MIND Technology Files Definitive Proxy Statement

TL;DR

MIND Tech (MIND) filed its proxy statement - shareholders vote soon on company matters.

AI Summary

MIND Technology, Inc. filed a DEFA14A on June 18, 2024, detailing a definitive proxy statement. The filing indicates an event date of April 17, 2024, and concerns the company's operations and shareholder matters. The company, formerly known as Mitcham Industries Inc., is incorporated in Delaware and headquartered in The Woodlands, Texas.

Why It Matters

This filing provides shareholders with crucial information regarding upcoming votes and company governance, impacting their investment decisions.

Risk Assessment

Risk Level: low — This is a routine filing for a proxy statement, not indicating immediate financial distress or significant new risks.

Key Players & Entities

• MIND Technology, Inc. (company) — Registrant
• Mitcham Industries Inc. (company) — Former company name
• 2002 Timberloch Place, Suite 550 (location) — Principal executive offices address
• The Woodlands, Texas (location) — Principal executive offices city and state
• April 17, 2024 (date) — Earliest event reported date
• June 18, 2024 (date) — Filing date

FAQ

Key Financial Figures

• $0.01 — on which registered Common Stock - $0.01 par value per share MIND The NASDAQ S
• $1.00 — Market LLC Series A Preferred Stock - $1.00 par value per share MINDP The NASDAQ

Filing Documents

• mind20240617_defa14a.htm (DEFA14A) — 26KB
• ex_689741.htm (EX-99.1) — 6KB
• ex_689742.htm (EX-99.2) — 8KB
• alliancelogo.jpg (GRAPHIC) — 5KB
• ex_689727img001.jpg (GRAPHIC) — 4KB
• minglogo.jpg (GRAPHIC) — 5KB
• 0001437749-24-020645.txt ( ) — 61KB

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. On April 17, 2024, MIND Technology, Inc. (the "Company") mailed the attached letters to certain holders of its 9.00% Series A Preferred Stock (the "preferred stock") in connection with soliciting votes to approve an amendment to the Certificate of Designations, Preferences and Rights for the preferred stock. Copies of the letters are furnished as Exhibit 99.1 and Exhibit 99.2 to this report and incorporated by reference into this Item 7.01. The information in this Item 7.01 (including the information incorporated by reference into this Item 7.01) is being furnished, not filed, for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), is not subject to the liabilities of that section, and will not be incorporated by reference into any filing under the Exchange Act or the Securities Act of 1933, as amended (the "Securities Act"), unless specifically identified therein as being incorporated therein by reference. Cautionary Note Regarding Forward-Looking Statements Certain of the statements contained in this report should be considered forward-looking statements. These forward-looking statements may be identified by words such as "may," "will," "expect," "intend," "anticipate," "believe," "estimate," "plan," "project," "could," "should," "would," "continue," "seek," "target," "guidance," "outlook," "if current trends continue," "optimistic," "forecast" and other similar words. Such statements include, but are not limited to, statements about the Company's plans, objectives, expectations, intentions, estimates and strategies for the future, and other statements that are not historical facts. These forward-looking statements are based on the Company's current objectives, beliefs and expectations, and they are subject to significant risks and uncertainties that may cause actual results and financial position and timing of certain events to differ materially from the information in the forwa

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 MIND Technology, Inc. Letter to Certain Holders of Preferred Stock, V1. 99.2 MIND Technology, Inc. Letter to Certain Holders of Preferred Stock, V2. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MIND Technology, Inc. April 18, 2024 By: /s/ Robert P. Capps Name: Robert P. Capps Title: President and Chief Executive Officer

View Full Filing

View this DEFA14A filing on SEC EDGAR