Morgan Stanley Files 8-K on Officer Changes and Shareholder Votes
Ticker: MS-PL · Form: 8-K · Filed: May 24, 2024 · CIK: 895421
| Field | Detail |
|---|---|
| Company | Morgan Stanley (MS-PL) |
| Form Type | 8-K |
| Filed Date | May 24, 2024 |
| Risk Level | low |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $0.01 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, officer-changes, shareholder-vote
Related Tickers: MS
TL;DR
MS filed an 8-K covering exec changes & shareholder votes. Keep an eye on leadership shifts.
AI Summary
Morgan Stanley filed an 8-K on May 24, 2024, reporting on the departure of directors or certain officers, the election of directors, and the appointment of certain officers. The filing also covers compensatory arrangements for certain officers and the submission of matters to a vote of security holders. Specific details regarding individuals, dollar amounts, and exact dates of these events are not provided in this summary section of the filing.
Why It Matters
This filing indicates potential shifts in corporate governance and executive leadership at Morgan Stanley, which could impact the company's strategic direction and operational management.
Risk Assessment
Risk Level: low — The filing is routine and reports on standard corporate governance matters without indicating any immediate financial distress or significant operational disruption.
Key Players & Entities
- MORGAN STANLEY (company) — Filer
- 20240523 (date) — Period of Report
- 20240524 (date) — Filing Date
FAQ
What specific officer positions were affected by the departures or appointments mentioned in the filing?
The filing indicates "Departure of Directors or Certain Officers" and "Appointment of Certain Officers" but does not specify the exact positions in this summary.
Were there any specific compensatory arrangements for officers detailed in this 8-K?
The filing lists "Compensatory Arrangements of Certain Officers" as an item covered, but the details are not provided in this section.
What matters were submitted to a vote of security holders?
The filing states "Submission of Matters to a Vote of Security Holders" but does not specify the nature of these matters in this summary.
Who are the newly elected directors, if any, mentioned in this filing?
The filing includes "Election of Directors" as a topic, but the names of any newly elected directors are not specified in this summary.
What is the significance of the "Central Index Key" (CIK) number 0000895421?
The CIK number 0000895421 is a unique identifier assigned by the SEC to Morgan Stanley for its filings.
Filing Stats: 1,162 words · 5 min read · ~4 pages · Grade level 11.6 · Accepted 2024-05-24 16:10:25
Key Financial Figures
- $0.01 — nge on which registered Common Stock, $0.01 par value MS New York Stock Exchange
Filing Documents
- dp211482_8k.htm (8-K) — 62KB
- 0000950103-24-007114.txt ( ) — 324KB
- ms-20240523.xsd (EX-101.SCH) — 5KB
- ms-20240523_def.xml (EX-101.DEF) — 30KB
- ms-20240523_lab.xml (EX-101.LAB) — 41KB
- ms-20240523_pre.xml (EX-101.PRE) — 28KB
- dp211482_8k_htm.xml (XML) — 15KB
07. Submission of Matters to a Vote
Item 5.07. Submission of Matters to a Vote of Security Holders. At the 2024 Annual Meeting of Shareholders (the "Annual Meeting") of the Company held on Thursday, May 23, 2024, the shareholders of the Company in attendance (the "Shareholders"), constituting a quorum under the Amended and Restated Bylaws of the Company, voted on proposals to: (i) elect directors to the Company's Board of Directors (the "Board"), (ii) ratify the appointment of Deloitte & Touche LLP as the Company's independent auditor for the 2024 fiscal year, (iii) approve the compensation of the Company's named executive officers, as disclosed in the proxy statement filed with the Securities and Exchange Commission on April 5, 2024 for the Annual Meeting (the "2024 Proxy") (a non-binding advisory vote) and (iv) approve the Company's Non-U.S. Nonqualified Employee Stock Purchase Plan, as disclosed in the 2024 Proxy. The Shareholders also voted on shareholder proposals requesting (x) a report on the risks of politicized de-banking, (y) a report on transparency in lobbying and (z) annual disclosure of the Company's Clean Energy Supply Financing Ratio (as defined in the 2024 Proxy) (collectively, the "Shareholder Proposals"). At the Annual Meeting, all nominees for election to the Board were elected by the Shareholders. The Shareholders also voted to ratify the appointment of Deloitte & Touche LLP as the Company's independent auditor for the 2024 fiscal year. The proposals (i) to approve the compensation of the Company's named executive officers as disclosed in the 2024 Proxy, through an advisory vote, and (ii) to approve the Company's Non-U.S. Nonqualified Employee Stock Purchase Plan were also approved by the Shareholders. The Shareholder Proposals were not approved by the Shareholders. The number of votes cast for or against and the number of abstentions and broker non-votes with respect to each proposal, as applicable, is set forth below. The Company's independent inspector of election reported