La Rosa Holdings Corp. Reports Unregistered Equity Sales
Ticker: LRHC · Form: 8-K · Filed: Feb 6, 2025 · CIK: 1879403
Sentiment: neutral
Topics: unregistered-securities, equity-sale, 8-k
TL;DR
La Rosa Holdings Corp. sold unregistered equity. Watch for dilution.
AI Summary
La Rosa Holdings Corp. filed an 8-K on February 6, 2025, reporting unregistered sales of equity securities. The filing details events that occurred on February 5, 2025, and was submitted as of February 6, 2025. The company is incorporated in Nevada and its principal executive offices are located in Celebration, Florida.
Why It Matters
This filing indicates La Rosa Holdings Corp. has engaged in unregistered sales of its equity securities, which could impact existing shareholders and the company's capital structure.
Risk Assessment
Risk Level: medium — Unregistered sales of equity can signal potential dilution or a need for capital, which carries inherent risks for investors.
Key Numbers
- 001-41588 — SEC File Number (Identifies the company's filing with the SEC.)
- 87-1641189 — IRS Employer Identification No. (Company's tax identification number.)
Key Players & Entities
- La Rosa Holdings Corp. (company) — Registrant
- February 5, 2025 (date) — Date of earliest event reported
- February 6, 2025 (date) — Date of report and filing
- Nevada (jurisdiction) — State of incorporation
- Celebration, Florida (location) — Principal executive offices
FAQ
What type of equity securities were sold in the unregistered offering?
The filing does not specify the exact type of equity securities sold, only that unregistered sales of equity securities occurred.
What was the total dollar amount of the unregistered equity sales?
The filing does not disclose the total dollar amount of the unregistered equity sales.
Who were the purchasers of these unregistered equity securities?
The filing does not identify the purchasers of the unregistered equity securities.
What is the purpose of these unregistered equity sales for La Rosa Holdings Corp.?
The filing does not state the specific purpose for the unregistered equity sales.
Are there any lock-up periods or restrictions associated with these unregistered shares?
The filing does not provide details on any lock-up periods or restrictions for the unregistered shares.
Filing Stats: 533 words · 2 min read · ~2 pages · Grade level 11.6 · Accepted 2025-02-06 16:05:08
Key Financial Figures
- $0.0001 — nge on which registered Common Stock, $0.0001 par value LRHC The Nasdaq Stock Mar
Filing Documents
- ea0230254-8k_larosa.htm (8-K) — 26KB
- 0001213900-25-010933.txt ( ) — 197KB
- lrhc-20250205.xsd (EX-101.SCH) — 3KB
- lrhc-20250205_lab.xml (EX-101.LAB) — 33KB
- lrhc-20250205_pre.xml (EX-101.PRE) — 22KB
- ea0230254-8k_larosa_htm.xml (XML) — 4KB
02. Unregistered
Item 3.02. Unregistered Sales of Equity Securities. As previously reported in Item 5.02 of the Current Report on Form 8-K filed by La Rosa Holdings Corp., Nevada corporation (the "Company"), on February 5, 2025, on February 3, 2025, the Company entered into Amendment No. 4 (the "Amendment") to that certain Amended and Restated Employment Agreement, dated April 29, 2022, as amended, between the Company and Joseph La Rosa, the Company's Chief Executive Officer (the "Executive"). On February 5, 2025, pursuant to the terms of the Amendment, the Company issued the Executive an aggregate of 2,933,219 unregistered shares of common stock of the Company, par value $0.0001 per share (the "Shares") as a compensation for the services rendered pursuant to his employment agreement with the Company. The Company issued the Shares to the Executive in reliance on exemption from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"), available to the Company under Section 4(a)(2) of the Securities Act due to the fact that the issuance did not involve a public offering of securities. 1
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: February 6, 2025 LA ROSA HOLDINGS CORP. By: /s/ Joseph La Rosa Name: Joseph La Rosa Title: Chief Executive Officer 2