SC 13G: Modular Medical, Inc.
Ticker: MODD · Form: SC 13G · Filed: Mar 1, 2024 · CIK: 1074871
Sentiment: neutral
Topics: sc-13g
AI Summary
SC 13G filing by Modular Medical, Inc..
Risk Assessment
Risk Level: low
Filing Stats: 1,550 words · 6 min read · ~5 pages · Grade level 9.6 · Accepted 2024-03-01 15:48:41
Key Financial Figures
- $0.001 — Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class o
Filing Documents
- modd_30124.htm (SC 13G) — 44KB
- 0001085146-24-001551.txt ( ) — 45KB
(a)
ITEM 1(a). NAME OF ISSUER: Modular Medical, Inc.
(b)
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 10740 Thornmint Road San Diego, California 92127
(a)
ITEM 2(a). NAME OF PERSON FILING: 683 Capital Management, LLC 683 Capital Partners, LP Ari Zweiman
(b)
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The principal business address for each of the Reporting Persons is 1700 Broadway, Suite 4200, New York, NY 10019.
(c)
ITEM 2(c). CITIZENSHIP: 683 Capital Management, LLC is a Delaware limited liability company. 683 Capital Partners, LP is a Delaware limited partnership. Ari Zweiman is a citizen of the United States.
(d)
ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $0.001 par value per share
(e)
ITEM 2(e). CUSIP NUMBER: 60785L207 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: ITEM 4. (a) Amount beneficially owned: As of February 16, 2024, 683 Capital Partners, LP beneficially owned 1,570,000 shares of Common Stock and warrants to purchase 641,999 shares of Common Stock which are currently exercisable. 683 Capital Management, LLC as the investment manager of 683 Capital Partners, LP may be deemed to have beneficially owned the 1,570,000 shares of Common Stock and warrants to purchase 641,999 shares of Common Stock beneficially owned by 683 Capital Partners, LP. Ari Zweiman as the Managing Member of 683 Capital Management, LLC may be deemed to have beneficially owned the 1,570,000 shares of Common St