SC 13G: Lumentum Holdings Inc.
Ticker: LITE · Form: SC 13G · Filed: Jul 2, 2024 · CIK: 1633978
Sentiment: neutral
Topics: sc-13g
AI Summary
SC 13G filing by Lumentum Holdings Inc..
Risk Assessment
Risk Level: low
Filing Stats: 1,300 words · 5 min read · ~4 pages · Grade level 8 · Accepted 2024-07-02 18:10:52
Key Financial Figures
- $0.001 — me of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securitie
Filing Documents
- p24-2314sc13g.htm (SC 13G) — 61KB
- p24-2314exhibit99.htm (EX-99) — 7KB
- 0000902664-24-004578.txt ( ) — 69KB
(a)
Item 1(a). Name of Issuer. Lumentum Holdings Inc. (the “ Issuer ”).
(b)
Item 1(b). Address of Issuer's Principal Executive Offices. 1001 Ridder Park Drive, San Jose, California 95131.
(a)
Item 2(a). Name of Person Filing. This statement is filed by: (i) Point72 Asset Management, L.P. (“ Point72 Asset Management ”) with respect to shares of common stock, par value $0.001 per share (“ Shares ”), of the Issuer held by Point72 Associates, LLC, an investment fund it manages (“ Point72 Associates ”); (ii) Point72 Capital Advisors, Inc. (“ Point72 Capital Advisors Inc .”) with respect to Shares held by Point72 Associates; and (iii) Steven A. Cohen (“ Mr. Cohen ”) with respect to Shares beneficially owned by Point72 Asset Management and Point72 Capital Advisors Inc. Point72 Asset Management, Point72 Capital Advisors Inc., and Mr. Cohen have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as Exhibit 99.1 , pursuant to which they have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Act.
(b)
Item 2(b). Address of Principal Business Office. The address of the principal business office of Point72 Asset Management, Point72 Capital Advisors Inc., and Mr. Cohen is 72 Cummings Point Road, Stamford, CT 06902.
(c)
Item 2(c). Place of Organization. Point72 Asset Management is a Delaware limited partnership. Point72 Capital Advisors Inc. is a Delaware corporation. Mr. Cohen is a United States citizen.
(d)
Item 2(d). Title of Class of Securities. Common Stock, par value $0.001 per share.
(e)
Item 2(e). CUSIP Number. 55024U109 Item 3. If this Statement is Filed Pursuant to §§ 240.13d-1(b) or 240.13d-2(b), or (c), check whether the Person Filing is a: Not applicable. Item 4. The information required by Items 4(a) – (c) is set forth in Rows (5) – (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person. Such information is as of the close of business on July 1, 2024. Point72 Asset Management, Point72 Capital Advisors Inc., and Mr. Cohen own directly no Shares. Pursuant to an investment management agreement, Point72 Asset Management maintains investment and voting power with respect to the securities held by Point72 Associates. Point72 Capital Advisors Inc. is the general partner of Point72 Asset Management. Mr. Cohen controls each of Point72 Asset Management and Point72 Capital Advisors Inc. The filing of this statement should not be construed as an admission that any of the foregoing persons or any Reporting Person is, for the purposes of Section 13 of the Act, the beneficial owner of the Shares reported herein. CUSIP No. 55024U109 13G Page 6 of 7 Pages Item 5. If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ]. Item 6. Point72 Associates has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, more than 5 percent of the outstanding Shares. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9.