Silver Spike Investment Corp. Files 8-K on Shareholder Vote Matters

Ticker: LIEN · Form: 8-K · Filed: Jun 27, 2024 · CIK: 1843162

Silver Spike Investment Corp. 8-K Filing Summary
FieldDetail
CompanySilver Spike Investment Corp. (LIEN)
Form Type8-K
Filed DateJun 27, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.01
Sentimentneutral

Sentiment: neutral

Topics: shareholder-vote, corporate-governance, disclosure

Related Tickers: SPIKE

TL;DR

SPIKE filed an 8-K for a shareholder vote on 6/26. Expect news soon.

AI Summary

Silver Spike Investment Corp. filed an 8-K on June 27, 2024, reporting on a submission of matters to a vote of security holders as of June 26, 2024. The company, incorporated in Maryland with its principal executive offices in New York, is subject to the 1934 Act.

Why It Matters

This filing indicates a formal process where Silver Spike Investment Corp. is presenting issues for a vote by its shareholders, which could lead to significant corporate decisions.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote, not an indication of immediate financial distress or significant operational change.

Key Players & Entities

  • Silver Spike Investment Corp. (company) — Registrant
  • June 26, 2024 (date) — Date of earliest event reported
  • June 27, 2024 (date) — Date of report
  • Maryland (jurisdiction) — State of incorporation
  • New York (location) — Principal executive offices
  • 1934 Act (regulation) — SEC Act

FAQ

What specific matters were submitted for a vote of security holders?

The filing states that the 8-K is for the 'Submission of Matters to a Vote of Security Holders,' but the specific details of these matters are not provided in the excerpt.

When was the earliest event reported in this 8-K filing?

The earliest event reported was on June 26, 2024.

What is the SEC file number for Silver Spike Investment Corp.?

The SEC file number is 814-01383.

Where are Silver Spike Investment Corp.'s principal executive offices located?

The principal executive offices are located at 600 Madison Avenue, Suite 1800, New York, New York 10022.

What is the company's fiscal year end?

The company's fiscal year ends on December 31.

Filing Stats: 536 words · 2 min read · ~2 pages · Grade level 12.2 · Accepted 2024-06-27 14:11:17

Key Financial Figures

  • $0.01 — nge on which registered Common Stock, $0.01 par value per share SSIC The Nasdaq

Filing Documents

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. On June 26, 2024, Silver Spike Investment Corp. (the "Company") held its 2024 annual meeting of stockholders (the "Annual Meeting"). The Company submitted one matter to the vote of its stockholders, which is described in detail in the Company's definitive proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on April 26, 2024. As of the close of business on April 24, 2024, the record date for the Annual Meeting, there were 6,214,949 shares of the Company's common stock outstanding and entitled to vote at the Annual Meeting. A summary of the matter voted upon by the Company's stockholders at the Annual Meeting is set forth below. Proposal: Election of Directors The Company's stockholders re-elected two members of the board of directors of the Company to serve until the 2027 annual meeting of stockholders and until their respective successors are duly elected and qualified. The following votes were taken in connection with this proposal: Name For Withhold Broker Non-Votes Scott Gordon 5,038,763 28,276 – Michael W. Chorske 4,878,642 188,397 –

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Silver Spike Investment Corp. June 27, 2024 By: /s/ Umesh Mahajan Name: Umesh Mahajan Title: Chief Financial Officer

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