NeoVolta Inc. Files 8-K: Asset Deal, Equity Sales, Officer Changes

TL;DR

NeoVolta 8-K: Asset deal closed, sold some stock, new execs/directors. Details light.

AI Summary

On October 1, 2025, NeoVolta, Inc. entered into a material definitive agreement related to the completion of an acquisition or disposition of assets. The company also reported on unregistered sales of equity securities and changes in its board of directors and officer compensation. Specific financial details and the nature of the acquisition were not disclosed in this filing.

Why It Matters

This filing indicates significant corporate activity for NeoVolta, including potential M&A or asset transactions and equity issuances, which could impact its financial structure and future operations.

Risk Assessment

Risk Level: medium — The filing mentions material definitive agreements, asset transactions, and unregistered equity sales, which can introduce financial and operational risks.

Key Players & Entities

• NeoVolta, Inc. (company) — Filer of the 8-K report
• October 1, 2025 (date) — Earliest event reported date

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock, par value $0.001 per share NEOV The NASDAQ Stock Mark
• $500,000 — by NeoVolta at closing consists of (i) $500,000 in cash, of which $100,000 will be paid
• $100,000 — sists of (i) $500,000 in cash, of which $100,000 will be paid to Seller and $400,000 wil
• $400,000 — ich $100,000 will be paid to Seller and $400,000 will be distributed to the Shareholders
• $2,000,000 — a) 1,300,000 shares upon achievement of $2,000,000 in revenue and successful product launc
• $5,000,000 — hares upon achievement of an additional $5,000,000 in revenue prior to December 31, 2028;
• $20,000,000 — hares upon achievement of an additional $20,000,000 in revenue prior to December 31, 2028;
• $40,000,000 — hares upon achievement of an additional $40,000,000 in revenue prior to December 31, 2028.
• $10.00 — , NeoVolta will pay Seller a royalty of $10.00 per unit of neuClick Battery Modules so
• $250,000 — l each receive an annual base salary of $250,000, subject to annual review and potential

Filing Documents

• neovolta_8k.htm (8-K) — 43KB
• neovolta_ex0201.htm (EX-2.1) — 181KB
• neovolta_ex1001.htm (EX-10.1) — 46KB
• neovolta_ex1002.htm (EX-10.2) — 46KB
• 0001683168-25-007444.txt ( ) — 587KB
• neov-20251001.xsd (EX-101.SCH) — 3KB
• neov-20251001_def.xml (EX-101.DEF) — 26KB
• neov-20251001_lab.xml (EX-101.LAB) — 36KB
• neov-20251001_pre.xml (EX-101.PRE) — 25KB
• neovolta_8k_htm.xml (XML) — 5KB

01. Completion

Item 2.01. Completion of Acquisition or Disposition of Assets. The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.01.

02. Unregistered

Item 3.02. Unregistered Sales of Equity Securities. The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02. 2

02

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On October 1, 2025, the Company appointed Amany Ibrahim, as the Company's Chief Operating Officer, and Thomas Enzendorfer as the Company's Chief Technology Officer. Michael Mendik, the Company's previous Chief Operating Officer will continue with the Company and serve as its Chief Product Officer. From 2023 to 3035, Ms. Ibrahim, age 37, led strategy, product innovation, and market expansion at Neubau Energy. She co-founded the company's next-generation modular residential battery platform, positioning it to scale in home energy storage. From 2019 to 2023, Ms. Ibrahim was employed by HomeEnergy Inc. and served as Chief Operating Officer during her tenure. Ms. Ibrahim serves on Neubau Energy's board of directors. From 2023 to 2025, Mr. Enzendorfer, age 43, served as chief executive officer of Neubau Energy in California and managing director of Neubau Energy GmbH in Vienna; previously, from 2009 to 2016 he was Director of Solar Energy at Fronius USA and later served as President at Soligent Distribution LLC. There are no family relationships existing between Ms. Ibrahim or Mr. Enzendorfer, and any director or executive officer of the Company. Except as described in Item 1.01 above, there have been no transactions, and no transactions are currently proposed, in which the Company was or is to be a participant and in which Ms. Ibrahim or Mr. Enzendorfer or any member of their immediate family had or will have any interest, that are required to be disclosed by Item 404(a) of Regulation S-K. In addition, there are no arrangements or understandings between Ms. Ibrahim or Mr. Enzendorfer and any other persons pursuant to which such individuals were appointed to such positions. On October 1, 2025, the Company entered into Employment Agreements (the "Employment Agreements") with each of Amany Ibrahim and Thomas Enze

01. Financial Statements

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Exhibit Description 2.1 + Asset Purchase Agreement dated October 1, 2025 by and among NeoVolta, Inc., Neubau Energy Inc. and the shareholders of Neubau Energy Inc. 10.1 Employment Agreement dated October 1, 2025 between NeoVolta, Inc. and Amany Ibrahim 10.2 Employment Agreement dated October 1, 2025 between NeoVolta, Inc. and Thomas Enzendorfer 104 Cover page Interactive Data File (embedded within the Inline XBRL document) + Pursuant to Item 601(b)(10)(iv) of Regulation S-K promulgated by the SEC, certain portions of this exhibit have been redacted. The Company hereby agrees to furnish supplementally to the SEC, upon its request, an unredacted copy of this exhibit. 3 SIGNATURE Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NeoVolta, Inc. By: /s/ Steve Bond Steve Bond Chief Financial Officer Dated: October 7, 2025 4

View Full Filing

View this 8-K filing on SEC EDGAR