MSP Recovery Files 8-K on Equity Sales

Ticker: MSPRZ · Form: 8-K · Filed: Jul 26, 2024 · CIK: 1802450

Msp Recovery, INC. 8-K Filing Summary
FieldDetail
CompanyMsp Recovery, INC. (MSPRZ)
Form Type8-K
Filed DateJul 26, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$0.0001, $287.50, $0.0025
Sentimentneutral

Sentiment: neutral

Topics: equity-sale, warrants, filing

TL;DR

MSP Recovery filed an 8-K for unregistered equity sales and financial exhibits.

AI Summary

On July 23, 2024, MSP Recovery, Inc. filed an 8-K report detailing unregistered sales of equity securities. The filing also includes financial statements and exhibits, with the report being publicly filed on July 26, 2024. The company, formerly known as Lionheart Acquisition Corp. II and Lionheart Acquisition Corp., is based in Miami, Florida.

Why It Matters

This filing provides insight into recent equity transactions by MSP Recovery, Inc., which could impact its capital structure and shareholder equity.

Risk Assessment

Risk Level: low — The filing is a standard 8-K report for unregistered sales of equity securities and financial exhibits, not indicating immediate financial distress or significant new risks.

Key Players & Entities

FAQ

What type of equity securities were sold in the unregistered sale?

The filing mentions "RedeemableWarrantsEachWholeWarrantExercisableForOneShareOfClassACommonStockAtAnExercisePriceOf28750PerShareMember" and "RedeemableWarrantsEachWholeWarrantExercisableForOneShareOfClassACommonStockAtAnExercisePriceOf00025PerShareMember", indicating sales related to redeemable warrants.

What is the exercise price for the redeemable warrants mentioned?

The filing lists two types of redeemable warrants with exercise prices of $28.750 per share and $0.0025 per share.

When was the earliest event reported in this 8-K filing?

The earliest event reported was on July 23, 2024.

What were MSP Recovery, Inc.'s former company names?

MSP Recovery, Inc. was formerly known as Lionheart Acquisition Corp. II and Lionheart Acquisition Corp.

What are the main items reported in this 8-K filing?

This 8-K filing reports on Unregistered Sales of Equity Securities and includes Financial Statements and Exhibits.

Filing Stats: 603 words · 2 min read · ~2 pages · Grade level 12 · Accepted 2024-07-26 16:05:07

Key Financial Figures

Filing Documents

02 Unregistered Sales of Equity Securities

Item 3.02 Unregistered Sales of Equity Securities. On July 23, 2024, MSP Recovery, Inc. (the "Company") issued 2,686,780 shares of the Company's Class A Common Stock, pursuant to two Investor Notices, as defined in the Exchangeable Promissory Notes ("Notes") issued to YA II PN, Ltd. ("Yorkville") by and between Yorkville and the Company, pursuant to the Standby Equity Purchase Agreement dated November 14, 2023, as amended (the "SEPA") by and between Yorkville and the Company. The securities referred to in this Current Report on Form 8-K are being issued and sold by the Company to Yorkville in reliance upon the exemption from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act") pursuant to Section 4(a)(2) of the Securities Act. Capitalized but undefined terms have the same meaning as set forth in the Yorkville SEPA and the Notes.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 10.1 Form of Exchangeable Promissory Notes (incorporated by reference to Exhibit 10.2 to the Form 8-K filed on July 18, 2024) 10.2 Yorkville SEPA (incorporated by reference to Exhibit 10.10 to the Form 10-Q filed on November 14, 2023) 104 Cover Page Interactive File (the cover page tags are embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MSP R ECOVERY , I NC . Dated: July 26, 2024 By: /s/ Alexandra Plasencia Name: Alexandra Plasencia Title: General Counsel

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