MUFG Files 6-K Report
Ticker: MBFJF · Form: 6-K · Filed: Jun 25, 2024 · CIK: 67088
| Field | Detail |
|---|---|
| Company | Mitsubishi Ufj Financial Group INC (MBFJF) |
| Form Type | 6-K |
| Filed Date | Jun 25, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-filing, foreign-private-issuer, sec-disclosure
TL;DR
MUFG filed a 6-K, confirming 20-F annual report filings.
AI Summary
Mitsubishi UFJ Financial Group, Inc. filed a Form 6-K on June 25, 2024, reporting as a foreign private issuer. The filing indicates the company will file its annual reports under Form 20-F. The report covers the month of June 2024 and provides information regarding the company's principal executive office in Tokyo, Japan.
Why It Matters
This filing is a routine disclosure for foreign private issuers, providing updates and confirming reporting status to the SEC.
Risk Assessment
Risk Level: low — This is a standard regulatory filing for a foreign private issuer and does not contain new material financial information or strategic changes.
Key Players & Entities
- MITSUBISHI UFJ FINANCIAL GROUP, INC. (company) — Registrant
- 000-54189 (other) — Commission File Number
- Form 6-K (other) — Filing Type
- Form 20-F (other) — Annual Report Form
- June 2024 (date) — Reporting Period
- June 25, 2024 (date) — Filing Date
FAQ
What is the purpose of a Form 6-K filing?
A Form 6-K is a report of foreign private issuers pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, used to furnish information to the SEC that the issuer makes or is required to make public in its home country.
Which annual report form does Mitsubishi UFJ Financial Group, Inc. file?
Mitsubishi UFJ Financial Group, Inc. files its annual reports under cover of Form 20-F.
What is the Commission File Number for this filing?
The Commission File Number for this filing is 000-54189.
What is the principal executive office address of the registrant?
The principal executive office is located at 7-1, Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330, Japan.
For which month is this Form 6-K report being filed?
This Form 6-K report is being filed for the month of June 2024.
Filing Stats: 856 words · 3 min read · ~3 pages · Grade level 20 · Accepted 2024-06-25 06:07:26
Filing Documents
- d829523d6k.htm (6-K) — 98KB
- 0001193125-24-167414.txt ( ) — 99KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: June 24, 2024 Mitsubishi UFJ Financial Group, Inc. By: /s/ Toshinao Endo Name: Toshinao Endo Title: Managing Director, Head of Documentation & Corporate Secretary Department, Corporate Administration Division Mitsubishi UFJ Financial Group, Inc. (MUFG) The 19 th Annual General Meeting of Shareholders/ Proposal No. 2 (Election of 16 Directors) Tokyo June 24, 2024 On June 14, Japans Securities and Exchange Surveillance Commission announced that it had recommended that the Prime Minister and the Commissioner of the Financial Services Agency (FSA) take administrative action against MUFG Bank and MUMSS. Today, the FSA announced that it has issued business improvement orders to MUFG Bank and MUMSS under Article 51, paragraph 2 and Article 51 of the Financial Instruments and Exchange Act, and orders to submit reports to MUFG and MUFG Bank under Article 52, paragraph 31-1 and Article 24, paragraph 1, of the Banking Act. We sincerely apologize for the inconvenience and concern this is causing our customers and other stakeholders. MUFG has been promoting Group collaboration, including between MUFG Bank and MUMSS, to realize customer-centric sales activities that leverage the Groups collective strengths. However, we recognize that our management systems were insufficient for the reality of banking-securities collaborative business at our major subsidiaries MUFG Bank and MUMSS and are deeply aware that this situation was a catalyst for these incidents. MUFG, MUFG Bank, and MUMSS take this administrative action very seriously, and all three will further strengthen their frameworks and enact more effective policies for legal compliance, etc., related to banking-securities collaborative business to prevent recurrence. Specifically, as an outline o