SC 13G/A: MESOBLAST LTD

AI Summary

SC 13G/A filing by MESOBLAST LTD.

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• ea0203520-13ga1george_meso.htm (SC 13G/A) — 128KB
• 0001213900-24-031340.txt ( ) — 130KB

(b) below

Item 2(b) below (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 5 April 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise CUSIP No. 590717104 13G Page 1 of 8 Pages 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Gregory George 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Bahamas NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 98,244,788 6. SHARED VOTING POWER 58,769,449 7. SOLE DISPOSITIVE POWER 98,244,788 8. SHARED DISPOSITIVE POWER 58,769,449 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 157,014,237 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.80% 12. TYPE OF REPORTING PERSON (see instructions) IN CUSIP No. 590717104 13G Page 2 of 8 Pages 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) James George 2. CHECK THE APPROPR

If this statement is filed pursuant to §§240.13d-1(b)

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable. CUSIP No. 590717104 13G Page 6 of 8 Pages

Ownership

Item 4. Ownership. The ownership information below represents beneficial ownership of ordinary shares as represented by American Depositary Receipts by the Reporting Persons as of April 5, 2024, based upon 1,137,611,751 ordinary shares of the issuer outstanding as of April 5, 2024. Gregory George is the sole beneficial owner of 98,244,788 ordinary shares, which include 6,830,602 ordinary shares underlying warrants and 36,500,000 ordinary shares held in the form of American Depositary Receipts (“ADRs”). Gregory George is a manager of G to the Fourth Investments, LLC and has discretionary authority to vote and dispose of 50,269,449 ordinary shares held by G to the Fourth Investments, LLC. Gregory George may be deemed to be the beneficial owner of these shares. Gregory George has discretionary authority to vote and dispose of 3,500,000 ordinary shares held in the form of ADRs by his son James George. Gregory George may be deemed to be the beneficial owner of these shares. Gregory George has discretionary authority to vote and dispose of 5,000,000 ordinary shares held in the form of ADRs by his son Grant George. Gregory George may be deemed to be the beneficial owner of these shares. Gregory George a) Amount beneficially owned: 157,014,237 b) Percent of class: 13.80% c) Number of shares as to which the person has: i. Sole power to vote or to direct the vote: 98,244,788 ii. Shared power to vote or to direct the vote: 58,769,449 iii. Sole power to dispose or to direct the disposition of: 98,244,788 iv. Shared power to dispose or to direct the disposition of: 58,769,449 James George a) Amount beneficially owned: 3,500,000 b) Percent of class: 0.31% c) Number of shares as to which the person has: i. Sole power to vote or to direct the vote: 0 ii. Shared power to vote or to direct the vote: 3,500,000 iii. Sole power to dispose or to direct the disposition of: 0 iv. Shared power to dispose or to direct the disposition of:

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class Not Applicable.

Ownership of More Than Five Percent on Behalf of Another

Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not Applicable.

Identification and Classification of the Subsidiary Which

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable.

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group Not Applicable.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group Not Applicable.

Certification

Item 10. Certification (a) The following certification shall be included if the statement is filed pursuant to §240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (b) The following certification shall be included if the statement is filed pursuant to §240.13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 590717104 13G Page 8 of 8 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 9, 2024 /s/ Gregory George Signature Gregory George Name April 9, 2024 /s/ James George Signature James George Name April 9, 2024 /s/ Grant George Signature Grant George Name April 9, 2024 /s/ Gregory George Signature G to the Fourth Investments, LLC Gregory George Name Manager Title

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