Northann CORP. (NCL) — SEC Filings

Overview

Northann CORP. (NCL) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Dec 23, 2025: Northann Corp. filed an 8-K on December 23, 2025, reporting on events that occurred on December 18, 2025. The filing indicates an entry into a material definitive agreement, unregistered sales of equity securities, and includes financial statements and exhibits. The company is incorporated in Nevada

Sentiment Summary

Across 39 filings, the sentiment breakdown is: 1 bullish, 7 bearish, 30 neutral, 1 mixed. The dominant filing sentiment for Northann CORP. is neutral.

Filing Type Overview

Northann CORP. (NCL) has filed 23 8-K, 2 DEF 14A, 6 10-Q, 3 S-1/A, 1 S-1, 1 10-K/A, 2 10-K, 1 8-K/A with the SEC between Apr 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent Filings (39)

• Northann Corp. Files 8-K on Material Agreement & Equity Sales — 8-K · Dec 23, 2025 Risk: medium
  Northann Corp. filed an 8-K on December 23, 2025, reporting on events that occurred on December 18, 2025. The filing indicates an entry into a material definiti
• Northann Corp. Faces Delisting Concerns — 8-K · Dec 11, 2025 Risk: high
  Northann Corp. filed an 8-K on December 11, 2025, reporting a notice of delisting or failure to meet continued listing standards. The filing also includes other
• Northann Seeks Reverse Split, Massive Share Issuances Amidst NYSE Compliance — DEF 14A · Dec 4, 2025 Risk: high
  Northann Corp. (NCL) is seeking stockholder approval for several critical proposals at its Annual Meeting on December 31, 2025, including a potential reverse st
• Northann Corp. Files 8-K on Material Agreement & Equity Sales — 8-K · Nov 24, 2025 Risk: medium
  Northann Corp. filed an 8-K on November 24, 2025, reporting on events that occurred on November 23, 2025. The filing indicates the entry into a material definit
• Northann Plunges into Deeper Loss, Raises Going Concern Doubts — 10-Q · Nov 14, 2025 Risk: high
  Northann Corp. (NCL) reported a significant decline in financial performance for the nine months ended September 30, 2025, with revenue decreasing to $8,689,360
• Northann Registers 15M Shares for Resale Post-Reverse Split — S-1/A · Oct 24, 2025 Risk: high
  Northann Corp. (NCL) filed an S-1/A on October 24, 2025, registering up to 15,000,000 shares of common stock for resale by existing selling stockholders. The co
• Northann Corp. Files 8-K on Security Holder Rights — 8-K · Oct 7, 2025 Risk: medium
  Northann Corp. filed an 8-K on October 7, 2025, reporting material modifications to the rights of security holders and amendments to its articles of incorporati
• Northann S-1: 120M Shares for Resale, No New Capital for Company — S-1 · Sep 26, 2025 Risk: high
  Northann Corp. (NCL) filed an S-1 on September 26, 2025, for the resale of up to 120,000,000 shares of common stock by existing selling stockholders, including
• Northann Corp. Files 8-K for Other Events — 8-K · Sep 25, 2025 Risk: low
  Northann Corp. filed an 8-K on September 25, 2025, reporting an event that occurred on September 17, 2025. The filing is categorized under 'Other Events' and do
• Northann Corp. Reports Unregistered Equity Sales — 8-K · Sep 9, 2025 Risk: medium
  Northann Corp. filed an 8-K on September 9, 2025, reporting unregistered sales of equity securities that occurred on September 3, 2025. The filing also includes
• Northann Corp. Files 10-Q with Stock Split Update — 10-Q · Aug 19, 2025 Risk: low
  Northann Corp. filed its 10-Q for the period ending June 30, 2025. The filing indicates a retrospective restatement for a 2-for-1 reverse stock split. Key finan
• Northann Corp. Files 8-K Under 'Other Events' — 8-K · Jul 22, 2025 Risk: low
  Northann Corp. filed an 8-K on July 22, 2025, reporting an event that occurred on July 18, 2025. The filing is categorized under 'Other Events' and does not app
• Northann Revenue Soars 460% in Q1 2025 Amid Reverse Stock Split — 10-Q · Jul 18, 2025 Risk: medium
  Northann Corp. reported a significant increase in revenue for the three months ended March 31, 2025, reaching $2,630,729, up from $469,908 for the same period i
• Northann Restates Financials Post Reverse Stock Split — 10-K/A · Jul 2, 2025 Risk: medium
  Northann Corp. (NCL) filed a 10-K/A for the fiscal year ended December 31, 2024, primarily to reflect a 2-for-1 reverse stock split retrospectively, as detailed
• Northann Revenue Plunges 88% Amidst 3D Printing Market Headwinds — 10-K · Jul 1, 2025 Risk: high
  Northann Corp. reported a significant decline in revenue for the fiscal year ended December 31, 2024, plummeting to $1.3 million from $10.8 million in 2023, rep
• Northann Corp. Amends 8-K Filing on Certifying Accountant — 8-K/A · May 30, 2025 Risk: low
  Northann Corp. filed an amendment (8-K/A) on May 30, 2025, to its previous report dated May 24, 2025. This amendment concerns changes related to the registrant'
• Northann Corp. Reports Change in Certifying Accountant — 8-K · May 27, 2025 Risk: low
  Northann Corp. filed an 8-K on May 27, 2025, reporting changes in its certifying accountant as of May 24, 2025. The filing also includes financial statements an
• Northann Corp. Faces Delisting Concerns — 8-K · Apr 22, 2025 Risk: high
  Northann Corp. filed an 8-K on April 22, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule or standard. The earliest event re
