Medallion Financial Corp. Files 8-K on Shareholder Votes

TL;DR

MFIN filed an 8-K for shareholder votes on June 11th.

AI Summary

Medallion Financial Corp. filed an 8-K on June 14, 2024, reporting on matters submitted to a vote of security holders as of June 11, 2024. The filing details the company's corporate structure and its principal executive offices located at 437 Madison Avenue, New York, NY.

Why It Matters

This filing indicates that Medallion Financial Corp. held a vote of its security holders, which could pertain to significant corporate decisions or governance matters.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not contain information about significant financial distress or operational changes.

Key Players & Entities

• MEDALLION FINANCIAL CORP (company) — Registrant
• June 11, 2024 (date) — Date of earliest event reported
• June 14, 2024 (date) — Date of Report
• 437 MADISON AVENUE, 38th Floor, NEW YORK, New York 10022 (location) — Principal Executive Offices

FAQ

Key Financial Figures

• $0.01 — ch registered Common Stock, par value $0.01 per share MFIN NASDAQ Global Select

Filing Documents

• mfin-20240611.htm (8-K) — 66KB
• 0000950170-24-073369.txt ( ) — 185KB
• mfin-20240611.xsd (EX-101.SCH) — 30KB
• mfin-20240611_htm.xml (XML) — 5KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. On June 11, 2024, Medallion Financial Corp. (the "Company") held its 2024 annual meeting of shareholders (the "Annual Meeting"). As of April 12, 2024, the record date for the determination of shareholders entitled to vote at the Annual Meeting (the "Record Date"), there were 23,377,564 shares of common stock outstanding and entitled to notice of and to vote at the Annual Meeting. 16,035,221 shares of common stock, or 68.59% of the common stock outstanding on the Record Date, were present in person or represented by proxy at the Annual Meeting, constituting a quorum. Set forth below are (i) the matters voted upon at the Annual Meeting, which are more fully described in the Company's proxy statement filed with the U.S. Securities and Exchange Commission on April 29, 2024, and (ii) the final certified results of the voting reported by First Coast Results, Inc., the independent Inspector of Election for the Annual Meeting. Proposal 1 – Election of Class I Directors Shareholders elected each of the Company's nominees, and did not elect any nominees of Stephen Hodges of ZimCal Asset Management, LLC, to serve as Class I Directors, each for a term expiring at the 2027 Annual Meeting of Shareholders of the Company, by the following votes: VOTES FOR VOTES WITHHELD COMPANY NOMINEES Robert M. Meyer 12,378,553 3,585,845 David L. Rudnick 12,387,339 3,577,602 STEPHEN HODGES NOMINEES Judd Deppisch 3,487,856 12,454,195 Stephen Hodges 3,524,660 12,418,004 Proposal 2 – Non-Binding Advisory Vote to Approve Named Executive Officer Compensation The Company's stockholders approved a non-binding advisory resolution to approve the 2023 compensation of the Company's named executive officers, as described in the Company's proxy statement, by the following votes: VOTES FOR VOTES AGAINST VOTES ABSTAINED 11,762,745 4,120,011 152,465 Proposal 3 – Non-Binding Advisory Vote on th

View Full Filing

View this 8-K filing on SEC EDGAR