Yeung Tak Lugee Li Amends Liquidmetal Technologies Filing

TL;DR

Yeung Tak Lugee Li updated their stake in Liquidmetal Technologies. Watch for more details.

AI Summary

Yeung Tak Lugee Li has amended their Schedule 13D filing for Liquidmetal Technologies, Inc. on October 10, 2024. The filing indicates a change in beneficial ownership, though specific details on the percentage or number of shares acquired or disposed of are not immediately clear from this excerpt. The company, Liquidmetal Technologies, Inc., is in the Chemicals & Allied Products sector.

Why It Matters

Changes in beneficial ownership filings like this can signal significant shifts in a company's shareholder base, potentially impacting stock price and corporate strategy.

Risk Assessment

Risk Level: medium — Schedule 13D amendments often indicate significant changes in a major shareholder's position, which can lead to increased volatility.

Key Players & Entities

• Yeung Tak Lugee Li (person) — Filing person
• Liquidmetal Technologies, Inc. (company) — Subject company
• 53634X100 (other) — CUSIP Number

FAQ

Key Financial Figures

• $0.001 — ame of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securitie
• $0.07 — re 10,066,809 shares of common stock at $0.07 per share stock held by Liquidmetal Tec

Filing Documents

• sch13da1.htm (SC 13D/A) — 25KB
• exhibit4-1.htm (EX-4.1) — 57KB
• exhibit4-2.htm (EX-4.2) — 56KB
• exhibit4-3.htm (EX-4.3) — 56KB
• exhibit4-4.htm (EX-4.4) — 56KB
• 0000897069-24-001961.txt ( ) — 251KB

Security and Issuer

Item 1. Security and Issuer. This Schedule 13D relates to the Common Stock, par value $0.001 per share (the "Common Stock"), of the Issuer. The Issuer's principal executive offices are located at 20321 Valencia Circle, Lake Forest, CA 92630.

Identity and Background

Item 2. Identity and Background. This statement is being filed by and on behalf of the Reporting Person. The Reporting Person is the sole shareholder, executive officer and director of Liquidmetal Technology Limited ("LTL"). The address of the principal office of the Reporting Person is Room 906, Tai Tung Building, 8 Fleming Road, Wanchai, Hong Kong. Reporting Person is principally involved in the business of consulting. Reporting Person is a citizen of Hong Kong. Reporting Person is an accredited investor. During the last five years, the Reporting Person has not (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

Source and Amount of Funds or Other Consideration

Item 3. Source and Amount of Funds or Other Consideration.

of Schedule 13D is supplemented as follows

Item 3 of Schedule 13D is supplemented as follows: Pursuant to the Purchase Agreements (as defined below), each of the Purchasers (as defined below) acquired the securities from LTL in exchange for an executed and delivered promissory note.

Purpose of Transaction

Item 4. Purpose of Transaction.

of Schedule 13D is supplemented and superseded, as the case may be, as follows

Item 4 of Schedule 13D is supplemented and superseded, as the case may be, as follows: Sale of Common Stock : LTL sold shares of Common Stock of the Issuer to four third-party purchasers (the "Purchasers") in four private transactions, each pursuant to a Stock Purchase Agreement dated October 10, 2024 (the "Purchase Agreements"). LTL sold 44,946,972 shares of Common Stock to each Purchaser. Following the sale of the shares of Common Stock, the Reporting Person now beneficially owns 237,533,516 shares of Common Stock. The shares of Common Stock were transferred to each of the Purchasers on October 10, 2024, and the transactions described in this Item 4 were effected at the same time. Investment Purposes : The Reporting Person sold the Shares of the Issuer to the Purchasers in the Reporting Person's ordinary course of business. Except as set forth herein, the Reporting Person does not have any present plan or proposal that would relate to or result in any of the matters set forth in subparagraphs (a)-(j) of Item 4 of Schedule 13D. The Reporting Person reserves the right to acquire additional securities of the Issuer, to dispose of additional securities of the Issuer at any time or to formulate other purposes, plans or proposals regarding the Issuer or any of its securities.

Interest in Securities of the Issuer

Item 5. Interest in Securities of the Issuer.

of Schedule 13D is supplemented and superseded, as the case may be, as follows

Item 5 of Schedule 13D is supplemented and superseded, as the case may be, as follows: 3 of 5 (a) The percentages used in this Schedule 13D are calculated on the basis of 917,285,149 Shares outstanding, as reported in the Issuer's Form 10-Q for the quarterly period ended June 30, 2024, filed with the Commission on August 13, 2024. As of October 10, 2024, the Reporting Person beneficially owned an aggregate of 237,533,516 or 25.9% of Issuer's common stock. (b) The information contained in table form in Rows 7 through 11 on page 2 hereof, which relates to beneficial ownership, voting and disposition of Shares, is hereby incorporated by reference. (c) Except as described in this Schedule 13D, the Reporting Person has not effectuated any other transactions involving the Securities in the last 60 days. (d) LTL has the right to receive and the power to direct the receipt of proceeds from the sale of the shares of Common Stock. (e) Not applicable.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Other than as described in this Schedule 13D, there are no contracts, arrangements, understandings or relationships (legal or otherwise) between the Reporting Person and any other person with respect to any Securities of the Issuer.

Material to be Filed as Exhibits

Item 7. Material to be Filed as Exhibits. Exhibit No. Description of Exhibit 4.1 Stock Purchase Agreement dated October 10, 2024, by and between Lutos Capital, LLC and Liquidmetal Technology Limited 4.2 Stock Purchase Agreement dated October 10, 2024, by and between Matana Ventures, LLC and Liquidmetal Technology Limited 4.3 Stock Purchase Agreement dated October 10, 2024, by and between Parnas Hills LLC and Liquidmetal Technology Limited 4.4 Stock Purchase Agreement dated October 10, 2024, by and between XEX International, LLC and Liquidmetal Technology Limited 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and accurate. Date: October 15, 2024 /s/ Tony Chung Tony Chung Attorney in Fact 5 of 5

View Full Filing

View this SC 13D/A filing on SEC EDGAR