M-tron Industries Files 8-K with Subscription Rights Exhibits

TL;DR

MTRO filed an 8-K detailing subscription rights and related docs. Keep an eye on this.

AI Summary

M-tron Industries, Inc. filed an 8-K on March 30, 2026, reporting other events and financial statements. The filing includes exhibits related to subscription rights, notices to rights holders, and legal opinions from Barnes & Thornburg LLP.

Why It Matters

This filing indicates potential corporate actions or changes related to shareholder rights, which could impact the company's capital structure or future offerings.

Risk Assessment

Risk Level: low — The filing is primarily informational, detailing exhibits related to subscription rights without immediate financial implications or significant corporate events.

Key Players & Entities

• M-tron Industries, Inc. (company) — Filer of the 8-K report
• Barnes & Thornburg LLP (company) — Provided legal opinion as an exhibit
• 0001902314 (company) — CIK number for M-tron Industries, Inc.
• 2026-03-30 (date) — Filing date of the 8-K

FAQ

Key Financial Figures

• $0.01 M — h registered Common Stock , par value $0.01 MPTI NYSE American Indicate by check m

Filing Documents

• mpti20260326_8k.htm (8-K) — 38KB
• ex_937793.htm (EX-4.1) — 73KB
• ex_938695.htm (EX-4.2) — 57KB
• ex_937590.htm (EX-5.1) — 22KB
• ex_937794.htm (EX-99.1) — 10KB
• ex_937795.htm (EX-99.2) — 55KB
• btlogo.jpg (GRAPHIC) — 3KB
• ex_937793img002.jpg (GRAPHIC) — 4KB
• ex_937795img001.jpg (GRAPHIC) — 4KB
• logo-mtronnotagsmall.jpg (GRAPHIC) — 11KB
• 0001437749-26-010186.txt ( ) — 470KB
• mpti-20260330.xsd (EX-101.SCH) — 3KB
• mpti-20260330_def.xml (EX-101.DEF) — 12KB
• mpti-20260330_lab.xml (EX-101.LAB) — 15KB
• mpti-20260330_pre.xml (EX-101.PRE) — 12KB
• mpti20260326_8k_htm.xml (XML) — 3KB

01

Item 8.01. Other Events On March 18, 2026, M-tron Industries, Inc., a Delaware corporation (the "Company"), announced that its Board of Directors approved an offering of transferable subscription rights (the "Rights Offering"). The Rights Offering is being made pursuant to the Company's Registration Statement on Form S-3 (File No. 333-284635) (the "Registration Statement"), the prospectus forming a part of the Registration Statement and the prospectus supplement relating the Rights Offering (the "Prospectus Supplement"), which was filed with the Securities and Exchange Commission (the "SEC") on March 30, 2026. Copies of the prospectus and the related prospectus supplement will be mailed to all stockholders of record as of 5:00 p.m., New York City time, March 27, 2026 (the "Record Date"), on or about April 1, 2026, and can also be accessed through the SEC's website at www.sec.gov or be obtained from the information agent, Georgeson LLC, by calling (866) 539-6575 (toll-free and broker-dealers and nominees). Additional information regarding the Rights Offering is set forth in the prospectus and the related prospectus supplement. In connection with the Rights Offering, the Company is filing certain ancillary documents as Exhibits 4.1, 4.2, 5.1, 99.1, and 99.2 to this Current Report on Form 8-K for the purpose of incorporating such items by reference as exhibits to the Registration Statement. No Offer or Solicitation This Current Report on Form 8-K does not constitute an offer to sell or a solicitation of an offer to buy the securities described above, and shall not constitute an offer, solicitation or sale, nor shall there be any sale of such securities of the Company in any state or other jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K contains "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Statements in this communication which are not historical facts are forward-looking statements, including statements of expectations of or assumptions about the Company's financial and operational performance, revenues, earnings per share, cash flow or use, cost savings and operational efficiencies. The words "anticipate," "assume," "believe," "budget," "estimate," "expect," "forecast," "intend," "plan," "project," "will," and similar expressions are intended to identify forward-looking statements. Such forward-looking statements are based on assumptions and analyses made by the Company in light of its experience and its perception of historical trends, current conditions, expected future developments, and other factors that the Company believes are appropriate under the circumstances. All forward-looking statements involve a number of known and unknown risks and uncertainties which could affect the Company's actual results and performance and could cause its actual results and performance to differ materially from those expressed in any forward-looking statements made by, or on behalf of, the Company. Additionally, there can be no guarantee that any stockholder of the Company will exercise the subscription rights held by such stockholder, and as a result there can be no guarantee that the Company will derive the benefits of the transaction described in this Current Report on Form 8-K. Further information regarding the important factors that could cause actual results to differ from projected results can be found in the Company's reports filed with the SEC, including the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2025, its Quarterly Reports on Form 10-Q, and its other filings with the SEC. Forw

Financial Statements and Exhibits

Financial Statements and Exhibits (d) Exhibits Exhibit No. Description 4.1 Specimen Certificate for Subscription Rights. 4.2 Instructions for use of Subscription Right Certificate. 5.1 Opinion of Barnes & Thornburg LLP. 23.1 Consent of Barnes & Thornburg, LLP (included in Exhibit 5.1). 99.1 Form of Notice to Stockholders who are Acting as Nominees. 99.2 Form of Notice of Guaranteed Delivery. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. M-TRON INDUSTRIES, INC. (Registrant) Date: March 30, 2026 By: /s/ Cameron Pforr Name: Cameron Pforr Title: Chief Executive Officer and Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR