MMTec, Inc. Files 6-K for Q2 2025 Period

TL;DR

MMTec filed its 6-K for Q2 2025, confirming its foreign private issuer status and listing HK/Beijing addresses.

AI Summary

MMTec, Inc. filed a Form 6-K on September 10, 2025, reporting for the period ending June 30, 2025. The filing indicates the company is a foreign private issuer and will file annual reports under Form 20-F. The report details the company's principal executive office in Hong Kong and its business address in Beijing, China.

Why It Matters

This filing provides an update on MMtec, Inc.'s reporting status as a foreign private issuer and its principal business locations, which is important for investors tracking the company's regulatory compliance and operational base.

Risk Assessment

Risk Level: low — This is a routine periodic filing (6-K) that primarily confirms reporting status and provides address information, without disclosing significant new financial or operational developments.

Key Players & Entities

• MMTec, Inc. (company) — Registrant
• 001-38766 (company) — SEC File Number
• 20250910 (date) — Filing Date
• 20250630 (date) — Period of Report End Date
• Form 20-F (document) — Annual Report Filing Type
• Hong Kong (location) — Principal Executive Office Location
• Beijing, China (location) — Business Address Location

FAQ

Key Financial Figures

• $0.81 m — eased by 100% from nil to approximately $0.81 million, as a result of the increase in r
• $0.67 m — eased by 100% from nil to approximately $0.67 million, compared to the same period in 2
• $1.53 m — Loss from operations was approximately $1.53 million, compared to approximately $2.3 m
• $2.3 million — 1.53 million, compared to approximately $2.3 million for the same period in 2024. The decrea
• $46.43 m — f of 2025. Net loss was approximately $46.43 million, compared to a net loss of approx
• $28.37 million — compared to a net loss of approximately $28.37 million for the same period of 2024. The decrea
• $24.35 m — any's notes receivable of approximately $24.35 million, and loss on sale of notes receiv
• $21.29 million — le of notes receivable of approximately $21.29 million. Loss per share on a basic and fully
• $1.84 — on a basic and fully diluted basis was $1.84 for the six months ended June 30, 2025,
• $0.14 — e on a basic and fully diluted basis of $0.14 for the same period in 2024. Operatin
• $0.13 million — nue increased from nil to approximately $0.13 million for the six months ended June 30, 2025,
• $0.18 m — keting costs decreased by approximately $0.18 million, or 49.8%, to approximately $0.18
• $0.18 million — .18 million, or 49.8%, to approximately $0.18 million for the six months ended June 30, 2025,
• $0.37 million — ended June 30, 2025, from approximately $0.37 million for the same period last year. The decr
• $0.95 million — and related benefits were approximately $0.95 million for the six months ended June 30, 2025,

Filing Documents

• ea0256368-6k_mmtec.htm (6-K) — 196KB
• 0001213900-25-086559.txt ( ) — 1173KB
• mtc-20250630.xsd (EX-101.SCH) — 7KB
• mtc-20250630_cal.xml (EX-101.CAL) — 30KB
• mtc-20250630_def.xml (EX-101.DEF) — 44KB
• mtc-20250630_lab.xml (EX-101.LAB) — 124KB
• mtc-20250630_pre.xml (EX-101.PRE) — 62KB
• ea0256368-6k_mmtec_htm.xml (XML) — 60KB

Legal Proceedings

Legal Proceedings In the normal course of business, MM Global Securities, INC ("MM Global") is engaged in various trading and brokerage activities on a principal and agency basis through a clearing broker. As a regulated FINRA broker-dealer, MM Global is subject to regulatory trading inquiries and investigations to determine whether any violations of federal securities or FINRA rules may have occurred. As such, MM Global has responded to FINRA inquiries. MM Global submitted a Letter of Acceptance, Waiver, and Consent for the purpose of proposing a settlement of the alleged rule violations on September 9, 2022. Without admitting or denying the findings by FINRA related to Case Number 2019062623, MM Global was censured and fined $450,000. Two individuals' registration capacities were suspended for 45 days, fined $20,000 and $5,000, respectively. MM Global elected to pay the fine via a 36 months' installment plan with a $38,250 installment fee. As of June 30, 2025, the Company has a total unpaid balance of $20,925, recorded as "Accrued liabilities and other payables". Other than MM Global, we are currently not involved in any legal proceedings; nor are we aware of any claims that could have a material adverse effect on our business, financial condition, results of operations or cash flows. Recent Developments On March 12, 2025, the Company entered into a Share Transfer Agreement (the "Agreement") with HAI TEC INC ("HAI TEC"), our wholly-owned subsidiary. Pursuant to the Agreement, the Company agreed to transfer all outstanding shares in HC Securities (HK) Limited, a wholly-owned subsidiary of us, to HAI TEC, for a total consideration of HK$16,573,925 (equivalent to approximately $2.13 million). The share transfer was completed on March 12, 2025, resulting in HC Securities (HK) Limited becoming a wholly-owned subsidiary of HAI TEC. Pursuant to the Equity Acquisition Agreement dated November 22, 2023, the Company sold all of its interests in Alpha Mind Technology

View Full Filing

View this 6-K filing on SEC EDGAR