MarketAxess Files 8-K/A Amendment
Ticker: MKTX · Form: 8-K/A · Filed: May 30, 2024 · CIK: 1278021
| Field | Detail |
|---|---|
| Company | Marketaxess Holdings Inc (MKTX) |
| Form Type | 8-K/A |
| Filed Date | May 30, 2024 |
| Risk Level | low |
| Pages | 4 |
| Reading Time | 4 min |
| Key Dollar Amounts | $0.003, $1.15 million, $2.7 million, $750,000 |
| Sentiment | neutral |
Sentiment: neutral
Topics: amendment, corporate-governance, executive-compensation
TL;DR
MarketAxess filed an amendment to its 8-K, updating director/officer changes and compensation details.
AI Summary
MarketAxess Holdings Inc. filed an 8-K/A amendment on May 30, 2024, related to events reported on February 21, 2024. The filing concerns the departure of directors or certain officers, the election of directors, and compensatory arrangements for certain officers. It also includes financial statements and exhibits.
Why It Matters
This amendment provides updated or corrected information regarding significant corporate governance and executive compensation matters, which are crucial for investors to understand the company's leadership and financial arrangements.
Risk Assessment
Risk Level: low — This is a routine amendment to a previous filing, likely clarifying or adding information rather than disclosing new material events.
Key Players & Entities
- MarketAxess Holdings Inc. (company) — Registrant
- February 21, 2024 (date) — Earliest event reported date
- May 30, 2024 (date) — Filing date
FAQ
What specific items are being amended in this 8-K/A filing?
This 8-K/A amends items related to the departure of directors or certain officers, the election of directors, and compensatory arrangements of certain officers, as well as financial statements and exhibits.
What was the original report date for the event(s) being amended?
The earliest event reported date for the original filing was February 21, 2024.
What is the filing date of this 8-K/A amendment?
This 8-K/A amendment was filed on May 30, 2024.
What is the principal executive office address for MarketAxess Holdings Inc.?
The address is 55 Hudson Yards, New York, New York 10001.
What is the SIC code for MarketAxess Holdings Inc.?
The SIC code is 6211, for SECURITY BROKERS, DEALERS & FLOTATION COMPANIES.
Filing Stats: 1,113 words · 4 min read · ~4 pages · Grade level 12.2 · Accepted 2024-05-30 16:15:55
Key Financial Figures
- $0.003 — ich registered Common Stock, par value $0.003 per share MKTX NASDAQ Global Select
- $1.15 million — that Ms. Fiszel Bieler would receive a $1.15 million cash make-whole award (the "Cash Make-W
- $2.7 million — ard (the "Cash Make-Whole Award") and a $2.7 million equity make-whole award (the "Equity Ma
- $750,000 — equity award with a grant date value of $750,000 (the "Sign-On Award"). The Sign-On Awar
Filing Documents
- d783269d8ka.htm (8-K/A) — 30KB
- d783269dex101.htm (EX-10.1) — 15KB
- g783269g0528201819945.jpg (GRAPHIC) — 3KB
- 0001193125-24-150352.txt ( ) — 175KB
- mktx-20240221.xsd (EX-101.SCH) — 3KB
- mktx-20240221_lab.xml (EX-101.LAB) — 18KB
- mktx-20240221_pre.xml (EX-101.PRE) — 11KB
- d783269d8ka_htm.xml (XML) — 4KB
Financial Statements and Exhibits
Financial Statements and Exhibits (d) Exhibits: 10.1 Letter Agreement Amendment, dated as of May 27, 2024, by and between Ilene Fiszel Bieler and MarketAxess Holdings Inc. 104 Cover Page Interactive File (the cover page tags are embedded within the Inline XBRL document). Certain confidential information, identified by bracketed asterisks "[*****]" has been omitted from this exhibit pursuant to Item 601(b)(10) of Regulation S-K because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MARKETAXESS HOLDINGS INC. Date: May 30, 2024 By: /s/ Scott Pintoff Name: Scott Pintoff Title: General Counsel & Corporate Secretary