placement agen
  • $10.0 million — che in an aggregate principle amount of $10.0 million pursuant to that certain securities pur
  • $2.00 — nvestors prior to the date hereof below $2.00 per share. Placement Agency Agreement
  • $40,000 — reimburse the Placement Agent for up to $40,000 in accountable expenses, including the

Filing Documents

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: December 19, 2024 SEALSQ CORP By: /s/ Carlos Moreira Name: Carlos Moreira Title: Chief Executive Officer By: /s/ John O'Hara Name: John O'Hara Title: Chief Financial Officer Exhibit No. Description 5.1 Opinion of Harneys regarding the validity of the securities being registered 10.1 Form of Third Securities Purchase Agreement 10.2 Third Placement Agency Agreement 23.1 Consent of Harneys (included in Exhibit 5.1) 99.1 Press Release, dated December 17, 2024

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