SC 13G/A: ELI LILLY & Co

AI Summary

SC 13G/A filing by ELI LILLY & Co.

Risk Assessment

Risk Level: low

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Filing Documents

• lilly241106_sc13ga.htm (SC 13G/A) — 48KB
• 0000897101-24-000546.txt ( ) — 49KB

If this statement is filed pursuant to §§ 240.13d1(b) or 240.13d2(b) or (c), check whether the person

Item 3. If this statement is filed pursuant to §§ 240.13d1(b) or 240.13d2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c): (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); (e) o An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with § 240.13d1(b)(1)(ii)(F); (g) o A parent holding company or control person in accordance with § 240.13d1(b)(1)(ii)(G); (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) o Group, in accordance with§ 240.13d-l(b)(I)(ii)(J). 3 of 5

Ownership

Item 4. Ownership (a) Amount Beneficially Owned 96,891,978 (b) Percent of Class 10.20% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 96,891,978 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 96,891,978 (iv) Shared power to dispose or to direct the disposition of 0

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o . Not Applicable.

Ownership of More than Five Percent on Behalf of Another Person

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not Applicable

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group Not Applicable

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group Not Applicable

Certification

Item 10. Certification Not Applicable 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: October 21, 2024 Lilly Endowment Inc. By: /s/ Diane M. Stenson Name: Diane M. Stenson Title: Vice President & Treasurer Footnotes:

: This information is provided as of September 30, 2024

Item 4: This information is provided as of September 30, 2024. Item 4(a): None of such shares are deemed to be beneficially owned by reason of the possession of Lilly Endowment Inc. of a right to acquire such shares. Item 4(b): The percent of class represented is based on shares of common stock outstanding as of August 5, 2024, as reported on the Issuer's Form 10-Q for the period ended June 30, 2024. 5 of 5

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