Karpus Management Amends Nuveen Muni Fund Filing
Ticker: NEA · Form: SC 13D/A · Filed: Sep 30, 2024 · CIK: 1195737
| Field | Detail |
|---|---|
| Company | Nuveen Amt-Free Quality Municipal Income Fund (NEA) |
| Form Type | SC 13D/A |
| Filed Date | Sep 30, 2024 |
| Risk Level | medium |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $167,363,318.04, $11.78, $11.82, $11.83, $11.85 |
| Sentiment | neutral |
Sentiment: neutral
Topics: 13D-A, ownership-filing, municipal-bonds
TL;DR
Karpus Management filed an update on their Nuveen Muni Fund stake. No major changes detailed yet.
AI Summary
Karpus Management, Inc. filed an amendment (No. 8) to its Schedule 13D on September 30, 2024, regarding its holdings in Nuveen AMT-Free Quality Municipal Income Fund. The filing indicates a change in the reporting person's beneficial ownership, though specific new holdings or changes in percentage are not detailed in this excerpt. Karpus Management, Inc. is based in Pittsford, NY.
Why It Matters
This filing updates the market on Karpus Management's stake in the Nuveen AMT-Free Quality Municipal Income Fund, which could signal changes in investment strategy or ownership.
Risk Assessment
Risk Level: medium — Schedule 13D/A filings often indicate significant shifts in beneficial ownership, which can impact a company's stock price and investor sentiment.
Key Players & Entities
- Karpus Management, Inc. (company) — Reporting Person
- Nuveen AMT-Free Quality Municipal Income Fund (company) — Subject Company
- Daniel L. Lippinco (person) — Mentioned in filing
FAQ
What specific changes in beneficial ownership are reported in this Amendment No. 8?
The provided excerpt does not detail the specific changes in beneficial ownership, only that an amendment was filed on September 30, 2024.
What is the CUSIP number for Nuveen AMT-Free Quality Municipal Income Fund?
The CUSIP number for Nuveen AMT-Free Quality Municipal Income Fund is 670657105.
Where is Karpus Management, Inc. located?
Karpus Management, Inc. is located at 183 Sully's Trail, Pittsford, NY 14534.
What is the business address of Nuveen AMT-Free Quality Municipal Income Fund?
The business address for Nuveen AMT-Free Quality Municipal Income Fund is Nuveen Investments, Inc., 333 West Wacker Drive, Chicago, IL 60606.
What is the filing date of this Schedule 13D/A?
The filing date of this Schedule 13D/A is September 30, 2024.
Filing Stats: 1,183 words · 5 min read · ~4 pages · Grade level 8.7 · Accepted 2024-09-30 13:58:34
Key Financial Figures
- $167,363,318.04 — cially owned by Karpus is approximately $167,363,318.04 excluding brokerage commissions. The Sh
- $11.78 — TS) Purchase of Common Stock 50,338 $11.78 9/11/2024 Sale of Common Stock (59
- $11.82 — 024 Sale of Common Stock (597,180) $11.82 9/12/2024 Sale of Common Stock (14
- $11.83 — 024 Sale of Common Stock (145,766) $11.83 9/13/2024 Sale of Common Stock (68
- $11.85 — 2024 Sale of Common Stock (68,414) $11.85 9/16/2024 Sale of Common Stock (19
- $11.84 — 024 Sale of Common Stock (195,143) $11.84 9/17/2024 Sale of Common Stock (51
- $11.86 — 024 Sale of Common Stock (366,983) $11.86 9/20/2024 Sale of Common Stock (17
- $11.91 — 024 Sale of Common Stock (211,550) $11.91 9/25/2024 Sale of Common Stock (13
- $11.94 — 024 Sale of Common Stock (139,639) $11.94 9/26/2024
Filing Documents
- karpus-sch13d_18853.htm (SC 13D/A) — 84KB
- 0001072613-24-000736.txt ( ) — 86KB
Business
Owned Kathleen Finnerty Crane Chief Financial Officer 183 Sully’s Trail, Pittsford, New York 14534 12,700 Shares Thomas Michael Duffy Senior Vice President and Director of Operations 183 Sully’s Trail, Pittsford, New York 14534 0 Shares Daniel Lee Lippincott President and Chief Investment Officer 183 Sully’s Trail, Pittsford, New York 14534 3,000 Shares Jodi Lee Hedberg Chief Compliance Officer 183 Sully’s Trail, Pittsford, New York 14534 0 Shares Thomas Wayne Griffith Director 17 East Market Street, West Chester, Pennsylvania 19382 530 Shares Carlos Manuel Yuste Director 17 East Market Street, West Chester, Pennsylvania 19382 0 Shares SCHEDULE B Transactions in the Shares since the amended Schedule 13D filing on September 12, 2024. Nature of the Transaction Shares Purchased/(Sold) Price Per Share($) Date of Purchase / Sale KARPUS MANAGEMENT, INC., D/B/A/ KARPUS INVESTMENT MANAGEMENT (THROUGH THE ACCOUNTS) Purchase of Common Stock 50,338 $11.78 9/11/2024 Sale of Common Stock (597,180) $11.82 9/12/2024 Sale of Common Stock (145,766) $11.83 9/13/2024 Sale of Common Stock (68,414) $11.85 9/16/2024 Sale of Common Stock (195,143) $11.84 9/17/2024 Sale of Common Stock (512,328) $11.84 9/18/2024 Sale of Common Stock (638,798) $11.85 9/19/2024 Sale of Common Stock (366,983) $11.86 9/20/2024 Sale of Common Stock (17,851) $11.85 9/23/2024 Sale of Common Stock (197,325) $11.86 9/24/2024 Sale of Common Stock (211,550) $11.91 9/25/2024 Sale of Common Stock (139,639) $11.94 9/26/2024