Mobix Labs Files 2024 Annual Report on Form 10-K

TL;DR

MOBX filed its 2024 10-K, showing they're up to date on filings. Stock is MOBX on Nasdaq.

AI Summary

Mobix Labs, Inc. filed its annual report for the fiscal year ended September 30, 2024. The company is incorporated in Delaware and its principal executive offices are located at 15420 Laguna Canyon Road, Suite 100, Irvine, CA. Mobix Labs' Class A Common Stock trades under the symbol MOBX on the Nasdaq Global Market, alongside its redeemable warrants (MOBXW). The filing indicates the company has met its reporting requirements for the past 12 months and 90 days.

Why It Matters

This filing provides investors with a comprehensive overview of Mobix Labs' financial performance and operational status for the past fiscal year, crucial for investment decisions.

Risk Assessment

Risk Level: medium — As a publicly traded company filing an annual report, Mobix Labs faces inherent market and operational risks, but the filing itself doesn't indicate immediate distress.

Key Numbers

• 001-40621 — Commission file number (Identifies the specific SEC filing)
• 98-1591717 — I.R.S. Employer Identification No. (Tax identification number for the company)

Key Players & Entities

• Mobix Labs, Inc. (company) — Registrant
• September 30, 2024 (date) — Fiscal year end
• Delaware (location) — State of incorporation
• 15420 Laguna Canyon Road, Suite 100, Irvine, CA 92618 (location) — Principal executive offices
• MOBX (stock_symbol) — Class A Common Stock trading symbol
• Nasdaq Global Market (exchange) — Exchange where MOBX is listed
• MOBXW (stock_symbol) — Redeemable warrants trading symbol

FAQ

Key Financial Figures

• $0.00001 — tered Class A Common Stock, par value $0.00001 per share MOBX Nasdaq Global Market
• $2,200 — shares of Legacy Mobix common stock and $2,200 in cash. We valued the common stock at
• $8,856, b — in cash. We valued the common stock at $8,856, based on the fair value of the Legacy Mob
• $7,682 — Common Stock"), having a fair value of $7,682 at the closing date, and $2,000 in cash
• $2,000 — alue of $7,682 at the closing date, and $2,000 in cash. We also entered into employmen
• $8,000 — ive possible earn-out payments of up to $8,000 over eight fiscal quarters, payable in

Filing Documents

• form10-k.htm (10-K) — 2266KB
• ex4-9.htm (EX-4.9) — 96KB
• ex19-1.htm (EX-19.1) — 7KB
• ex23-1.htm (EX-23.1) — 3KB
• ex31-1.htm (EX-31.1) — 19KB
• ex31-2.htm (EX-31.2) — 19KB
• ex32-1.htm (EX-32.1) — 8KB
• ex32-2.htm (EX-32.2) — 8KB
• ex19-1_001.jpg (GRAPHIC) — 901KB
• ex19-1_002.jpg (GRAPHIC) — 883KB
• ex19-1_003.jpg (GRAPHIC) — 944KB
• ex19-1_004.jpg (GRAPHIC) — 804KB
• ex19-1_005.jpg (GRAPHIC) — 1007KB
• ex19-1_006.jpg (GRAPHIC) — 926KB
• ex19-1_007.jpg (GRAPHIC) — 746KB
• ex19-1_008.jpg (GRAPHIC) — 439KB
• ex19-1_009.jpg (GRAPHIC) — 96KB
• ex19-1_010.jpg (GRAPHIC) — 314KB
• 0001493152-24-051917.txt ( ) — 21175KB
• mobx-20240930.xsd (EX-101.SCH) — 83KB
• mobx-20240930_cal.xml (EX-101.CAL) — 96KB
• mobx-20240930_def.xml (EX-101.DEF) — 469KB
• mobx-20240930_lab.xml (EX-101.LAB) — 720KB
• mobx-20240930_pre.xml (EX-101.PRE) — 607KB
• form10-k_htm.xml (XML) — 1681KB

Business

Business 1 Item 1A.

Risk Factors

Risk Factors 10 Item 1B. Unresolved Staff Comments 30 Item 1C. Cybersecurity 31 Item 2.

Properties

Properties 31 Item 3.

Legal Proceedings

Legal Proceedings 32 Item 4. Mine Safety Disclosures 32 PART II Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities 33 Item 6. [Reserved] 33 Item 7.

Management's Discussion and Analysis of Financial Condition and Results of Operations

Management's Discussion and Analysis of Financial Condition and Results of Operations 34 Item 7A.

Quantitative and Qualitative Disclosures About Market Risk

Quantitative and Qualitative Disclosures About Market Risk 47 Item 8.

Financial Statements and Supplementary Data

Financial Statements and Supplementary Data 48 Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure 91 Item 9A.

Controls and Procedures

Controls and Procedures 91 Item 9B. Other Information 93 Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections 93 PART III Item 10. Directors, Executive Officers and Corporate Governance 94 Item 11.

Executive Compensation

Executive Compensation 94 Item 12.

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 94 Item 13. Certain Relationships and Related Transactions, and Director Independence 94 Item 14. Principal Accounting Fees and Services 94 PART IV Item 15. Exhibits 95 Item 16. Form 10-K Summary 98

Signatures

Signatures 99 i CAUTIONARY NOTE ABOUT FORWARD-LOOKING STATEMENTS This Annual Report on Form 10-K for Mobix Labs, Inc. (the "Company", "we", "us" or "our") contains "forward-looking statements," as defined in Section 27A of the Securities Act of 1933, as amended (the "Securities Act"), and Section 21E of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Forward-looking statements are statements other than historical information or statements of current condition and relate to future events or our future financial performance. The words "anticipate," "believe," "continue," "could," "estimate," "expect," "intend," "may," "might," "plan," "possible," "potential," "predict," "project," "should," "will," "would" and similar expressions may identify forward-looking statements, but the absence of these words does not mean that a statement is not forward-looking. Such forward-looking our financial and business performance; our ability to regain compliance with listing rules of the Nasdaq Stock Market LLC ("Nasdaq"), as well as any decisions that we may make in order to regain compliance; our ability to identify possible acquisition targets, as well as any impact on our business and results of operations; our expectations regarding the growth of the markets in which we operate; changes in our strategy, future operations, financial position, estimated revenues and losses, forecasts, projected costs, prospects and plans; our intent to commit significant resources to technology and product innovation and development; our belief that AOCs offer advantages, as well as our ability to compete in the market; our expectation regarding our ability to continue as a going concern and ability to obtain sufficient liquidity to meet our operating needs and satisfy our obligations; the impact of the acquisitions of EMI Solutions and RaGE Systems, Inc., and any impact on our busi

View Full Filing

View this 10-K filing on SEC EDGAR