MIND Technology Files DEFA14A
Ticker: MIND · Form: DEFA14A · Filed: Apr 12, 2024 · CIK: 926423
| Field | Detail |
|---|---|
| Company | Mind Technology, INC (MIND) |
| Form Type | DEFA14A |
| Filed Date | Apr 12, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.01, $1.00 |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-statement, governance, shareholder-meeting
Related Tickers: MIND
TL;DR
MIND Tech (MIND) filed a proxy statement (DEFA14A) - shareholder vote incoming.
AI Summary
MIND Technology, Inc. filed a DEFA14A on April 12, 2024, indicating a shareholder meeting or solicitation. The filing is related to the company's corporate governance and shareholder voting matters. Specific proposals or resolutions are not detailed in this excerpt, but it serves as a formal communication to shareholders regarding company decisions.
Why It Matters
This filing is a formal communication to shareholders about matters requiring their vote, impacting the company's direction and governance.
Risk Assessment
Risk Level: low — This filing is a standard procedural document for shareholder meetings and does not inherently indicate financial distress or significant operational changes.
Key Players & Entities
- MIND Technology, Inc. (company) — Registrant
- 0001437749-24-011849 (filing_id) — Accession Number
- 20240412 (date) — Filing Date
- The Woodlands, Texas (location) — Principal Executive Offices
FAQ
What is the purpose of a DEFA14A filing?
A DEFA14A filing, also known as a definitive proxy statement, is used by companies to solicit proxies from shareholders for an upcoming meeting or action.
When was this DEFA14A filed by MIND Technology, Inc.?
This DEFA14A was filed on April 12, 2024.
What is MIND Technology, Inc.'s principal executive office address?
MIND Technology, Inc.'s principal executive office is located at 2002 Timberloch Place, Suite 550, The Woodlands, Texas 77380.
What is the SIC code for MIND Technology, Inc.?
The Standard Industrial Classification (SIC) code for MIND Technology, Inc. is 3812, which relates to Search, Detection, Navigation, Guidance, Aeronautical Systems.
Does this filing indicate any specific proposals for shareholders?
This excerpt of the filing does not detail specific proposals, but a DEFA14A is typically filed to inform shareholders about matters to be voted on at a meeting.
Filing Stats: 847 words · 3 min read · ~3 pages · Grade level 11.2 · Accepted 2024-04-12 08:37:09
Key Financial Figures
- $0.01 — ge on which registered Common Stock - $0.01 par value per share MIND The NASDAQ S
- $1.00 — Market LLC Series A Preferred Stock - $1.00 par value per share MINDP The NASDAQ
Filing Documents
- mind20240412_defa14a.htm (DEFA14A) — 25KB
- ex_653032.htm (EX-99.1) — 7KB
- ex_653033.htm (EX-99.2) — 6KB
- alliancelogo.jpg (GRAPHIC) — 12KB
- mindlogo.jpg (GRAPHIC) — 14KB
- 0001437749-24-011849.txt ( ) — 75KB
01
Item 7.01 Regulation FD Disclosure. On April 12, 2024, MIND Technology, Inc. (the "Company") mailed the attached letters to certain holders of its 9.00% Series A Preferred Stock (the "preferred stock") in connection with soliciting votes to approve an amendment to the Certificate of Designations, Preferences and Rights for the preferred stock. Copies of the letters are furnished as Exhibit 99.2 and Exhibit 99.3 to this report and incorporated by reference into this Item 7.01. The information in this Item 7.01 (including the information incorporated by reference into this Item 7.01) is being furnished, not filed, for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), is not subject to the liabilities of that section, and will not be incorporated by reference into any filing under the Exchange Act or the Securities Act of 1933, as amended (the "Securities Act"), unless specifically identified therein as being incorporated therein by reference. Cautionary Note Regarding Forward-Looking Statements Certain of the statements contained in this report should be considered forward-looking statements. These forward-looking statements may be identified by words such as "may," "will," "expect," "intend," "anticipate," "believe," "estimate," "plan," "project," "could," "should," "would," "continue," "seek," "target," "guidance," "outlook," "if current trends continue," "optimistic," "forecast" and other similar words. Such statements include, but are not limited to, statements about the Company's plans, objectives, expectations, intentions, estimates and strategies for the future, and other statements that are not historical facts. These forward-looking statements are based on the Company's current objectives, beliefs and expectations, and they are subject to significant risks and uncertainties that may cause actual results and financial position and timing of certain events to differ materially from the information in the for
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 MIND Technology, Inc. Letter to Certain Holders of Preferred Stock, V1. 99.2 MIND Technology, Inc. Letter to Certain Holders of Preferred Stock, V2. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MIND Technology, Inc. April 12, 2024 By: /s/ Robert P. Capps Name: Robert P. Capps Title: President and Chief Executive Officer