MainStay MacKay Files 8-K for Bylaw Amendments & Exhibits

TL;DR

Fund filed 8-K for admin stuff, nothing major to see here.

AI Summary

On July 25, 2024, MainStay MacKay DefinedTerm Municipal Opportunities Fund filed an 8-K report. The filing primarily concerns amendments to its articles of incorporation or bylaws and the filing of financial statements and exhibits. No specific financial figures or significant operational changes were detailed in the provided excerpt.

Why It Matters

This filing indicates administrative updates and the submission of required financial documentation for the fund, which is standard for public companies.

Risk Assessment

Risk Level: low — The filing appears to be routine administrative and documentation updates, not indicating any immediate financial distress or significant strategic shifts.

Key Numbers

• 811-22551 — Commission File Number (Identifies the fund's filing with the SEC)
• 0531 — Fiscal Year End (Indicates the end of the fund's annual accounting period)

Key Players & Entities

• MainStay MacKay DefinedTerm Municipal Opportunities Fund (company) — Registrant
• Delaware (jurisdiction) — State of incorporation
• 51 Madison Avenue, New York, NY 10010 (address) — Business and Mail Address

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share MMD New York Stock Exchan

Filing Documents

• d868840d8k.htm (8-K) — 24KB
• d868840dex31.htm (EX-3.1) — 193KB
• 0001193125-24-184247.txt ( ) — 381KB
• mmd-20240725.xsd (EX-101.SCH) — 3KB
• mmd-20240725_lab.xml (EX-101.LAB) — 18KB
• mmd-20240725_pre.xml (EX-101.PRE) — 11KB
• d868840d8k_htm.xml (XML) — 4KB

From the Filing

MainStay MacKay DefinedTerm Municipal Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 MAINSTAY MACKAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND (Exact name of Registrant as specified in its charter) Delaware 811-22551 45-1681733 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 51 Madison Avenue , New York , NY 10010 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (212) 576-7000 (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, par value $0.001 per share MMD New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934. Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal year Pursuant to the terms of the Declaration of Trust, the Fund will commence the process of liquidation and dissolution at the close of business on December 31, 2024 (the "Termination Date") unless otherwise extended by a majority of the Board of Trustees (the "Board"). On June 5, 2024, the Board approved an amendment and restatement of the Declaration of Trust to reflect a change in the name of the Fund to NYLI MacKay DefinedTerm Muni Opportunities Fund and to allow the Board to implement, upon completion of an Eligible Tender Offer (as defined below), a new Termination Date to replace December 31, 2024 as the Termination Date. An "Eligible Tender Offer" is defined as a tender offer by the Fund to purchase 100% of the then outstanding Common shares of the Fund at a price equal to the NAV per Common share calculated in accordance with the Fund's valuation procedures as of the date specified in the tender offer, with the expiration date of the tender offer being as of a date within twelve months preceding the Termination Date. The amendments will become effective as of August 28, 2024. In addition, the Board conditionally approved a new Termination Date of December 31, 2036, to take effect in the event that the Fund completes an Eligible Tender Offer prior to December 31, 2024. Item9.01. Financial Statements and Exhibits. (d) Exhibits EXHIBIT NUMBER DESCRIPTION 3.1 Amended and Restated Agreement and Declaration of Trust of MainStay MacKay DefinedTerm Municipal Opportunities Fund SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, MainStay MacKay DefinedTerm Municipal Opportunities Fund has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MainStay MacKay DefinedTerm Municipal Opportunities Fund Date: July 25, 2024 By: /s/ Kirk C. Lehneis Kirk C. Lehneis President and Principal Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR