SC 13G/A: MESOBLAST LTD

AI Summary

SC 13G/A filing by MESOBLAST LTD.

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• mesoblast-sc13ga_050324.htm (SC 13G/A) — 80KB
• 0001839882-24-014410.txt ( ) — 82KB

If this statement is filed pursuant to §§240.13d-1(b)

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable

Ownership

Item 4. Ownership. The ownership information below represents beneficial ownership of ordinary shares as represented by American Depositary Receipts by the Reporting Persons as of May 1, 2024, based upon 1,137,611,751 ordinary shares of the issuer outstanding as of May 1, 2024. Gregory George is the sole beneficial owner of 113,755,097 ordinary shares, which include 6,830,602 ordinary shares underlying warrants and 40,719,700 ordinary shares held in the form of American Depositary Receipts (“ADRs”). Gregory George is a manager of G to the Fourth Investments, LLC and has discretionary authority to vote and dispose of 50,924,869 ordinary shares held by G to the Fourth Investments, LLC. Gregory George may be deemed to be the beneficial owner of these shares. Gregory George has discretionary authority to vote and dispose of 4,000,000 ordinary shares held in the form of ADRs by his son James George. Gregory George may be deemed to be the beneficial owner of these shares. Gregory George has discretionary authority to vote and dispose of 5,000,000 ordinary shares held in the form of ADRs by his son Grant George. Gregory George may be deemed to be the beneficial owner of these shares. CUSIP No. 590717104 13G Page 7 of 9 Pages Gregory George a) Amount beneficially owned: 173,679,966 b) Percent of class: 15.27% c) Number of shares as to which the person has: i. Sole power to vote or to direct the vote: 113,755,097 ii. Shared power to vote or to direct the vote: 59,924,869 iii. Sole power to dispose or to direct the disposition of: 113,755,097 iv. Shared power to dispose or to direct the disposition of: 59,924,869 James George a) Amount beneficially owned: 4,000,000 b) Percent of class: 0.35% c) Number of shares as to which the person has: i. Sole power to vote or to direct the vote: 0 ii. Shared power to vote or to direct the vote: 4,000,000 iii. Sole power to dispose or to direct the disposition of: 0 iv.

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class. Not Applicable.

Ownership of More than Five Percent on Behalf

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable.

Identification and Classification of the Subsidiary

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable.

Identification and Classification of Members

Item 8. Identification and Classification of Members of the Group. Not Applicable.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. Not Applicable.

Certification

Item 10. Certification. (a) The following certification shall be included if the statement is filed pursuant to §240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (b) The following certification shall be included if the statement is filed pursuant to §240.13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 590717104 13G Page 9 of 9 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Gregory George Signature Gregory George Name /s/ James George Signature James George Name /s/ Grant George Signature Grant George Name /s/ Gregory George Signature G to the Fourth Investments, LLC Gregory George Name Manager Title

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