AEye, Inc. Files 8-K
Ticker: LIDRW · Form: 8-K · Filed: Dec 30, 2024 · CIK: 1818644
Sentiment: neutral
Topics: 8-K, corporate-filing, financial-update
TL;DR
AEye filed an 8-K on 12/30/24. Nothing major, just standard corporate updates.
AI Summary
AEye, Inc. filed an 8-K on December 30, 2024, reporting other events and financial statements. The company, formerly known as CF Finance Acquisition Corp. III, is incorporated in Delaware and operates in the motor vehicle parts and accessories sector.
Why It Matters
This filing provides an update on AEye, Inc.'s corporate and financial status, which is important for investors to monitor.
Risk Assessment
Risk Level: low — This is a routine filing with no new material information that would immediately impact risk.
Key Numbers
- 001-39699 — Commission File Number (Identifies the company's SEC filing history)
- 37-1827430 — IRS Employer Identification No. (Company's tax identification number)
Key Players & Entities
- AEye, Inc. (company) — Registrant
- CF Finance Acquisition Corp. III (company) — Former company name
- Delaware (jurisdiction) — State of incorporation
- December 30, 2024 (date) — Date of earliest event reported
FAQ
What is the primary purpose of this 8-K filing for AEye, Inc.?
The 8-K filing serves as a current report to the SEC, detailing 'Other Events' and 'Financial Statements and Exhibits' as of December 30, 2024.
When was AEye, Inc. previously known by another name?
AEye, Inc. was formerly known as CF Finance Acquisition Corp. III, with a name change date of July 17, 2020.
In which state is AEye, Inc. incorporated?
AEye, Inc. is incorporated in Delaware.
What is AEye, Inc.'s principal executive office address?
The principal executive office of AEye, Inc. is located at 4670 Willow Road, Suite 125, Pleasanton, California 94588.
What is AEye, Inc.'s Standard Industrial Classification (SIC) code?
AEye, Inc.'s SIC code is 3714, which corresponds to Motor Vehicle Parts & Accessories.
Filing Stats: 629 words · 3 min read · ~2 pages · Grade level 10.7 · Accepted 2024-12-30 06:21:41
Key Financial Figures
- $0.0001 — ch registered Common Stock, par value $0.0001 per share LIDR The Nasdaq Stock Marke
- $5,230,000 — s Agreement"), to up to an aggregate of $5,230,000 of Placement Shares. The issuance and
Filing Documents
- ss4283669_8k.htm (8-K) — 33KB
- ss4283669_ex0501.htm (EX-5.1) — 15KB
- image_001.jpg (GRAPHIC) — 4KB
- 0000947871-24-001052.txt ( ) — 272KB
- lidr-20241230.xsd (EX-101.SCH) — 4KB
- lidr-20241230_def.xml (EX-101.DEF) — 26KB
- lidr-20241230_lab.xml (EX-101.LAB) — 36KB
- lidr-20241230_pre.xml (EX-101.PRE) — 25KB
- ss4283669_8k_htm.xml (XML) — 6KB
01. Other Events
Item 8.01. Other Events. On December 30, 2024, AEye, Inc. (the "Company") filed a prospectus supplement (the "Current Prospectus Supplement") to update the maximum number of shares of the Company's common stock (the "Placement Shares") issuable pursuant to the At Market Issuance Sales Agreement between the Company and A.G.P./Alliance Global Partners, dated September 12, 2024 (the "Sales Agreement"), to up to an aggregate of $5,230,000 of Placement Shares. The issuance and sale of the Placement Shares by the Company under the Sales Agreement will be made pursuant to the Company's registration statement on Form S-3 (File No. 333-274546) filed with the Securities and Exchange Commission on September 15, 2023, and declared effective on September 26, 2023, as supplemented by the prospectus supplement, dated as of September 13, 2024, and the Current Prospectus Supplement. A copy of the legal opinion of Allen Overy Shearman Sterling US LLP relating to the Placement Shares is filed as Exhibit 5.1 hereto. This Current Report on Form 8-K shall not constitute an offer to sell or a solicitation of an offer to buy any shares of common stock in any state or jurisdiction in which such an offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.
01. Financial Statement and Exhibits
Item 9.01. Financial Statement and Exhibits. (d) Exhibits. Exhibit Number Description 5.1 Opinion of Allen Overy Shearman Sterling US LLP. 23.1 Consent of Allen Overy Shearman Sterling US LLP (included in Exhibit 5.1) 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). 1
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AEye, Inc. Dated: December 30, 2024 By: /s/ Andrew S. Hughes Andrew S. Hughes Senior Vice President, General Counsel & Corporate Secretary