Lumentum Holdings Inc. Files 8-K: Material Agreement & Equity Sales
Ticker: LITE · Form: 8-K · Filed: Sep 8, 2025 · CIK: 1633978
Sentiment: neutral
Topics: material-agreement, equity-sale, financial-obligation
TL;DR
Lumentum 8-K: Material deal signed, equity sold. Watch closely.
AI Summary
Lumentum Holdings Inc. entered into a material definitive agreement on September 2, 2025, related to a direct financial obligation. The company also reported on unregistered sales of equity securities and other events. The filing details Lumentum's principal executive offices at 1001 Ridder Park Drive, San Jose, California.
Why It Matters
This 8-K filing indicates significant corporate actions by Lumentum Holdings Inc., including a material definitive agreement and potential equity transactions, which could impact its financial obligations and shareholder structure.
Risk Assessment
Risk Level: medium — The filing involves a material definitive agreement and unregistered sales of equity, which can introduce financial and operational risks.
Key Players & Entities
- Lumentum Holdings Inc. (company) — Registrant
- September 2, 2025 (date) — Date of earliest event reported
- 1001 Ridder Park Drive, San Jose, California 95131 (location) — Principal Executive Offices
FAQ
What type of material definitive agreement did Lumentum Holdings Inc. enter into?
The filing states Lumentum Holdings Inc. entered into a material definitive agreement, but the specific details of the agreement are not provided in the excerpt.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing was on September 2, 2025.
What is the principal executive office address for Lumentum Holdings Inc.?
The principal executive office address for Lumentum Holdings Inc. is 1001 Ridder Park Drive, San Jose, California 95131.
Besides the material agreement, what other significant items are reported in the 8-K?
The 8-K also reports on the creation of a direct financial obligation, unregistered sales of equity securities, and other events.
What is Lumentum Holdings Inc.'s state of incorporation and IRS Employer Identification Number?
Lumentum Holdings Inc. is incorporated in Delaware and its IRS Employer Identification Number is 47-3108385.
Filing Stats: 2,923 words · 12 min read · ~10 pages · Grade level 13.4 · Accepted 2025-09-08 16:05:20
Key Financial Figures
- $0.001 — registered Common Stock, par value of $0.001 per share LITE Nasdaq Global Select
- $1.265 billion — um Holdings Inc. (the "Company") issued $1.265 billion in aggregate principal amount of its 0.
- $1,000 — te is 5.3257 shares of common stock per $1,000 principal amount of Notes (which is equ
- $187.77 — itial conversion price of approximately $187.77 per share). The conversion rate will be
- $100.0 million — all of the outstanding Notes, at least $100.0 million aggregate principal amount of the Notes
- $150,000,000 — tedness for money borrowed in excess of $150,000,000 (or its foreign currency equivalent at
- $1.25 b — he sale of the Notes were approximately $1.25 billion, after deducting the Initial Purc
- $88.7 million — The Company has used (1) approximately $88.7 million of the net proceeds from the offering t
- $843.8 million — described below, and (2) approximately $843.8 million of the net proceeds from the offering t
- $581.1 million — he offering to repurchase approximately $581.1 million aggregate principal amount of its 0.50%
- $268.24 — e Capped Call Transactions is initially $268.24 per share, and is subject to certain ad
- $1.1 billion — ssue and sell to the Initial Purchasers $1.1 billion aggregate principal amount of the Notes
- $165.0 million — option to purchase up to an additional $165.0 million aggregate principal amount of the Notes
Filing Documents
- d863090d8k.htm (8-K) — 49KB
- d863090dex41.htm (EX-4.1) — 566KB
- d863090dex101.htm (EX-10.1) — 287KB
- d863090dex991.htm (EX-99.1) — 11KB
- d863090dex992.htm (EX-99.2) — 15KB
- g863090dsp51.jpg (GRAPHIC) — 3KB
- g863090dsp53.jpg (GRAPHIC) — 4KB
- g863090dsp55a.jpg (GRAPHIC) — 4KB
- g863090dsp57.jpg (GRAPHIC) — 4KB
- g863090g00a03.jpg (GRAPHIC) — 7KB
- g863090g00a08.jpg (GRAPHIC) — 6KB
- 0001193125-25-198329.txt ( ) — 1271KB
- lite-20250902.xsd (EX-101.SCH) — 3KB
- lite-20250902_lab.xml (EX-101.LAB) — 17KB
- lite-20250902_pre.xml (EX-101.PRE) — 11KB
- d863090d8k_htm.xml (XML) — 3KB
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description of Exhibit 4.1 Indenture, dated September 8, 2025, between Lumentum Holdings Inc. and U.S. Bank Trust Company, National Association. 4.2 Form of 0.375% Convertible Senior Note due 2032 (included in Exhibit 4.1). 10.1 Form of Capped Call Confirmation 99.1 Launch Press Release, dated September 2, 2025. 99.2 Pricing Press Release, dated September 4, 2025. 104 Cover Page Interactive Data File (formatted as Inline XBRL). Signature Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LUMENTUM HOLDINGS INC. By: /s/ Wajid Ali Name: Wajid Ali Title: Executive Vice President & Chief Financial Officer September 8, 2025