Lindblad Expeditions Files 8-K on Shareholder Votes & Financials
Ticker: LIND · Form: 8-K · Filed: Jun 5, 2024 · CIK: 1512499
| Field | Detail |
|---|---|
| Company | Lindblad Expeditions Holdings, INC. (LIND) |
| Form Type | 8-K |
| Filed Date | Jun 5, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.0001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, financial-reporting, sec-filing
TL;DR
Lindblad Expeditions filed an 8-K on June 4th covering shareholder votes and financials.
AI Summary
Lindblad Expeditions Holdings, Inc. filed an 8-K on June 5, 2024, reporting on matters submitted to a vote of security holders and financial statements. The filing date for the report is June 4, 2024. The company is incorporated in Delaware and its principal executive offices are located at 96 Morton Street, New York, NY.
Why It Matters
This filing provides updates on important corporate actions and financial reporting, which are crucial for investors to understand the company's governance and financial health.
Risk Assessment
Risk Level: low — This is a routine filing reporting on corporate actions and financial statements, not indicating any immediate financial distress or significant new risks.
Key Numbers
- 001-35898 — SEC File Number (Identifies the company's filing with the SEC.)
- 27-4749725 — IRS Employer Identification No. (Company's tax identification number.)
Key Players & Entities
- LINDBLAD EXPEDITIONS HOLDINGS, INC. (company) — Registrant
- Delaware (jurisdiction) — State of incorporation
- 96 Morton Street, 9th Floor, New York, New York 10014 (address) — Principal executive offices
- June 4, 2024 (date) — Date of earliest event reported
- June 5, 2024 (date) — Filing date
FAQ
What specific matters were submitted to a vote of security holders?
The filing indicates that matters were submitted to a vote of security holders, but the specific details of these matters are not provided in the excerpt.
What financial statements are included in this filing?
The filing states that financial statements are included, but the excerpt does not specify which financial statements (e.g., balance sheet, income statement) are present.
When was Lindblad Expeditions Holdings, Inc. incorporated?
The company is incorporated in Delaware, as stated in the filing.
What is the company's primary business activity?
The Standard Industrial Classification code indicates the company is in 'TRANSPORTATION SERVICES [4700]'.
What was the former name of the company?
The company was formerly known as Capitol Acquisition Corp. II, with a date of name change on February 8, 2011.
Filing Stats: 734 words · 3 min read · ~2 pages · Grade level 11.4 · Accepted 2024-06-05 06:44:55
Key Financial Figures
- $0.0001 — h registered Common Stock , par value $0.0001 per share LIND The NASDAQ Stock Mark
Filing Documents
- lindb20240528_8k.htm (8-K) — 44KB
- 0001437749-24-019267.txt ( ) — 174KB
- lind-20240604.xsd (EX-101.SCH) — 3KB
- lind-20240604_def.xml (EX-101.DEF) — 11KB
- lind-20240604_lab.xml (EX-101.LAB) — 15KB
- lind-20240604_pre.xml (EX-101.PRE) — 11KB
- lindb20240528_8k_htm.xml (XML) — 3KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. The 2024 Annual Meeting of Stockholders (the "2024 Annual Meeting") of the Company was held on June 4, 2024. As of the record date, April 8, 2024, we had outstanding and entitled to vote at the 2024 Annual Meeting 53,428,743 shares of common stock and 62,000 shares of Series A Preferred Stock (representing an aggregate of 8,089,790 shares of common stock for such purposes) for an aggregate total of 61,518,533 votes. A total of 48,746,677 shares of the Company's common stock and common share equivalents of the Company's preferred stock, constituting a quorum, were represented in person or by proxy at the 2024 Annual Meeting. The Company's stockholders voted on three proposals at the 2024 Annual Meeting. The final results of the votes regarding each proposal are set forth below. Proposal No. 1. Election of Directors : The Company's stockholders elected Mark D. Ein, Pamela O. Kaufman and Sven-Olof Lindblad as Class C directors to serve terms expiring at the annual meeting of stockholders to be held in 2027 and until their successors have been duly elected and qualified. The voting results regarding this proposal are set forth below: Name For Withheld Broker Non-Votes Mark D. Ein 33,594,443 9,171,687 5,980,549 Pamela O. Kaufman 42,545,473 220,657 5,980,549 Sven-Olof Lindblad 42,076,649 689,481 5,980,549 Proposal No. 2. Advisory Resolution on Executive Compensation : The Company's stockholders approved, on an advisory basis, the 2023 compensation of the Company's named executive officers disclosed in the Executive Compensation section and the related tables, notes and narrative in the Proxy Statement. The voting results regarding this proposal are set forth below: For Against Abstain Broker Non-Votes 31,301,366 9,595,190 1,869,573 5,980,549 Proposal No. 3. The Ratification of the Appointment of the Company ' s Independent Registered Certified Public Accountin
Financial Statements and Exhibits
Financial Statements and Exhibits. Exhibit 104 Cover Page Interactive Data File - The cover page XBRL tags are embedded within the inline XBRL document.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LINDBLAD EXPEDITIONS HOLDINGS, INC. (registrant) June 4, 2024 By: /s/ L. Dyson Dryden L. Dyson Dryden, Interim Chief Financial Officer