MidCap Financial Investment Corp. Files 8-K on Shareholder Matters

TL;DR

MIDCAP FILES 8-K ON SHAREHOLDER VOTE - CHECK FOR UPDATES

AI Summary

MidCap Financial Investment Corp. filed an 8-K on June 24, 2024, reporting on matters submitted to a vote of security holders as of June 21, 2024. The filing indicates the company's principal executive offices are located at 9 West 57th Street, New York, NY 10019. The company was incorporated in Maryland and its fiscal year ends on December 31st.

Why It Matters

This filing provides an update on corporate governance and shareholder decisions for MidCap Financial Investment Corp., which is important for investors to understand the company's operational and strategic direction.

Risk Assessment

Risk Level: low — This is a routine filing reporting on corporate actions and does not indicate any immediate financial distress or significant operational changes.

Key Players & Entities

• MidCap Financial Investment Corp. (company) — Registrant
• June 21, 2024 (date) — Date of earliest event reported
• June 24, 2024 (date) — Date of Report
• 9 West 57th Street, New York, NY 10019 (location) — Principal executive offices
• Maryland (location) — State of incorporation

FAQ

Key Financial Figures

• $0.001 — nge on which registered Common Stock, $0.001 par value MFIC NASDAQ Global Select

Filing Documents

• d835629d8k.htm (8-K) — 32KB
• 0001193125-24-166940.txt ( ) — 183KB
• mfic-20240621.xsd (EX-101.SCH) — 4KB
• mfic-20240621_def.xml (EX-101.DEF) — 13KB
• mfic-20240621_lab.xml (EX-101.LAB) — 21KB
• mfic-20240621_pre.xml (EX-101.PRE) — 14KB
• d835629d8k_htm.xml (XML) — 5KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2024 MidCap Financial Investment Corporation (Exact name of Registrant as specified in its charter) Maryland 814-00646 52-2439556 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 9 West 57th Street New York , New York 10019 (Address of principal executive offices) (Zip Code) (Registrant's telephone number, including area code): (212) 515-3450 None (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, $0.001 par value MFIC NASDAQ Global Select Market 8.00% Notes due 2028 MFICL NASDAQ Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.07. Submission of Matters to a Vote Annual Meeting: On June 21, 2024, Midcap Financial Investment Corporation (the "Company") held its Annual Meeting of Stockholders (the "Annual Meeting"). At the Annual Meeting, the Company's stockholders approved two proposals. The proposals are described in detail in the Company's definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission (the "SEC") on April 29, 2024. As of April 22, 2024 the record date, 65,253,275 shares of the Company's common stock were eligible to vote. Proposal 1 : The Company's stockholders elected three Class II Directors of the Company, who will each serve a term of three years, or until his or her successor is duly elected and qualified, as follows: Name of Director FOR WITHHELD BROKER NON-VOTE R. Rudolph Reinfrank 22,841,666 10,029,664 17,273,119 Barbara Matas 22,872,659 9,998,671 17,273,119 John J. Hannan 31,903,702 967,628 17,273,119 Proposal 2 : The Company's stockholders ratified the selection of Deloitte & Touche LLP as an independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023, as follows: FOR WITHHELD ABSTAIN BROKER NON-VOTE 48,982,533 556,710 605,206 — SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MIDCAP FINANCIAL INVESTMENT CORPORATION By: /s/ Kristin Hester Name: Kristin Hester Title: Chief Legal Officer and Secretary Date: June 24, 2024 [Signature Page to Midcap Financial Investment Corporation 8-K]

View Full Filing

View this 8-K filing on SEC EDGAR