Lufax 6-K: No Change in Authorized Share Capital as of Jan 31, 2024
Ticker: LU · Form: 6-K · Filed: Feb 5, 2024 · CIK: 1816007
| Field | Detail |
|---|---|
| Company | Lufax Holding LTD (LU) |
| Form Type | 6-K |
| Filed Date | Feb 5, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: capital-structure, share-count, regulatory-filing
TL;DR
**Lufax's authorized share capital is stable, no new shares coming.**
AI Summary
Lufax Holding Ltd, a Chinese financial services company, filed a 6-K on February 5, 2024, confirming its authorized share capital remains at 10,000,000,000 ordinary shares with a par value of USD 0.00001 as of January 31, 2024. This filing, signed by CFO David Siu Kam Choy, indicates no changes in the company's fundamental share structure. For investors, this means there's no immediate dilution risk from new share issuance, providing stability in the company's capital structure.
Why It Matters
This filing confirms Lufax's authorized share capital remains unchanged, which is important for investors as it signals no immediate plans for share dilution that could impact per-share value.
Risk Assessment
Risk Level: low — The filing indicates no changes to the company's authorized share capital, suggesting stability rather than new risks.
Analyst Insight
Investors should note the stability in Lufax's authorized share capital, indicating no immediate dilution risk, and focus on operational performance and future earnings reports for investment decisions.
Key Numbers
- 10,000,000,000 — Authorized Ordinary Shares (Represents the maximum number of shares Lufax can issue without shareholder approval, indicating no immediate dilution.)
- USD 0.00001 — Par Value per Share (The nominal value assigned to each ordinary share, remaining constant.)
- February 5, 2024 — Filing Date (The date the 6-K report was filed with the SEC.)
- January 31, 2024 — Month Ended Date (The period for which the movements in securities are reported.)
- 001-39654 — Commission File Number (Lufax Holding Ltd's unique identifier with the SEC.)
Key Players & Entities
- Lufax Holding Ltd (company) — the registrant filing the 6-K
- David Siu Kam Choy (person) — Chief Financial Officer who signed the filing
- Hong Kong Exchanges and Clearing Limited (company) — recipient of the Monthly Return
- 10,000,000,000 (dollar_amount) — number of authorized/registered ordinary shares
- USD 0.00001 (dollar_amount) — par value per ordinary share
Forward-Looking Statements
- Lufax Holding Ltd's share count will remain stable in the near term. (Lufax Holding Ltd) — high confidence, target: Q1 2024
FAQ
What is the purpose of Lufax Holding Ltd's 6-K filing dated February 5, 2024?
The 6-K filing serves as a 'Report of Foreign Private Issuer' and includes an Exhibit 99.1, which is a 'Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities' for the month ended January 31, 2024.
Who signed the 6-K filing on behalf of Lufax Holding Ltd?
The 6-K filing was signed by David Siu Kam Choy, who holds the title of Chief Financial Officer for Lufax Holding Ltd, on February 5, 2024.
What is the authorized/registered share capital of Lufax Holding Ltd as reported in this filing?
As of the close of the preceding month (January 31, 2024), Lufax Holding Ltd's authorized/registered share capital consists of 10,000,000,000 ordinary shares with a par value of USD 0.00001 per share.
Has there been any change in Lufax Holding Ltd's authorized/registered share capital according to this filing?
No, the filing explicitly states that the 'Balance at close of preceding month' for authorized/registered shares is 10,000,000,000 with a par value of USD 0.00001, and no movements are indicated, implying no change for the month ended January 31, 2024.
Where is Lufax Holding Ltd's business address located as per the filing?
Lufax Holding Ltd's business address is Building No. 6, Lane 2777, Jinxiu East Road, Pudong New District, Shanghai, People's Republic of China, with a ZIP code of 200120.
Filing Stats: 181 words · 1 min read · ~1 pages · Grade level 14.2 · Accepted 2024-02-05 07:03:25
Filing Documents
- d739488d6k.htm (6-K) — 9KB
- d739488dex991.htm (EX-99.1) — 92KB
- g739488dsp4.jpg (GRAPHIC) — 5KB
- 0001193125-24-023430.txt ( ) — 109KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Lufax Holding Ltd By: /s/ David Siu Kam Choy Name: David Siu Kam Choy Title: Chief Financial Officer Date: February 5, 2024 Exhibit Index Exhibit 99.1 Monthly Return with The Stock Exchange of Hong Kong LimitedMonthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities