Rankin Group Amends NACCO Industries 13D Filing
Ticker: NC · Form: SC 13D/A · Filed: Dec 17, 2024 · CIK: 789933
Sentiment: neutral
Topics: 13D-amendment, shareholder-filing, ownership-change
Related Tickers: NC
TL;DR
Rankin Group updated their NACCO stake filing again. Watch for potential moves.
AI Summary
Alfred M. Rankin, Jr. and related parties have amended their Schedule 13D filing for NACCO Industries, Inc. on December 13, 2024. This amendment, the 18th for this filing, indicates a change in their beneficial ownership of NACCO Industries' Class B Common Stock. The filing does not specify the exact nature of the change or the new ownership percentages.
Why It Matters
Amendments to Schedule 13D filings signal potential shifts in significant shareholder positions, which can influence stock price and corporate strategy.
Risk Assessment
Risk Level: medium — Schedule 13D amendments often precede significant corporate actions or changes in control, warranting close monitoring.
Key Players & Entities
- Alfred M. Rankin, Jr. (person) — Filing person and authorized contact
- NACCO Industries, Inc. (company) — Subject company
- Class B Common Stock (security) — Class of securities owned
- CLARA T. RANKIN WILLIAMS (person) — Group member
- HELEN RANKIN BUTLER (person) — Group member
FAQ
What specific changes in beneficial ownership are detailed in this 18th amendment to the Schedule 13D filing?
The filing states it is an amendment to Schedule 13D/A but does not specify the exact changes in beneficial ownership or the new percentages in the provided text.
Who are the principal individuals or entities filing this amendment?
The filing is made by Alfred M. Rankin, Jr. and includes CLARA T. RANKIN WILLIAMS and HELEN RANKIN BUTLER as group members.
What is the date of the event requiring this filing?
The date of the event which requires filing of this statement is December 13, 2024.
What class of securities does this filing pertain to?
This filing pertains to the Class B Common Stock, par value $1.00 per share, of NACCO Industries, Inc.
What is the CUSIP number for the securities in question?
The CUSIP number for the Class B Common Stock of NACCO Industries, Inc. is 629579202.
Filing Stats: 2,668 words · 11 min read · ~9 pages · Grade level 8.9 · Accepted 2024-12-17 15:38:47
Key Financial Figures
- $1.00 — suer) Class B Common Stock, par value $1.00 per share (Title of Class of Securiti
Filing Documents
- d854079dsc13da.htm (SC 13D/A) — 76KB
- d854079dex9932.htm (EX-99.32) — 102KB
- d854079dex9933.htm (EX-99.33) — 248KB
- 0001193125-24-280422.txt ( ) — 427KB
to Schedule 13D
Part II to Schedule 13D This Amendment No. 18 to Schedule 13D (this Amendment No. 18 ) is hereby filed to update and supplement certain information with respect to beneficial ownership of shares of Class B Common Stock (the Class B Common ) of NACCO Industries, Inc. (the Issuer ) held by Rankin Associates I, L.P., a Delaware limited partnership (the Partnership ), that appeared in the Amended and Restated Schedule 13D filed by the Reporting Persons on March 27, 2002 (the Initial Filing ), as amended on October 24, 2002 (the Amendment No. 1 ), as further amended on February 17, 2004 (the Amendment No. 2 ), as further amended on February 15, 2005 (the Amendment No. 3 ), as further amended on February 14, 2006 (the Amendment No. 4 ), as further amended on February 13, 2008 (the Amendment No. 5 ), as further amended on February 16, 2010 (the Amendment No. 6 ), as further amended on February 14, 2011 (the Amendment No. 7 ), as further amended on February 14, 2012 (the Amendment No. 8 ), as further amended on February 14, 2013 (the Amendment No. 9 ), as further amended on February 14, 2014 (the Amendment No. 10 ), as further amended on February 13, 2015 (the Amendment No. 11 ), as further amended on February 14, 2017 (the Amendment No. 12 ), as further amended on February 13, 2018 (the Amendment No. 13 ), as further amended on February 12, 2021 (the Amendment No. 14 ), as further amended on February 11, 2022 (the Amendment No. 15 ), as further amended on February 10, 2023 (the Amendment No. 16 ) and as further amended on February 9, 2024 (the Amendment No. 17 , collectively, the Filings ). This Amendment No. 18 (a) updates certain information with respect to certain Reporting Persons under the Filings and (b) reflects the contribution of an aggregate of 203,972 shares of Class B Common from certain Reporting Persons to AMR Associates NC, L.P., a Delaware limited partnership ( AMR Associates NC ). Capitalized items used herein but not defined herein have the meanings ass
of the Filings is hereby amended by adding the following
Item 7 of the Filings is hereby amended by adding the following: Exhibit 32 Sixth Amendment to Amended and Restated Stockholders Agreement, dated as of December 16, 2024, by and between the Depository, the Issuer, the new Participating Stockholder and the Participating Stockholders. Exhibit 33 Limited Partnership Agreement of AMR Associates NC, L.P., dated as of December 5, 2024. [Signatures begin on the next page.] [The remainder of this page was intentionally left blank.] CUSIP No. 629579202 Schedule 13D/A Page 7 of 7
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: December 17, 2024 Name: Rankin Associates I, L.P. By: Main Trust of Alfred M. Rankin, Jr., created under the Agreement, dated as of September 28, 2000, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Alfred M. Rankin, Jr., creating a trust for the benefit of Alfred M. Rankin, Jr. (successor in interest to the Trust created by the Agreement, dated August 30, 1967, as supplemented, amended and restated, between National City Bank, as trustee, and Alfred M. Rankin, Jr., creating a trust for the benefit of Alfred M. Rankin, Jr.), as one of its General Partners By: /s/ Alfred M. Rankin, Jr. Alfred M. Rankin, Jr., as Trustee REPORTING PERSONS By: /s/ Alfred M. Rankin, Jr. Alfred M. Rankin, Jr., on behalf of himself and as: Attorney-in-Fact for Thomas T. Rankin* Attorney-in-Fact for Claiborne R. Rankin* Attorney-in-Fact for Roger F. Rankin* Attorney-in-Fact for Helen R. Butler* Attorney-in-Fact for Clara T. Rankin Williams* Attorney-in-Fact for Chloe O. Rankin* Attorney-in-Fact for Corbin K. Rankin* Attorney-in-Fact for Alison A. Rankin* Attorney-in-Fact for BTR 2012 GST for Chloe R. Seelbach* Attorney-in-Fact for BTR 2012 GST for Thomas P. Rankin * Attorney-in-Fact for BTR 2012 GST for Helen R. Butler * Attorney-in-Fact for BTR 2012 GST for Elisabeth M. Rankin* Attorney-in-Fact for BTR 2012 GST for Julia R. Kuipers* Attorney-in-Fact for BTR 2012 GST for Clara R. Williams* Attorney-in-Fact for BTR 2012 GST for Matthew M. Rankin* Attorney-in-Fact for BTR 2012 GST for Claiborne R. Rankin, Jr.* Attorney-in-Fact for BTR 2012 GST for James T. Rankin* Attorney-in-Fact for BTR 2012 GST for Anne F. Rankin* Attorney-in-Fact for BTR 2020 GST Trust for Helen R. Butler* Attorney-in-Fact for BTR 2020 GST Trust fo