• Northann Corp. Files 8-K on Equity Sales — 8-K · Apr 4, 2025 Risk: medium
  Northann Corp. filed an 8-K on April 4, 2025, reporting on events up to March 31, 2025. The filing indicates unregistered sales of equity securities and include
• Northann Corp. Enters Material Definitive Agreement — 8-K · Mar 5, 2025 Risk: medium
  Northann Corp. entered into a material definitive agreement on January 21, 2025. This agreement created a direct financial obligation for the company. The filin
• Northann Corp. Amends S-1 Registration Filing — S-1/A · Jan 29, 2025 Risk: medium
  Northann Corp. filed an S-1/A amendment on January 29, 2025, for its registration statement. The company, incorporated in Nevada with its principal executive of
• Northann Corp. Files IPO Amendment — S-1/A · Jan 14, 2025 Risk: medium
  Northann Corp. filed an S-1/A amendment on January 14, 2025, for its initial public offering. The company, incorporated in Nevada with principal executive offic
• Northann Corp. Files 8-K on Security Holder Vote Matters — 8-K · Jan 2, 2025 Risk: low
  Northann Corp. filed an 8-K on January 2, 2025, reporting events as of December 31, 2024. The filing indicates a submission of matters to a vote of security hol
• Northann Corp. Files 8-K: Material Agreement, Equity Sales — 8-K · Dec 23, 2024 Risk: medium
  Northann Corp. filed an 8-K on December 23, 2024, reporting on events that occurred on December 20, 2024. The filing indicates the entry into a material definit
• Northann Corp. Files Definitive Proxy Statement — DEF 14A · Dec 17, 2024 Risk: low
  Northann Corp. filed a definitive proxy statement (DEF 14A) on December 17, 2024, for the fiscal year ending December 31. The company, incorporated in Nevada an
• Northann Corp. Files 8-K on Material Agreement — 8-K · Dec 6, 2024 Risk: medium
  On December 6, 2024, Northann Corp. filed an 8-K report detailing a material definitive agreement. The filing also covers unregistered sales of equity securitie
• Northann Corp. Files 8-K on Material Agreement and Equity Sales — 8-K · Dec 5, 2024 Risk: medium
  Northann Corp. filed an 8-K on December 5, 2024, reporting on events that occurred on December 4, 2024. The filing indicates the entry into a material definitiv
• Northann Corp. Files 8-K for Material Agreement — 8-K · Nov 21, 2024 Risk: medium
  Northann Corp. filed an 8-K on November 21, 2024, reporting a material definitive agreement entered into on November 19, 2024. The filing also includes financia
• Northann Corp. Files Q3 2024 10-Q — 10-Q · Nov 19, 2024 Risk: low
  Northann Corp. filed its 10-Q for the period ending September 30, 2024. The filing details financial information and operational updates for the company, which
• Northann Corp. Files 8-K on Material Agreement & Equity Sales — 8-K · Nov 15, 2024 Risk: medium
  Northann Corp. filed an 8-K on November 15, 2024, reporting on events that occurred on November 13, 2024. The filing indicates the entry into a material definit
• Northann Corp. Files 8-K: Material Agreement & Equity Sales — 8-K · Oct 15, 2024 Risk: medium
  On October 11, 2024, Northann Corp. entered into a material definitive agreement. The company also reported on unregistered sales of equity securities and filed
• Northann Corp. Files 10-Q with Stock Split Restatement — 10-Q · Aug 14, 2024 Risk: medium
  Northann Corp. filed its 10-Q for the period ending June 30, 2024. The filing indicates a retrospective restatement for a 2-for-1 reverse stock split. Key finan
• Northann Corp. Files 8-K: Material Agreement & Financials — 8-K · Aug 5, 2024 Risk: medium
  Northann Corp. entered into a material definitive agreement on July 26, 2024. The filing also includes Regulation FD Disclosure and Financial Statements and Exh
• Northann Corp. Reports Unregistered Equity Sales — 8-K · Jun 27, 2024 Risk: medium
  Northann Corp. filed an 8-K on June 27, 2024, reporting unregistered sales of equity securities on June 22, 2024. The filing does not specify the number of shar
• Northann Corp. Terminates Material Definitive Agreement — 8-K · May 31, 2024 Risk: medium
  Northann Corp. filed an 8-K on May 31, 2024, reporting the termination of a material definitive agreement as of May 24, 2024. The filing does not specify the ot
• Northann Corp. Announces Board and Officer Changes — 8-K · May 23, 2024 Risk: medium
  Northann Corp. announced on May 17, 2024, changes in its board of directors and executive officers. The filing details the departure of certain officers and dir
• Northann Corp. Files Q1 2024 10-Q with Stock Split Restatement — 10-Q · May 20, 2024 Risk: medium
  Northann Corp. filed its 10-Q for the period ending March 31, 2024. The filing includes financial data and disclosures for the first quarter of 2024. Notably, t
• Northann Corp. CFO Appointed, CEO Resigns — 8-K · Apr 17, 2024 Risk: medium
  Northann Corp. announced on April 15, 2024, the appointment of Mr. Jianjun Li as Chief Financial Officer and the resignation of Mr. Jianjun Li from his role as
• Northann Corp. Files 2023 Annual Report on Form 10-K — 10-K · Apr 16, 2024 Risk: medium
  Northann Corp. (NCL) filed a Annual Report (10-K) with the SEC on April 16, 2024. Northann Corp. filed its 2023 Form 10-K on April 16, 2024. The filing covers t

Risk Profile

Risk Assessment: Of NCL's 39 recent filings, 7 were flagged as high-risk, 24 as medium-risk, and 8 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.

Financial Highlights

Key financial metrics from Northann CORP.'s most recent 10-Q filing (Nov 14, 2025):

• Revenue: $8,689,360
• Net Income: $(13,691,600)
• Cash Position: $40,883
• Total Assets: $14,953,718
• Total Debt: $4,203,138

Key Executives

• Lin Li
• Kurtis W. Winn
• Bradley C. Lalonde
• Umesh Patel
• Jing Zhang
• Ye Mo
• Jianjun Li

Industry Context

Northann Corp. operates in a sector that often faces scrutiny regarding financial stability and stock performance. Companies in similar positions frequently explore reverse stock splits to maintain exchange listings or improve market perception. The reliance on significant share issuances for asset and development agreements suggests a strategy focused on growth through partnerships, but also carries inherent risks of dilution.

Top Tags

material-agreement (10) · equity-sale (9) · 8-k (8) · Reverse Stock Split (5) · 10-Q (4) · financials (4) · regulatory-filing (3) · stock-split (3) · Plastics Products (3) · financial-reporting (3)

Executive Compensation

From the most recent DEF 14A filing (Dec 4, 2025):

• Lin Li — Chairman of the Board, Chief Executive Officer, President, Secretary, and Treasurer: $N/A

Key Numbers

• SEC File Number: 001-41816 — Identifies Northann Corp.'s filing history with the SEC.
• EIN: 88-1513509 — Employer Identification Number for Northann Corp.
• Reverse Stock Split Ratio: 1:3 to 1:20 — Proposed range for the discretionary reverse stock split
• Additional Equity Incentive Plan Shares: 2,000,000 shares — Proposed increase to the 2023 Equity Incentive Plan
• Shares for Kingsford Consultancy Ltd.: 12,500,000 shares — Issuance for asset purchase agreement, exceeding 20% of outstanding stock
• Shares for Asia Resource Holdings Limited: 15,000,000 shares — Issuance for development agreement, exceeding 20% of outstanding stock
• Common Stock Outstanding: 22,743,104 shares — As of December 1, 2025, the record date
• Series A Preferred Stock Outstanding: 625,000 shares — As of December 1, 2025, each with ten votes per share
• Total Votes Castable: 28,993,104 votes — Sum of common and Series A Preferred stock votes at the Annual Meeting
• Annual Meeting Date: December 31, 2025 — Date of Northann Corp.'s 2025 Annual Meeting
• Common Stock Par Value: $0.0001 — Par value per share of Northann Corp. common stock
• Agreement Date: November 23, 2025 — Date of asset purchase agreement with Kingsford and development agreement with Asia Resource
• Revenue: $8.69M — Decreased from $11.04M in 2024, a 21.3% decline for the nine months ended September 30, 2025.
• Net Loss: $(13.69M) — Significantly widened from $(0.44M) in 2024 for the nine months ended September 30, 2025.
• Gross Profit: $(1.96M) — Turned negative from a positive $4.07M in 2024 for the nine months ended September 30, 2025.

Frequently Asked Questions