Morgan Stanley Files 8-K on Financials and Notes

Ticker: MS-PL · Form: 8-K · Filed: Jan 16, 2025 · CIK: 895421

Morgan Stanley 8-K Filing Summary
FieldDetail
CompanyMorgan Stanley (MS-PL)
Form Type8-K
Filed DateJan 16, 2025
Risk Levellow
Pages4
Reading Time5 min
Key Dollar Amounts$0.01
Sentimentneutral

Sentiment: neutral

Topics: financial-reporting, debt-issuance, preferred-stock

Related Tickers: MS

TL;DR

MS dropped an 8-K detailing financials and debt notes. All good.

AI Summary

Morgan Stanley filed an 8-K on January 16, 2025, reporting results of operations and financial condition, along with Regulation FD disclosures and financial statements. The filing details various series of preferred stock, including Series I, K, L, O, P, and Q, as well as Global Medium-Term Notes Series A Fixed Rate Step-Up Senior Notes.

Why It Matters

This filing provides crucial updates on Morgan Stanley's financial condition and debt instruments, which are important for investors and creditors to assess the company's stability and financial health.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of financial information and does not indicate any immediate or significant risks.

Key Players & Entities

FAQ

What specific financial results are being reported in this 8-K?

The filing indicates it pertains to 'Results of Operations and Financial Condition' but does not provide specific figures within the provided text.

What is the significance of the various preferred stock series mentioned?

The filing lists Series I, K, L, O, P, and Q preferred stock, indicating these are outstanding financial instruments of Morgan Stanley.

What type of debt instrument is mentioned in the filing?

The filing mentions 'Global Medium-Term Notes Series A Fixed Rate Step-Up Senior Notes'.

When was this 8-K filing submitted?

The filing was submitted on January 16, 2025.

What is Morgan Stanley's primary industry classification?

Morgan Stanley is classified under 'SECURITY BROKERS, DEALERS & FLOTATION COMPANIES' with SIC code 6211.

Filing Stats: 1,242 words · 5 min read · ~4 pages · Grade level 12.1 · Accepted 2025-01-16 08:59:53

Key Financial Figures

Filing Documents

02 Results of Operations and Financial Condition

Item 2.02 Results of Operations and Financial Condition. On January 16, 2025, Morgan Stanley (the "Company") released financial information with respect to its quarter and year ended December 31, 2024. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Company's Financial Data Supplement for its quarter and year ended December 31, 2024 is annexed as Exhibit 99.2 to this Report and by this reference incorporated herein and made a part hereof. The information furnished under Item 2.02 of this Report, including Exhibit 99.1 and Exhibit 99.2, shall be deemed to be "filed" for purposes of the Securities Exchange Act of 1934, as amended.

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. On January 16, 2025, Morgan Stanley (the "Company") released financial information with respect to its quarter and year ended December 31, 2024 and will hold an investor conference call. Exhibit 99.3 is a copy of a presentation (the "Presentation") to be presented on the conference call, furnished for, and posted on the Company's website. The Presentation is being furnished pursuant to Item 7.01, and the information contained therein shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that Section. Furthermore, the information contained in Exhibit 99.3 shall not be deemed to be incorporated by reference into the filings of the Registrant under the Securities Act of 1933, as amended. Item 7.01 of this Current Report on Form 8-K (including Exhibit 99.3 hereto) contains forward-looking statements, including the attainment of certain financial and other targets, objectives and goals. Readers are cautioned not to place undue reliance on forward-looking statements, which speak only as of the date on which they are made, which reflect management's current estimates, projections, expectations, assumptions, interpretations or beliefs and which are subject to risks and uncertainties that may cause actual results to differ materially. Morgan Stanley does not undertake to update the forward-looking statements to reflect the impact of circumstances or events that may arise after the date of the forward-looking statements. For a discussion of risks and uncertainties that may affect the future results of Morgan Stanley, please see "Forward-Looking Statements" preceding Part I, Item 1, "Competition" and "Supervision and Regulation" in Part I, Item 1, "Risk Factors" in Part I, Item 1A, "Legal Proceedings" in Part I, Item 3, "Management's Discussion and Analysis of Financial Condition and Results of Operations" in Part II, Item 7 and "Quantita

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 99.1 Press release of the Company, dated January 16, 2025 , containing financial information for the quarter and year ended December 31, 2024 . 99.2 Financial Data Supplement of the Company for the quarter and year ended December 31, 2024 . 99.3 Morgan Stanley Presentation, dated January 16, 2025 . 101 Interactive Data Files pursuant to Rule 406 of Regulation S-T formatted in Inline eXtensible Business Reporting Language ("Inline XBRL"). 104 Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. MORGAN STANLEY (Registrant) Date: January 16, 2025 By: /s/ Raja Akram Name: Raja Akram Title: Deputy Chief Financial Officer

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