LogicMark, Inc. Files S-1/A Amendment

TL;DR

LogicMark (LGMK) filed an S-1/A, looks like they're still working on that stock offering.

AI Summary

LogicMark, Inc. filed an S-1/A amendment on June 20, 2024, for its registration statement. The company, formerly known as Nxt-ID, Inc., is incorporated in Nevada and headquartered in Louisville, KY. This filing relates to the registration of securities under the Securities Act of 1933.

Why It Matters

This filing indicates LogicMark, Inc. is actively pursuing a securities offering or other regulatory actions related to its stock, which could impact its capital structure and investor base.

Risk Assessment

Risk Level: medium — S-1/A filings often relate to capital raises or significant corporate changes, which inherently carry risks for investors.

Key Numbers

• 333-279133 — SEC File Number (Identifies the specific registration statement)
• 0001566826 — Central Index Key (Unique identifier for the filer)

Key Players & Entities

• LogicMark, Inc. (company) — Registrant
• Nxt-ID, Inc. (company) — Former company name
• June 20, 2024 (date) — Filing date
• Nevada (jurisdiction) — State of incorporation
• Louisville, KY (location) — Principal executive offices
• Chia-Lin Simmons (person) — Chief Executive Officer
• David E. Danovitch, Esq. (person) — Agent for service
• Michael DeDonato, Esq. (person) — Agent for service

FAQ

Key Financial Figures

• $0.69 — rdquo;) at an assumed offering price of $0.69 per Unit, which is equal to the closing
• $0.0001 — i) one share of common stock, par value $0.0001 per share (the “Common Stock&rdqu
• $0 — it will equal the price per Unit, minus $0.001, and the exercise price of each Pre
• $0.001 — included in the Pre-Funded Unit will be $0.001 per share. There can be no assurance th
• $5 m — on with this offering equals or exceeds $5 million, we will issue to the placement a

Filing Documents

• ea0207947-s1a1_logicmark.htm (S-1/A) — 776KB
• ea020794701ex1-1_logicmark.htm (EX-1.1) — 117KB
• ea020794701ex4-23_logicmark.htm (EX-4.23) — 111KB
• ea020794701ex4-24_logicmark.htm (EX-4.24) — 114KB
• ea020794701ex4-25_logicmark.htm (EX-4.25) — 94KB
• ea020794701ex4-26_logicmark.htm (EX-4.26) — 126KB
• ea020794701ex5-1_logicmark.htm (EX-5.1) — 18KB
• ea020794701ex10-26_logicmark.htm (EX-10.26) — 243KB
• ea020794701ex10-27_logicmark.htm (EX-10.27) — 140KB
• ea020794701ex23-1_logicmark.htm (EX-23.1) — 2KB
• ea020794701ex-fee_logicmark.htm (EX-FILING FEES) — 110KB
• image_001.jpg (GRAPHIC) — 9KB
• ex5-1_001.jpg (GRAPHIC) — 18KB
• ex5-1_002.jpg (GRAPHIC) — 6KB
• 0001213900-24-054365.txt ( ) — 1899KB

From the Filing

NO. 1 TO FORM S-1 As filed with the U.S. Securities and Exchange Commission on June 20, 2024 Registration No. 333-279133 UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION UNDER THE SECURITIES ACT OF 1933 LogicMark, Inc. (Exact name of registrant as specified in its charter) Nevada 7381 46-0678374 (State or other jurisdiction of incorporation or organization) (Primary (I.R.S. Employer Identification Number) LogicMark, Inc. 2801 Diode Lane Louisville, KY 40299 (502) 442-7911 (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) Chia-Lin Simmons Chief Executive Officer LogicMark, Inc. 2801 Diode Lane Louisville, KY 40299 (502) 442-7911 (Name, address, including zip code, and telephone number, including area code, of agent for service) David E. Danovitch, Esq. Michael DeDonato, Esq. Sullivan & Worcester LLP 1633 Broadway New York, NY 10019 (212) 660-3060 M. Ali Panjwani, Esq. Pryor Cashman LLP 7 Times Square New York, New York 10036 (212) 421-4100 Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement. If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box: If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. Large accelerated filer Accelerated reporting company Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment that specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act or until this registration statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine. The information in this prospectus is not complete and may be changed. These securities may not be sold until the registration statement filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to sell these securities and it is soliciting an offer to buy these securities in any state where the offer or sale is not permitted. PRELIMINARY PROSPECTUS DATED JUNE 20, 2024 UP TO 10,144,927 UNITS EACH UNIT CONSISTING OF ONE SHARE OF COMMON STOCK, ONE SERIES A WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK AND ONE SERIES B WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK UP TO 10,144,927 PRE-FUNDED UNITS EACH UNIT CONSISTING OF ONE PRE-FUNDED WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK ONE SERIES A WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK AND ONE SERIES B WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK UP TO 30,434,781 SHARES OF COMMON STOCK UNDERLYING THE SERIES A WARRANTS, THE SERIES B WARRANTS AND THE PRE-FUNDED WARRANTS LogicMark, Inc. LogicMark, Inc. (the “Company”, “LogicMark”, “we”, “us” or “our”) is offering, pursuant to this prospectus and on a best-efforts basis, up to 10,144,927 units (the “Units”) at an assumed offering price of $0.69 per Unit, which is equal to the closing price of our Common Stock on the Nasdaq Capital Market (“Nasdaq”) on June 14, 2024, with each Unit consisting of: (i) one share of common

View Full Filing

View this S-1/A filing on SEC EDGAR