Live Ventures Files Proxy Statement Amendment

Ticker: LIVE · Form: DEFA14A · Filed: Jun 21, 2024 · CIK: 1045742

Live Ventures INC DEFA14A Filing Summary
FieldDetail
CompanyLive Ventures INC (LIVE)
Form TypeDEFA14A
Filed DateJun 21, 2024
Risk Levellow
Pages3
Reading Time4 min
Key Dollar Amounts$10.00, $40.00, $35.00
Sentimentneutral

Sentiment: neutral

Topics: proxy-statement, amendment, shareholder-meeting

TL;DR

LV stock proxy update filed. Shareholders vote soon.

AI Summary

Live Ventures Incorporated filed an amendment (Amendment No. 1) to its Definitive Proxy Statement on June 21, 2024. This filing is related to the company's proxy materials, which are used to solicit votes from shareholders for upcoming meetings. The filing does not contain specific financial details or proposals but serves as an update or addition to previously submitted proxy information.

Why It Matters

This filing indicates an update to the official communication between Live Ventures and its shareholders regarding voting matters, which is crucial for corporate governance and decision-making.

Risk Assessment

Risk Level: low — This is a routine administrative filing related to proxy statements, not a filing that introduces new financial risks or significant operational changes.

Key Players & Entities

FAQ

What is the purpose of this DEFA14A filing?

This filing is an Amendment No. 1 to the Definitive Proxy Statement for Live Ventures Incorporated, used to solicit votes from shareholders.

When was this amendment filed?

The amendment was filed on June 21, 2024.

What is the company's ticker symbol?

The filing does not explicitly state the ticker symbol, but the company name is Live Ventures Incorporated.

What is the company's state of incorporation?

Live Ventures Incorporated is incorporated in Nevada (NV).

What is the company's fiscal year end?

The company's fiscal year ends on September 30 (0930).

Filing Stats: 910 words · 4 min read · ~3 pages · Grade level 12.4 · Accepted 2024-06-21 11:32:53

Key Financial Figures

Filing Documents

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table sets forth certain information with respect to the beneficial ownership of the Company's common stock as of May 10, 2024, the record date, for each of our named executive officers each of our current directors and director nominees all of our current executive officers, current directors, and director nominees as a group and each person known to us to be the beneficial owner of more than 5% of the Company's common stock. The business address of each beneficial owner listed in the table, unless otherwise noted, is co Live Ventures Incorporated, 325 E. Warm Springs Road, Suite 102, Las Vegas, Nevada 89119. We deem shares of the Company's common stock that may be acquired by an individual or group within 60 days of May 10, 2024, pursuant to the exercise of options or warrants or conversion of convertible securities, to be outstanding for the purpose of computing the percentage ownership of such individual or group, but these shares are not deemed to be outstanding for the purpose of computing the percentage ownership of any other person or group shown in the table. Percentage of ownership is based on 3,144,028 shares of common stock issued and outstanding on May 10, 2024. The information as to beneficial ownership was either (i) furnished to us by or on behalf of the persons named or (ii) determined based on a review of the beneficial owners' Schedules 13DG and Section 16 filings with respect to the Company's common stock. Name of Beneficial Owner Amount and Nature of Beneficial of Class Named Executive Officers and Directors Jon Isaac, Director , President and Chief Executive Officer (1) 1,543,687 49.1 % Eric Althofer, Former Chief Operating Officer (2)(3) 35,000 1.1 % Thomas Sedlak, Chief Executive Officer of Precision Industries, Inc. — — % Tony Isaac, Director 30,000 1.0 % Richard D. Butler, Jr., Director 15,487 * Dennis (De) Gao, D

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