Nocera, Inc. Faces Delisting Concerns

TL;DR

Nocera's stock might get delisted, check the rules.

AI Summary

Nocera, Inc. filed an 8-K on January 21, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule or standard, with the earliest event reported on January 15, 2025. The company is incorporated in Nevada and its principal executive offices are located in New Taipei City, Taiwan.

Why It Matters

This filing indicates potential issues with Nocera, Inc.'s continued listing on an exchange, which could impact its stock trading and investor confidence.

Risk Assessment

Risk Level: high — A notice of delisting or failure to meet listing standards poses a significant risk to the company's trading status and market perception.

Key Players & Entities

• NOCERA, INC. (company) — Registrant
• January 15, 2025 (date) — Earliest event reported
• January 21, 2025 (date) — Filing date
• Nevada (jurisdiction) — State of incorporation
• New Taipei City Taiwan (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock, par value $0.001 per share NCRA The Nasdaq Stock Mark
• $1.00 — intained a minimum closing bid price of $1.00 per share required for continued listin

Filing Documents

• nocera_8k.htm (8-K) — 30KB
• 0001683168-25-000458.txt ( ) — 201KB
• ncra-20250115.xsd (EX-101.SCH) — 3KB
• ncra-20250115_lab.xml (EX-101.LAB) — 33KB
• ncra-20250115_pre.xml (EX-101.PRE) — 22KB
• nocera_8k_htm.xml (XML) — 4KB

01 Notice of Delisting or Failure to

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On January 15, 2025, Nocera, Inc. (the "Company") received a letter from the Nasdaq Listing Qualifications Staff of The Nasdaq Stock Market LLC ("Nasdaq") therein stating that for the 30 consecutive business day period between November 29, 2024 through January 14, 2025, the common stock of the Company had not maintained a minimum closing bid price of $1.00 per share required for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the "Bid Price Rule"). Pursuant to Nasdaq Listing Rule 5810(c)(3)(A), the Company was provided an initial period of 180 calendar days, or until July 14, 2025 (the "Compliance Period"), to regain compliance with the Bid Price Rule. If the Company does not regain compliance with the Bid Price Rule by July 14, 2025, the Company may be eligible for an additional 180-day period to regain compliance. To qualify, the Company would be required to meet the continued listing requirement for market value of publicly held shares and all other initial listing standards for The Nasdaq Capital Market, with the exception of the Bid Price Rule, and would need to provide written notice of its intention to cure the bid price deficiency during the second compliance period, by effecting a reverse stock split, if necessary. If the Company cannot regain compliance during the Compliance Period or any subsequently granted compliance period, the common stock of the Company will be subject to delisting. At that time, the Company may appeal the delisting determination to a Nasdaq hearings panel. The notice from Nasdaq has no immediate effect on the listing of the Company's common stock and its common stock will continue to be listed on The Nasdaq Capital Market under the symbol "NCRA." The Company is currently evaluating its options for regaining compliance. There can be no assurance that the Company will regain com

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NOCERA, INC. Date: January 21, 2025 By: /s/ Andy Ching-An Jin Name: Andy Ching-An Jin Title: Chief Executive Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR