Mitek Systems Files 8-K: Other Events & Exhibits

TL;DR

MITK filed an 8-K, mostly for exhibits and other events. Check for details.

AI Summary

On April 24, 2024, Mitek Systems, Inc. filed an 8-K report. The filing primarily serves as a notification of other events and the inclusion of financial statements and exhibits. No specific material events or financial updates were detailed in the provided excerpt.

Why It Matters

This filing indicates Mitek Systems is updating its public disclosures with additional information and exhibits, which could contain details relevant to investors.

Risk Assessment

Risk Level: low — The filing is procedural and does not disclose new material financial information or significant corporate events.

Key Players & Entities

• MITEK SYSTEMS, INC. (company) — Registrant
• 0000807863-24-000049 (filing_id) — Accession Number
• April 24, 2024 (date) — Date of Report
• 600 B Street, Suite 100 San Diego, California 92101 (address) — Principal Executive Offices
• 619-269-6800 (phone_number) — Registrant's telephone number

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share MITK The NASDAQ Capital Marke

Filing Documents

• mitk-20240424.htm (8-K) — 30KB
• 0000807863-24-000049.txt ( ) — 149KB
• mitk-20240424.xsd (EX-101.SCH) — 2KB
• mitk-20240424_lab.xml (EX-101.LAB) — 21KB
• mitk-20240424_pre.xml (EX-101.PRE) — 12KB
• mitk-20240424_htm.xml (XML) — 3KB

01 Other Events

Item 8.01 Other Events. By letter dated April 24, 2024, The Nasdaq Stock Market LLC ("Nasdaq") notified Mitek Systems, Inc. (the "Company") that it had regained compliance with Nasdaq Listing Rule 5250(c) (the "Listing Rule"). As previously disclosed, the Company received a delisting determination (the "Notice") from the Listing Qualifications Department (the "Staff") of Nasdaq notifying the Company that the Staff initiated a process to delist the Company's securities from Nasdaq as a result of the Company not being in compliance with the Listing Rule, which requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission (the "SEC"), due to the Company's failure to timely file its Annual Report on Form 10-K for the fiscal year ended September 30, 2023 (the "Form 10-K"). The Company subsequently did not timely file the Q1 Form 10-Q for the fiscal quarter ended December 31, 2023 (the "Q1 Form 10-Q") because the Q1 Form 10-Q could not be prepared until the Form 10-K was filed. The Company attended the previously announced and scheduled March 19, 2024 hearing before the Panel and requested the continued listing of its securities on the Nasdaq Capital Market pending its return to compliance with the Listing Rule. The Company filed its Form 10-K on March 19, 2024 and the Q1 Form 10-Q on April 15, 2024. In addition to being notified that it had regained compliance with the Listing Rule, the April 24, 2024 letter also notified the Company that the Panel had determined to monitor the Company's compliance with the Listing Rule through April 24, 2025, in accordance with Nasdaq Listing Rule 5815(d)(4)(B) (the "Panel Monitor"). During the Panel Monitor, in the event the Company becomes non-compliant with the Listing Rule, and notwithstanding Nasdaq Listing Rule 5810(c)(2), the Company will not be permitted to provide a compliance plan for the Staff's review and the Staff will not be permitted to grant additional t

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 104 Cover Page Interactive Data File, formatting Inline Extensible Business Reporting Language (iXBRL)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Mitek Systems, Inc. April 24, 2024 By: /s/ David Lyle David Lyle Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR