AEye, Inc. Files 8-K

TL;DR

AEye filed an 8-K on Jan 7, 2025, updating its corporate and financial info.

AI Summary

AEye, Inc. filed an 8-K on January 7, 2025, reporting other events and financial statements. The company, formerly known as CF Finance Acquisition Corp. III, is incorporated in Delaware and operates in the motor vehicle parts and accessories sector.

Why It Matters

This filing indicates AEye, Inc. is providing updates on its corporate and financial status to the SEC, which is important for investors to monitor company activities.

Risk Assessment

Risk Level: low — This is a routine filing of an 8-K, which typically reports significant events but doesn't inherently introduce new risks.

Key Numbers

• 001-39699 — SEC File Number (Identifies the company's filing with the SEC.)
• 37-1827430 — IRS Employer Identification No. (Company's tax identification number.)

Key Players & Entities

• AEye, Inc. (company) — Registrant
• CF Finance Acquisition Corp. III (company) — Former company name
• January 7, 2025 (date) — Date of report
• Delaware (jurisdiction) — State of incorporation
• Pleasanton, California (location) — Business address

FAQ

Key Financial Figures

• $0.0001 — ch registered Common Stock, par value $0.0001 per share LIDR The Nasdaq Stock Marke
• $8,533,600 — s Agreement"), to up to an aggregate of $8,533,600 of Placement Shares. The issuance and

Filing Documents

• ss4304832_8k.htm (8-K) — 34KB
• ss4304832_ex0501.htm (EX-5.1) — 18KB
• image_001.jpg (GRAPHIC) — 6KB
• 0000947871-25-000013.txt ( ) — 279KB
• lidr-20250107.xsd (EX-101.SCH) — 4KB
• lidr-20250107_def.xml (EX-101.DEF) — 26KB
• lidr-20250107_lab.xml (EX-101.LAB) — 36KB
• lidr-20250107_pre.xml (EX-101.PRE) — 25KB
• ss4304832_8k_htm.xml (XML) — 6KB

01. Other Events

Item 8.01. Other Events. On January 7, 2025, AEye, Inc. (the "Company") filed the Amendment No.1 (the "Amendment") to the Prospectus Supplements (as defined below) to update the maximum number of shares of the Company's common stock (the "Placement Shares") issuable pursuant to the At Market Issuance Sales Agreement between the Company and A.G.P./Alliance Global Partners, dated September 12, 2024 (the "Sales Agreement"), to up to an aggregate of $8,533,600 of Placement Shares. The issuance and sale of the Placement Shares by the Company under the Sales Agreement will be made pursuant to the Company's registration statement on Form S-3 (File No. 333-274546) filed with the Securities and Exchange Commission on September 15, 2023, and declared effective on September 26, 2023, as supplemented and amended by the prospectus supplements, dated as of September 13, 2024 and December 30, 2024 (the "Prospectus Supplements") and the Amendment. A copy of the legal opinion of Allen Overy Shearman Sterling US LLP relating to the Placement Shares is filed as Exhibit 5.1 hereto. This Current Report on Form 8-K shall not constitute an offer to sell or a solicitation of an offer to buy any shares of common stock in any state or jurisdiction in which such an offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.

01. Financial Statement and Exhibits

Item 9.01. Financial Statement and Exhibits. (d) Exhibits. Exhibit Number Description 5.1 Opinion of Allen Overy Shearman Sterling US LLP. 23.1 Consent of Allen Overy Shearman Sterling US LLP (included in Exhibit 5.1). 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AEye, Inc. Dated: January 7, 2025 By: /s/ Andrew S. Hughes Andrew S. Hughes Senior Vice President, General Counsel & Corporate Secretary

View Full Filing

View this 8-K filing on SEC EDGAR