Lument Finance Trust Files 8-K with Shareholder Votes & Financials

TL;DR

Lument Finance Trust filed an 8-K today covering shareholder votes, Reg FD, and financials. Check it out.

AI Summary

On June 13, 2024, Lument Finance Trust, Inc. filed an 8-K report detailing a submission of matters to a vote of security holders. The filing also includes Regulation FD disclosures and financial statements and exhibits. The company, formerly known as Hunt Companies Finance Trust, Inc. and Five Oaks Investment Corp., is incorporated in Maryland and headquartered in New York.

Why It Matters

This filing provides important updates on corporate governance and financial reporting for Lument Finance Trust, Inc., which could influence investor decisions.

Risk Assessment

Risk Level: low — This is a routine 8-K filing for corporate reporting and does not indicate any immediate or significant risks.

Key Players & Entities

• Lument Finance Trust, Inc. (company) — Registrant
• Hunt Companies Finance Trust, Inc. (company) — Former Company Name
• Five Oaks Investment Corp. (company) — Former Company Name
• June 13, 2024 (date) — Date of Report

FAQ

Key Financial Figures

• $0.01 — e on which registered Common Stock, $0.01 par value per share LFT New York St
• $0.08 — g the declaration of a cash dividend of $0.08 per share of common stock, as further d
• $0.4921875 — . LFT also announced a cash dividend of $0.4921875 per share of 7.875% Cumulative Redeemab

Filing Documents

• tm2417189d1_8k.htm (8-K) — 36KB
• tm2417189d1_ex99-1.htm (EX-99.1) — 8KB
• 0001104659-24-071338.txt ( ) — 263KB
• lft-20240613.xsd (EX-101.SCH) — 3KB
• lft-20240613_def.xml (EX-101.DEF) — 26KB
• lft-20240613_lab.xml (EX-101.LAB) — 36KB
• lft-20240613_pre.xml (EX-101.PRE) — 25KB
• tm2417189d1_8k_htm.xml (XML) — 5KB

07

Item 5.07 Submission of Matters to a Vote of Security Holders. The annual meeting of stockholders (the "Annual Meeting") of Lument Finance Trust, Inc. (the "Company" or "LFT") was held on June 13, 2024. At the Annual Meeting, LFT stockholders voted to (i) re-elect James P. Flynn, James C. Hunt, Neil A. Cummins, William A. Houlihan, Walter C. Keenan and Marie D. Reynolds to the Board of Directors to serve until the next annual meeting of stockholders or until their respective successors are duly elected, (ii) approve, on an advisory basis, the compensation of the named executive officers of LFT as described in the proxy statement for the Annual Meeting and (iii) ratify the appointment of KPMG, LLP as LFT's independent registered public accounting firm for the fiscal year ending December 31, 2024. The voting results with respect to each of these matters is set forth below: 1. The voting results for each of the nominees for director were as follows: Nominee Shares For Shares Withheld Broker Non-Votes James P. Flynn 33,743,446 667,382 7,992,730 James C. Hunt 33,741,752 669,076 7,992,730 Neil A. Cummins 32,733,255 1,677,573 7,992,730 William A. Houlihan 33,305,582 1,105,246 7,992,730 Walter C. Keenan 33,285,782 1,125,046 7,992,730 Marie D. Reynolds 33,631,167 779,661 7,992,730 2. The voting results of the proposal to approve, on an advisory basis, the compensation of the named executive officers of LFT, as described in the proxy statement for the Annual Meeting, were as follows: Shares For Shares Against Abstentions Broker Non-Votes 32,236,171 1,839,070 335,587 7,992,730 3. The voting results of the proposal to ratify the appointment of KPMG, LLP as LFT's independent registered public accounting firm for the fiscal year ending December 31, 2024, were as follows: Shares For Shares Against Abstentions Broker Non-Votes 41,800,343 488,110 115,105 N/A

01

Item 7.01 Regulation FD Disclosure. On June 13, 2024, LFT issued a press release announcing the declaration of a cash dividend of $0.08 per share of common stock, as further described in the dividend press release. LFT also announced a cash dividend of $0.4921875 per share of 7.875% Cumulative Redeemable Series A Preferred Stock, as further described in the dividend press release. A copy of the dividend press release is furnished herewith as Exhibit 99.1 to this Form 8-K. The information disclosed under this Item 7.01, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing

01

Item 9.01 Exhibits. (d) Exhibits. 99.1 Press Release of Lument Finance Trust, Inc., dated June 13, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LUMENT Finance Trust, Inc. Date: June 13, 2024 By: /s/ James A. Briggs James A. Briggs Chief Financial Officer

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View this 8-K filing on SEC EDGAR