MIND Technology Files 8-K with Stock Details

TL;DR

MIND Tech filed an 8-K detailing common and preferred stock par values.

AI Summary

MIND Technology, Inc. filed an 8-K on June 28, 2024, to report other events and financial statements. The filing includes information about the company's common stock and Series A preferred stock, with a par value of $0.001 and $100 per share, respectively. The company is incorporated in Delaware and its fiscal year ends on January 31.

Why It Matters

This filing provides essential details about the company's capital structure, including par values for its common and preferred stock, which can be relevant for investors assessing equity.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of corporate information and does not indicate any immediate financial distress or significant operational changes.

Key Numbers

• $0.001 — Common Stock Par Value (Per share value for MIND Technology's common stock.)
• $100 — Series A Preferred Stock Par Value (Per share value for MIND Technology's Series A preferred stock.)

Key Players & Entities

• MIND Technology, Inc. (company) — Registrant
• June 28, 2024 (date) — Date of earliest event reported
• Delaware (jurisdiction) — State of incorporation
• 001-13490 (filing_id) — SEC File Number
• 76-0210849 (tax_id) — I.R.S. Employer Identification No.
• $0.001 (dollar_amount) — Par value per share for Common Stock
• $100 (dollar_amount) — Par value per share for Series A Preferred Stock

FAQ

Key Financial Figures

• $0.01 — on which registered Common Stock - $0.01 par value per share MIND The NASDAQ
• $1.00 — Market LLC Series A Preferred Stock - $1.00 par value per share MINDP The NASDA

Filing Documents

• mind20240627_8k.htm (8-K) — 29KB
• ex_693515.htm (EX-99.1) — 8KB
• ex_693516.htm (EX-99.2) — 6KB
• image01.jpg (GRAPHIC) — 14KB
• image02.jpg (GRAPHIC) — 16KB
• image03.jpg (GRAPHIC) — 17KB
• 0001437749-24-021579.txt ( ) — 257KB
• mind-20240628.xsd (EX-101.SCH) — 4KB
• mind-20240628_def.xml (EX-101.DEF) — 13KB
• mind-20240628_lab.xml (EX-101.LAB) — 17KB
• mind-20240628_pre.xml (EX-101.PRE) — 13KB
• mind20240627_8k_htm.xml (XML) — 5KB

01 Other Events

Item 8.01 Other Events . On June 28, 2024, MIND Technology, Inc. (the "Company") mailed the attached letters to certain holders of its 9.00% Series A Preferred Stock (the "preferred stock") in connection with soliciting votes to approve an amendment to the Certificate of Designations, Preferences and Rights for the preferred stock. Copies of the letters are furnished as Exhibit 99.1 and Exhibit 99.2 to this report and incorporated by reference into this Item 8.01. The information in this Item 8.01 (including the information incorporated by reference into this Item 8.01) is being furnished, not filed, for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), is not subject to the liabilities of that section, and will not be incorporated by reference into any filing under the Exchange Act or the Securities Act of 1933, as amended (the "Securities Act"), unless specifically identified therein as being incorporated therein by reference. Cautionary Note Regarding Forward-Looking Statements Certain of the statements contained in this report should be considered forward-looking statements. These forward-looking statements may be identified by words such as "may," "will," "expect," "intend," "anticipate," "believe," "estimate," "plan," "project," "could," "should," "would," "continue," "seek," "target," "guidance," "outlook," "if current trends continue," "optimistic," "forecast" and other similar words. Such statements include, but are not limited to, statements about the Company's plans, objectives, expectations, intentions, estimates and strategies for the future, and other statements that are not historical facts. These forward-looking statements are based on the Company's current objectives, beliefs and expectations, and they are subject to significant risks and uncertainties that may cause actual results and financial position and timing of certain events to differ materially from the information in the forward-looking s

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 MIND Technology, Inc. Letter to Certain Holders of Preferred Stock, V1. 99.2 MIND Technology, Inc. Letter to Certain Holders of Preferred Stock, V2. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MIND Technology, Inc. June 28, 2024 By: /s/ Robert P. Capps Name: Robert P. Capps Title: President and Chief Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR