AnKe Tech Amends Lufax Holding Stake Filing
Ticker: LU · Form: SC 13D/A · Filed: Dec 9, 2024 · CIK: 1816007
Sentiment: neutral
Topics: ownership-change, sec-filing, schedule-13d
Related Tickers: LU
TL;DR
AnKe Tech (Ping An group) updated its Lufax stake filing on 12/9/24. Watch for changes.
AI Summary
AnKe Technology Co Ltd, a group member of CHINA PING AN INSURANCE OVERSEAS (HOLDINGS) LTD, filed an amendment (No. 2) to its Schedule 13D on December 9, 2024, regarding its holdings in Lufax Holding Ltd. The filing indicates a change in the reporting person's beneficial ownership of Lufax Holding Ltd's ordinary shares and ADSs.
Why It Matters
This amendment signals a potential shift in the ownership structure or strategy of a significant shareholder in Lufax Holding Ltd, which could impact market perception and trading activity.
Risk Assessment
Risk Level: medium — Amendments to Schedule 13D filings can indicate changes in a significant investor's intentions, which may affect the stock price.
Key Numbers
- 2 — Amendment Number (Indicates this is the second update to the filing.)
- 20241209 — Filing Date (Date the amendment was filed with the SEC.)
Key Players & Entities
- AnKe Technology Co Ltd (company) — Filing entity
- Lufax Holding Ltd (company) — Subject company
- CHINA PING AN INSURANCE OVERSEAS (HOLDINGS) LTD (company) — Parent/Group entity of AnKe Technology
- PING AN INSURANCE (GROUP) CO OF CHINA, LTD. (company) — Related group entity
FAQ
What specific changes are detailed in Amendment No. 2 to the Schedule 13D filing for Lufax Holding Ltd?
The filing is an amendment to report changes in beneficial ownership, but the specific details of the changes are not provided in the provided text excerpt.
Who is the reporting person filing this Schedule 13D/A?
The reporting person is AnKe Technology Co Ltd, which is a group member of CHINA PING AN INSURANCE OVERSEAS (HOLDINGS) LTD.
What is the subject company of this filing?
The subject company is Lufax Holding Ltd.
When was this amendment filed?
This amendment was filed on December 9, 2024.
What type of securities are being reported on?
The filing pertains to Ordinary Shares, $0.00001 par value per share, and American Depositary Shares (ADSs) of Lufax Holding Ltd.
Filing Stats: 2,110 words · 8 min read · ~7 pages · Grade level 14.8 · Accepted 2024-12-09 06:12:27
Key Financial Figures
- $0.00001 — d (Name of Issuer) Ordinary Shares, $0.00001 par value per share (Title of Class o
Filing Documents
- d804758dsc13da.htm (SC 13D/A) — 78KB
- d804758dex996.htm (EX-99.6) — 99KB
- 0001193125-24-272820.txt ( ) — 178KB
of the Schedule 13D is hereby amended and restated to read as follows
Item 7 of the Schedule 13D is hereby amended and restated to read as follows: EXHIBIT NUMBER DESCRIPTION 99.1 (2) Joint Filing Agreement, dated September 4, 2024, among the Reporting Persons 99.2 (1) Scrip Dividend Scheme (incorporated by reference to Exhibit 99.1 to the Form 6-K furnished by Lufax Holding Ltd on June 12, 2024) 99.3 (1) Amended and Restated Option Agreement, dated November 27, 2015, among Mr. Jingkui Shi, Mr.Xuelian Yang, An Ke Technology Company Limited and Lanbang Investment Company Limited 99.4 (1) Option Agreement, dated November 27, 2015, among Lanbang Investment Company Limited, An Ke Technology Company Limited and Tun Kung Company Limited 99.5 (1) Option Agreement, dated November 28, 2014, among Mr. Jingkui Shi, Mr. Xuelian Yang, Shenzhen Ping An Financial Technology Consulting Co. Ltd. and Shanghai Lanbang Investment Limited Liability Company 99.6 Tri-Parte Agreement, dated December 5, 2024, by and among Lanbang Investment Company Limited, An Ke Technology Company Limited and Tun Kung Company Limited (1) Filed as an exhibit to the Schedule 13D filed on August 13, 2024. (2) Filed as an exhibit to the Amendment No. 1 to Schedule 13D filed on September 4, 2024. Filed herewith. Signatures to Schedule 13D After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Pursuant to Rule 13d-1(k)(1)(iii) of Regulation 13D-G of the General Rules and Regulations of the Securities and Exchange Act of 1934, as amended, the undersigned agree that the attached statement is filed on behalf of each of them. Date: December 9, 2024 An Ke Technology Company Limited By: /s/ Gao Song Name: Gao Song Title: Director China Ping An Insurance Overseas (Holdings) Limited By: /s/ Tung Hoi Name: Tung Hoi Title: Director Ping An Insurance (Group) Company of China, Ltd. By: /s/ Xie Yonglin Name: Xie Y