Caldwell Sutter Capital Amends NAI Stake as of Dec 31, 2023
Ticker: NAII · Form: SC 13G/A · Filed: Feb 5, 2024 · CIK: 787253
| Field | Detail |
|---|---|
| Company | Natural Alternatives International Inc (NAII) |
| Form Type | SC 13G/A |
| Filed Date | Feb 5, 2024 |
| Risk Level | low |
| Pages | 5 |
| Reading Time | 6 min |
| Key Dollar Amounts | $0.01 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: beneficial-ownership, institutional-investor, amendment
TL;DR
**Caldwell Sutter Capital just updated its NAI stake, signaling a portfolio adjustment.**
AI Summary
Caldwell Sutter Capital, Inc. filed an amended SC 13G/A on February 5, 2024, indicating a change in their beneficial ownership of Natural Alternatives International, Inc. (NAI) common stock as of December 31, 2023. This amendment, filed under Rule 13d-1(b), updates their previous filing regarding their stake in the company. For investors, this matters because it signals that a significant institutional holder has adjusted its position, which could reflect their updated outlook on NAI's future performance or strategic direction.
Why It Matters
This filing shows an institutional investor, Caldwell Sutter Capital, has updated its ownership in Natural Alternatives International, Inc., providing transparency into significant shareholder activity.
Risk Assessment
Risk Level: low — This is a routine amendment to a beneficial ownership report, not indicating any immediate high-risk event.
Analyst Insight
Investors should note Caldwell Sutter Capital's continued interest in Natural Alternatives International, Inc. and monitor subsequent filings for further changes in their beneficial ownership, as this can signal shifts in institutional sentiment.
Key Players & Entities
- Caldwell Sutter Capital, Inc. (company) — the entity filing the SC 13G/A amendment
- Natural Alternatives International, Inc. (company) — the subject company whose securities are being reported
- December 31, 2023 (date) — the date of the event requiring the filing
- February 5, 2024 (date) — the filing date of the SC 13G/A
- 638842302 (number) — the CUSIP number for Natural Alternatives International, Inc. common stock
Forward-Looking Statements
- Caldwell Sutter Capital, Inc. will continue to be a significant institutional holder in Natural Alternatives International, Inc. (Caldwell Sutter Capital, Inc.) — medium confidence, target: 2025-12-31
FAQ
What type of filing is this document?
This document is an SC 13G/A, which is an amendment to a Schedule 13G, filed under Rule 13d-1(b) of the Securities Exchange Act of 1934.
Who is the subject company of this filing?
The subject company is Natural Alternatives International, Inc., with a CIK of 0000787253 and a CUSIP number of 638842302 for its Common Stock, $0.01 par value per share.
Who is the entity that filed this SC 13G/A?
The entity that filed this SC 13G/A is Caldwell Sutter Capital, Inc., with a CIK of 0000702007.
What was the date of the event that required this filing?
The date of the event which required the filing of this statement was December 31, 2023.
What is the business address of Natural Alternatives International, Inc.?
The business address of Natural Alternatives International, Inc. is 1535 Faraday Avenue, Carlsbad, CA 92008-7319, and their business phone is 760-736-7700.
Filing Stats: 1,529 words · 6 min read · ~5 pages · Grade level 9.2 · Accepted 2024-02-05 20:25:38
Key Financial Figures
- $0.01 — Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class o
Filing Documents
- csut20240201c_sc13ga.htm (SC 13G/A) — 64KB
- 0001437749-24-003151.txt ( ) — 66KB
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete, and correct. Date: February 5, 2024 CALDWELL SUTTER CAPITAL, INC. By: /s/ Christopher W. Anderson Christoper W. Anderson Chief Compliance Officer /s/ Joseph F. Helmer Joseph F. Helmer President